Unassociated Document
Filed
Pursuant to Rule 424(b)(3)
Registration
No. 333-143755
Prospectus
Supplement No. 19
(to
Prospectus dated December 10, 2007)
CLEVELAND
BIOLABS, INC.
5,514,999
Shares
This
Prospectus Supplement No. 19 supplements and amends the prospectus dated
December 10, 2007 (the “Prospectus”) relating to the offer and sale of up to
5,514,999 shares of our common stock, which may be offered from time to time by
the selling stockholders identified in the Prospectus for their own accounts.
This Prospectus Supplement is not complete without, and may not be delivered or
used except in connection with the original Prospectus.
This
Prospectus Supplement No. 19 includes the attached Form 8-K of Cleveland
BioLabs, Inc., dated February 2, 2010, as filed by us with the Securities and
Exchange Commission.
This
Prospectus Supplement No. 19 modifies and supersedes, in part, the information
in the Prospectus. Any information that is modified or superseded in the
Prospectus shall not be deemed to constitute a part of the Prospectus, except as
modified or superseded by this Prospectus Supplement No. 19. We may amend or
supplement the Prospectus from time to time by filing amendments or supplements
as required. You should read the entire Prospectus and any amendments or
supplements carefully before you make an investment decision.
Investing
in our common stock involves risk. See “Risk Factors” beginning on
page 8 of the Prospectus, and on page 20 of the Form 10-K filed by us
with the Securities and Exchange Commission on March 30, 2009.
Neither
the Securities and Exchange Commission nor any state securities commission has
approved or disapproved of these securities or determined if the Prospectus or
this Prospectus Supplement No. 19 is truthful or complete. Any
representation to the contrary is a criminal offense.
The date
of this Prospectus Supplement No. 19 is February 3, 2010.
UNITED STATES
SECURITIES AND EXCHANGE
COMMISSION
Washington, D.C.
20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the
Securities Exchange Act of
1934
Date of Report: (Date of earliest event
reported): February 2, 2010
CLEVELAND BIOLABS,
INC.
(Exact name of registrant as specified
in its charter)
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Delaware
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001-32954
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20-0077155
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(State or other
jurisdiction
of incorporation or
organization)
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(Commission File
Number)
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(I.R.S.
Employer
Identification
Number)
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73 High Street, Buffalo, New
York 14203
(Address of principal executive
offices)
Registrant’s telephone number, including
area code: (716) 849-6810
Check the appropriate box below if the
Form 8-K filing is intended to simultaneously satisfy the filing obligation of
the registrant under any of the following provisions (see General Instruction
A.2. below):
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Written communications pursuant to
Rule 425 under the Securities Act (17 CFR
230.425)
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Soliciting material pursuant to
Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
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Pre-commencement communications
pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
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Pre-commencement communications
pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
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On February 2, 2010, Cleveland BioLabs,
Inc. (the “Company”) notified holders of the Company’s Series D Convertible
Preferred Stock, par value $0.005 per share (the “Series D Preferred”) that the
Series D Preferred will be automatically converted (the “Automatic Conversion”)
into shares of the Company’s common stock, par value $0.005 per share (“Common
Stock”) on February 9, 2010. The Company delivered the notice of Automatic
Conversion as a result of the satisfaction of certain conditions contained in
Section 8(a) of the Certificate of Designation of Preferences, Rights and
Limitations of Series D Convertible Preferred Stock, filed with the Secretary of
State of Delaware on February 13, 2009, including that the closing sale price of
the Company’s Common Stock on the NASDAQ Capital Market has exceeded 300% of the
conversion price of the Series D Preferred ($1.02) for 20 consecutive trading
days.
As of the date hereof, there are 466.85
shares of Series D Preferred outstanding. These shares of Series D Preferred
will convert into 4,576,979 shares of Common Stock in connection with the
Automatic Conversion.
SIGNATURE
Pursuant to the requirements of the
Securities Exchange Act of 1934, the registrant has duly caused this report to
be signed on its behalf by the undersigned hereunto duly
authorized.
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CLEVELAND BIOLABS,
INC.
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Date: February 2,
2010
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By:
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/s/ Michael Fonstein
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Michael
Fonstein
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President and Chief Executive
Officer
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