UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

 

   

FORM 8-K

 

  

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): October 31, 2013

 

  

HENNESSY ADVISORS, INC.

(Exact name of registrant as specified in its charter)

 

 

 

California	000-49872	68-0176227
(State or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer Identification No.)
7250 Redwood Blvd., Suite 200 Novato, California		94945
(Address of principal executive offices)		(Zip Code)

 

Registrant’s telephone number including area code: (415) 899-1555

 

Not Applicable

(Former name or former address, if changed since last report)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

£

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230 .425)

 

£

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

£

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

£

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 

 

 

Item 7.01. Regulation FD Disclosure.

 

On October 31, 2013, Hennessy Advisors, Inc. issued a press release announcing, among other things, that it had declared a cash dividend of $0.03125 per share on its common stock, payable December 9, 2013 to shareholders of record at the close of business on November 15, 2013. A copy of the press release is being furnished as Exhibit 99.1 to this Current Report on Form 8-K and is incorporated into this Form 8-K by reference.

 

Item 9.01. Financial Statements and Exhibits.

 

	Exhibit	Description
	99.1	Press release issued October 31, 2013 by Hennessy Advisors announcing declaration of cash dividend.

 

 

signatures

 

Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

	HENNESSY ADVISORS, INC.
October 31, 2013	By:	/s/ Terry Nilsen
		Terry Nilsen Executive Vice President

 

 

HENNESSY ADVISORS, INC.

 

Exhibit Index to Current Report on Form 8-K dated October 31, 2013

 

Exhibit	Description
99.1	Press release issued October 31, 2013 by Hennessy Advisors announcing declaration of cash dividend.