1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
10/17/1996 |
10/17/2006 |
Common Stock
|
375,781
|
$
4.595
|
D
|
Â
|
Stock Option (right to buy)
|
12/17/1996 |
12/17/2006 |
Common Stock
|
125,260
|
$
3.427
|
D
|
Â
|
Stock Option (right to buy)
|
03/01/2001 |
03/01/2011 |
Common Stock
|
182,435
|
$
1.884
|
D
|
Â
|
Stock Option (right to buy)
|
01/22/2002 |
01/22/2012 |
Common Stock
|
364,871
|
$
2.74
|
D
|
Â
|
Restricted Stock Units
|
05/02/2007(2)
|
Â
(3)
|
Common Stock
|
1,229,508
|
$
0
(4)
|
D
|
Â
|
Restricted Stock Units
|
07/31/2009(5)
|
Â
(3)
|
Common Stock
|
409,836
|
$
0
(4)
|
D
|
Â
|
Stock Settled Stock Appreciation Right
|
07/31/2009(6)
|
08/01/2013 |
Common Stock
|
1,086,957
|
$
2.44
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
The numbers of shares and options referenced in this Form 3 do not give effect to adjustments that will occur when our anticipated one-for-ten reverse stock split is completed on September 5, 2006. |
(2) |
Grant vests in four equal installments on May 2, 2007, 2008, 2009 and 2010. |
(3) |
Expiration date not applicable. |
(4) |
Units convert to Common Stock on a one-to-one basis upon vesting. |
(5) |
Vests subject to the Company?s attainment of pre-established financial performance goals. |
(6) |
The SSARs vest subject to the reporting person's continued employment, and confer upon the reporting person the right to receive an amount, in common stock, equal to the excess of the fair market value of a share of common stock on the date of exercise over the exercise price of the SSAR. |