California
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000-49872
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68-0176227
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(State or other jurisdiction
of incorporation)
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Commission
File Number)
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(IRS Employer
Identification No.)
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7250 Redwood Blvd., Suite 200
Novato, California
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94945
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(Address of principal executive offices)
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(Zip Code)
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£
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Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230 .425)
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£
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Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
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£
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Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
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£
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Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
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Item 2.02
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Results of Operations and Financial Condition
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Item 7.01
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Regulation FD Disclosure
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Item 9.01
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Financial Statements and Exhibits
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Exhibit 99.1
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Earnings and dividend release issued August 4, 2011, by Hennessy Advisors, Inc., for the three and nine months ended June 30, 2011.
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HENNESSY ADVISORS, INC. | |||
August 4, 2011
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By:
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/s/ Neil J. Hennessy | |
Neil J. Hennessy | |||
President | |||
Exhibit 99.1
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Earnings and dividend release issued August 4, 2011, by Hennessy Advisors, Inc., for the three and nine months ended June 30, 2011.
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