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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MENON SATISH C/O SHUTTERFLY, INC. 2800 BRIDGE PARKWAY, CA 94065 |
SVP, Chief Technology Officer |
/s/ Ray Amanquah, Attorney-in-Fact | 11/22/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | As the result of an administrative error, the acquisition of these restricted stock units ("RSUs") was omitted from the Form 4 previously filed with the Securities and Exchange Commission on November 19, 2015. |
(2) | As the result of an administrative error, the Form 4 previously filed with the Securities and Exchange Commission on November 19, 2015 erroneously reported these dispositions as a withholding of shares by the Issuer to cover taxes due upon the acquisition of the RSU's in accordance with Rule 16b-3. The shares were sold by the Issuer to cover the Reporting Person's tax liability, and this Form 4 corrects the transaction code accordingly. The Reporting Person did not sell or otherwise dispose of any of the shares reported on this Form 4 for any reason other than to cover required taxes. |
(3) | As a result of the administrative error noted in footnote (1) above, the Form 4 previously filed with the Securities and Exchange Commission on November 19, 2015 incorrectly reported the amounts of securities beneficially owned by the Reporting Person following each reported transaction. Those amounts are corrected on this Form 4. |