Unassociated Document
 
SECURITIES AND EXCHANGE COMMISSION
 
UNITED STATES
 
Washington, DC   20549
 
FORM 8-K
 
CURRENT REPORT
 
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
 
Date of Report (Date of earliest event reported)        December 9, 2011
 
HENNESSY ADVISORS, INC.
 
(Exact name of registrant as specified in its charter)
 
California
000-49872
68-0176227
(State or other jurisdiction
of incorporation)
Commission
File Number)
(IRS Employer
Identification No.)
     
7250 Redwood Blvd., Suite 200
Novato, California
94945
(Address of principal executive offices)
(Zip Code)

Registrant's telephone number including area code:       (415) 899-1555
 
Not Applicable
(Former name or former address, if changed since last report)
 
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
 
 
£
Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230 .425)
     
 
£
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
     
 
£
Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
     
 
£
Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
                                                                                                                                          
 
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Item 2.02
Results of Operations and Financial Condition
    
 
The registrant has issued an earnings release for the fiscal year ended September 30, 2011, which is included herein as Exhibit 99.1.



Item 9.01 Financial Statements and Exhibits

          (c) Exhibits

Exhibit 99.1
Earnings release issued December 9, 2011, by Hennessy Advisors, Inc., for the fiscal year ended September 30, 2011.

 
 
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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the
undersigned hereunto duly authorized.


 
HENNESSY ADVISORS, INC.
     
     
December 9, 2011
By:
/s/ Neil J. Hennessy
   
Neil J. Hennessy
   
President







EXHIBIT INDEX


Exhibit 99.1
Earnings release issued December 9, 2011, by Hennessy Advisors, Inc. for the fiscal year ended September 30, 2011.


 
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Exhibit 99.1   Earnings Release of December 9, 2011
 

 
 
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