UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C.  20549

 

 

FORM 10-Q/A

Amendment No. 1

 

 

(Mark One)

xQUARTERLY REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the quarterly period ended March 31, 2015

 

OR

 

¨TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934

 

For the transition period from to

 

Commission File No. 000-53869

 

FIRST NATIONAL COMMUNITY BANCORP, INC.

(Exact Name of Registrant as Specified in Its Charter)

 

Pennsylvania   23-2900790

(State or Other Jurisdiction

of Incorporation or Organization)

  

(I.R.S. Employer

Identification No.)

     
102 E. Drinker St., Dunmore, PA   18512
(Address of Principal Executive Offices)   (Zip Code)

 

Registrant’s telephone number, including area code    (570) 346-7667

 

 

(Former Name, Former Address and Former Fiscal Year, if Changed Since Last Report)

 

Indicate by check mark whether the registrant: (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES x NO ¨

 

Indicate by check mark whether the registrant has submitted electronically and posted on its corporate Web site, if any, every Interactive Data File required to be submitted and posted pursuant to Rule 405 of Regulation S-T (232.405 of this chapter) during the preceding 12 months (or for such shorter period that the registrant was required to submit and post such files). YES x NO ¨

 

Indicate by check mark whether the registrant is a large accelerated filer, an accelerated filer, a non-accelerated filer, or a smaller reporting company.  See the definitions of “large accelerated filer,” “accelerated filer” and “smaller reporting company” in Rule 12b-2 of the Exchange Act.

 

Large Accelerated Filer ¨   Accelerated Filer x
     
Non-Accelerated Filer ¨   Smaller reporting company ¨

 

Indicate by check mark whether the registrant is a shell company (as defined in Rule 12b-2 of the Exchange Act). Yes ¨ No x

 

Indicate the number of shares outstanding of each of the issuer’s classes of common stock as of the latest practicable date:

 

Common Stock, $1.25 par value   16,500,945 shares
(Title of Class)   (Outstanding at May 8, 2015)

 

 

 

 
 

 

EXPLANATORY NOTE

 

The sole purpose of filing this Amendment No. 1 (this “Amendment”) to the Quarterly Report on Form 10-Q for First National Community Bancorp, Inc. (the “Company”) for the quarterly period ended March 31, 2015 (the “Original Filing”), as filed with the Securities and Exchange Commission (the “SEC”) on May 8, 2015, is to correct the XBRL role type code applied by the Company’s financial printer to certain notes to financial statements which were inadvertently coded as “financial statements.” The content of the XBRL is correct as filed with the error was solely a formatting error. This Amendment contains only the cover page to this Amendment, this Explanatory Note, Item 6, Exhibit 31.1, Exhibit 31.2, Exhibit 32.1, Exhibit 101.INS, Exhibit 101.SCH, Exhibit 101.CAL, Exhibit 101.DEF, Exhibit 101.LAB and Exhibit 101.PRE. Pursuant to Rule 12b-15 under the Securities Exchange Act of 1934, as amended, this Amendment also contains new certifications pursuant to Section 302 of the Sarbanes-Oxley Act of 2002, which are attached hereto. Because this Amendment does not contain or amend disclosure to Item 307 or 308 of Regulation S-K and this Amendment does not contain or amend any disclosure with respect to Items 307 and 308 of Regulation S-K, paragraphs 4 and 5 of the certifications have been omitted.

 

Except as described above, no changes have been made to the content of the originally filed XBRL or to the Original Filing itself, and this Amendment does not reflect events that may have occurred subsequent to the date of the Original Filing, and does not modify or update in any way disclosures made in the Original Filing. Accordingly, this Amendment should be read in conjunction with the Original Filing and the Company’s other filings with the SEC.

 

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Item 6 — Exhibits.

 

The following exhibits are filed herewith or incorporated by reference.

 

EXHIBIT 31.1   Certification of Chief Executive Officer
     
EXHIBIT 31.2   Certification of Chief Financial Officer
     
EXHIBIT 32.1   Section 1350 Certification —Chief Executive Officer and Chief Financial Officer

 

EXHIBIT 101.INS XBRL INSTANCE DOCUMENT
   
EXHIBIT 101.SCH XBRL TAXONOMY EXTENSION SCHEMA
   
EXHIBIT 101.CAL XBRL TAXONOMY EXTENSION CALCULATION LINKBASE
   
EXHIBIT 101.DEF XBRL TAXONOMY EXTENSION DEFINITION LINKBASE
   
EXHIBIT 101.LAB XBRL TAXONOMY EXTENSION LABEL LINKBASE
   
EXHIBIT 101.PRE XBRL TAXONOMY EXTENSION PRESENTATION LINKBASE
   

  

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SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.

 

Registrant:  FIRST NATIONAL COMMUNITY BANCORP, INC.

 

Date: June 2, 2015 By: /s/ Steven R. Tokach
  Steven R. Tokach
  President and Chief Executive Officer
   
   
   
Date: June 2, 2015 By: /s/ James M. Bone, Jr.
  James M. Bone, Jr., CPA
  Executive Vice President and Chief Financial Officer
  Principal Financial Officer
   
   
   
Date: June 2, 2015 By: /s/ Stephanie A. Westington
  Stephanie A. Westington, CPA
  Senior Vice President and Controller
  Principal Accounting Officer

 

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