* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The reporting person is a director of Xerium Technologies, Inc. and is one of three individual general partners of Carl Marks Management Company, L.P. ("CMMC"), a Delaware limited partnership and registered investment adviser, which is the sole general partner of (i) Carl Marks Strategic Investments, L.P. ("CMSI"), a Delaware limited partnership and private investment partnership, and (ii) Carl Marks Strategic Opportunities Fund, L.P. ("CMSO"), a Delaware limited partnership and private investment partnership. As of May 25, 2010, CMSI was the owner of 1,381,956 shares of the Common Stock of the Issuer. Pursuant to a Master Participation Agreement dated April 18, 2008 by and between CMSI and CMSO, and the transaction schedules thereto, CMSI participated 947,284 shares of its Common Stock to CMSO. |
(2) |
The 1,381,956 shares of Common Stock of the Issuer that are held by CMSI, including the 947,284 shares in which CMSO holds a participation interest, may be deemed to be beneficially owned (i) indirectly by CMMC, as general partner of CMSI and CMSO, and (ii) indirectly, on a shared basis, by the reporting person and the two other individual general partners of CMMC, the general partner of CMSI and CMSO, who share the power to direct the vote or disposition of such securities. CMMC and the three individual general partners of CMMC have filed statements pursuant to Section 13 of the Securities Exchange Act of 1934, as amended, with respect to the securities of the Issuer which they may be deemed to beneficially own. The reporting person's indirect interest in the securities reported herein (if any) is limited to his pecuniary interest in CMSI and CMSO (if any). |