California
|
000-49872
|
68-0176227
|
(State
or other jurisdiction
of
incorporation)
|
(Commission
File
Number)
|
(IRS
Employer
Identification
No.)
|
7250
Redwood Blvd., Suite 200
Novato,
California
|
94945
|
|
(Address
of principal executive offices)
|
(Zip
Code)
|
£
|
Written
communications pursuant to Rule 425 under the Securities Act (17 CFR 230
.425)
|
£
|
Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
|
£
|
Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
|
£
|
Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
|
Exhibit
|
Description
|
16.1
|
Letter
from Stonefield Josephson, Inc. to the Securities and Exchange Commission
dated October 28, 2010.
|
HENNESSY ADVISORS, INC.
(registrant) |
||
October
28, 2010
|
By:
|
/s/ Daniel B.
Steadman
|
Daniel
B. Steadman
Executive
Vice President
|
Exhibit
|
Description
|
16.1
|
Letter
from Stonefield Josephson, Inc. to the Securities and Exchange Commission
dated October 28, 2010.
|