CUSIP No. | 126600105 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
George Borba Family Trust 33-6188171 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) x | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
5234335 | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
5234335 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
5234335 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
5.0% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
FOOTNOTES | |||||
(Trust) |
CUSIP No. | 126600105 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
The Borba Children's Holding Trust 46-6388658 | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) x | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
2277000 | |||||
6 | SHARED VOTING POWER | ||||
0 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
2277000 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
0 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
2277000 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
o | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
2.2% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
OO | |||||
FOOTNOTES | |||||
(Trust) |
CUSIP No. | 126600105 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
George A Borba, Jr., individually and as co-trustee of the George Borba Family Trust and of the Borba Children's Holding Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) x | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
11520 | |||||
6 | SHARED VOTING POWER | ||||
7511335 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
11520 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
7511335 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
466920 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
x | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.4% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
FOOTNOTES | |||||
Sole voting and sole dispositive power shares include 288 shares held as custodian for minor children. Shared voting and shared dispositive power shares consist of 5,234,335 shares held by the George Borba Family Trust, as to which George Borba, Jr. is a successor co-trustee with shared voting and dispositive power; and 2,277,000 shares held by the Borba Children's Holding Trust of which George Borba, Jr. is a co-trustee with shared voting and dispositive power. Mr. Borba disclaims beneficial ownership of the shares held by The George Borba Family Trust and The Borba Children's Holding Trust, except to the extent of his distributable interest in the Borba Children's Holding Trust. |
CUSIP No. | 126600105 |
1 | NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) | ||||
Linda Borba Gourdikian, individually, and as co-trustee of The George Borba Family Trust and of the Borba Children's' Holding Trust | |||||
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE
INSTRUCTIONS) | ||||
(a) x | |||||
(b) o | |||||
3 | SEC USE ONLY | ||||
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | ||||
USA | |||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH: | 5 | SOLE VOTING POWER | |||
28822 | |||||
6 | SHARED VOTING POWER | ||||
7558685 | |||||
7 | SOLE DISPOSITIVE POWER | ||||
28822 | |||||
8 | SHARED DISPOSITIVE POWER | ||||
7558685 | |||||
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | ||||
531572 | |||||
10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | ||||
x | |||||
11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) | ||||
0.5% | |||||
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | ||||
IN | |||||
FOOTNOTES | |||||
Sole voting and sole dispositive power shares include 275 vested option shares.Shared voting and shared dispositive power shares includes 5,234,335 shares held by the George Borba Family Trust, as to which Ms. Gourdikian is a successor co-trustee with shared voting and dispositive power; and 2,277,000 shares held by the Borba Children's Holding Trust of which Ms. Gourdikian is a co-trustee with shared voting and dispositive power. Also includes 47,350 shares held by the Gourdikian Family Trust of which Ms. Gourdikian and her husband are co-trustees and beneficiaries. Ms. Gourdikian disclaims beneficial ownership of the shares held by The George Borba Family Trust and The Borba Children's Holding Trust, except to the extent of her distributable interest in the Borba Children's Holding Trust. |
(a) | Name
of Issuer |
CVB Financial Corporation |
(b) | Address
of Issuer’s Principal Executive Offices |
701 North Haven Avenue, Suite 350
Ontario, California 91764 |
(a) | Name
of Person Filing |
This Schedule 13G is being filed jointly by the George Borba Family Trust, of which George A. Borba, Jr. and Linda Borba Gourdikian are co-trustees; by The Borba Children's Holding Trust dated December 4, 2012 Trust, of which George A. Borba, Jr. and Linda Borba Gourdikian are co-trustees; and by George A. Borba, Jr. and Linda Borba Gourdikian, as individuals and as co-trustees of the George Borba Family Trust. The shares held by the George Borba Family Trust and The Borba Children's Holding Trust were acquired by and previously reported on Form 13G by George A. Borba, who died on October 23, 2012. The reporting persons acquired beneficial ownership upon the resignation of the successor trustee, Dolores S. Borba. Dolores S. Borba established The Borba Children's Holding Trust and transferred certain shares from The George Borba Family Trust to The Borba Children's Trust on December 10, 2012. On February 19, 2014, the co-trustees transferred 2,000,000 shares to The Borba Children's Holding Trust. |
(b) | Address
of Principal Business Office or, if none, Residence |
701 N. Haven Avenue
Ontario CA 91764 |
(c) | Citizenship |
USA |
(d) | Title
of Class of Securities |
Common Stock, no par value |
(e) | CUSIP
Number |
126600105 |
Item
3. | If
this statement is filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c),
check whether the person filing is a: |
(a) | o | Broker
or dealer registered under section 15 of the Act (15 U.S.C. 78o). |
(b) | o | Bank
as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). |
(c) | o |
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c).
|
(d) | o | Investment
company registered under section 8 of the Investment Company Act of 1940 (15
U.S.C 80a-8). |
(e) | o | An
investment adviser in accordance with §240.13d-1(b)(1)(ii)(E); |
(f) | o | An
employee benefit plan or endowment fund in accordance with
§240.13d-1(b)(1)(ii)(F); |
(g) | o | A
parent holding company or control person in accordance with §
240.13d-1(b)(1)(ii)(G); |
(h) | o | A
savings associations as defined in Section 3(b) of the Federal Deposit
Insurance Act (12 U.S.C. 1813); |
(i) | o | A
church plan that is excluded from the definition of an investment company under
section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); |
(j) | o | A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). |
(k) | o |
A group, in accordance with § 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify
the type of institution:
|
Item
4. | Ownership. |
(a) |
Amount beneficially owned:
7,587,507 |
(b) |
Percent of class: 7.2 |
(c) | Number
of shares as to which the person has: |
(i) |
Sole power to vote or to direct the vote:
0 |
(ii) |
Shared power to vote or to direct the vote:
7,587,507 |
(iii) |
Sole power to dispose or to direct the disposition of:
0 |
(iv) |
Shared power to dispose or to direct the disposition of:
7,587,507 |
Item
5. | Ownership
of Five Percent or Less of a Class |
Item
6. | Ownership
of More than Five Percent on Behalf of Another Person. |
Item
7. | Identification
and Classification of the Subsidiary Which Acquired the Security Being Reported
on By the Parent Holding Company |
Item
8. | Identification
and Classification of Members of the Group |
Item
9. | Notice
of Dissolution of Group |
Item
10. | Certification |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
The George Borba Family Trust | |||
Date:
February 27, 2014 | By:
| /s/ George A Borba Jr and Linda Borba Gourdikian | |
Name: George A Borba Jr and Linda Borba Gourdikian | |||
Title: Co Trustees | |||
The Borba Children's Holding Trust | |||
Date:
February 27, 2014 | By:
| /s/ George A Borba Jr and Linda Borba Gourdikian | |
Name: George A Borba Jr and Linda Borba Gourdikian | |||
Title: Co Trustees | |||
Date:
February 27, 2014 | By:
| /s/ George A Borba Jr | |
Name: George A Borba Jr | |||
Title: | |||
Date:
February 27, 2014 | By:
| /s/ Linda Borba Gourdikian | |
Name: Linda Borba Gourdikian | |||
Title: | |||
Footnotes: |
Attention: | Intentional
misstatements or omissions of fact constitute Federal criminal violations (See
18 U.S.C. 1001) |