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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
FEINBERG STEPHEN C/O CERBERUS CAPITAL MANAGEMENT, L.P. 875 THIRD AVENUE, 11TH FLOOR NEW YORK, NY 10022 |
X |
/s/ Stephen Feinberg | 04/03/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Cerberus ABP Investor LLC ("Cerberus ABP") is the holder of 47,138,267 shares of common stock, par value $0.01 per share (the "Common Stock"), of BlueLinx Holdings Inc. (the "Company"). Stephen Feinberg, through one or more intermediate entities, possesses the sole power to vote and the sole power to direct the disposition of all securities of the Company held by Cerberus ABP. Mr. Feinberg's interest in such securities is limited to the extent of his pecuniary interest in Cerberus ABP, if any. |
(2) | Howard S. Cohen, the chairman of the Company's board of directors, is a senior advisor to an affiliate of Cerberus ABP. Mr. Cohen, according to a Form 4 filed with the U.S. Securities and Exchange Commission (the "SEC") on April 1, 2013, holds 1,303,632 shares of Common Stock and options to purchase 750,000 shares of Common Stock at an exercise price of $4.66 per share. Mr. Feinberg disclaims all pecuniary interest in, and beneficial ownership of, any of the Company's securities held by Mr. Cohen. |
(3) | On March 28, 2013, Cerberus ABP purchased from the Company 13,486,288 shares of Common Stock at a purchase price of $1.75 per share pursuant to the terms of the Company's rights offering. The terms of the rights offering are described in a prospectus filed by the Company with the SEC on March 5, 2013. |