1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Non-Qualified Stock Option
|
12/03/2009(2)
|
12/03/2018 |
Common Stock
|
3,150
|
$
14.31
|
D
|
Â
|
Non-Qualified Stock Option
|
12/01/2010(3)
|
12/01/2019 |
Common Stock
|
3,090
|
$
20.37
|
D
|
Â
|
Non-Qualified Stock Option
|
12/08/2011(4)
|
12/08/2020 |
Common Stock
|
1,670
|
$
31.76
|
D
|
Â
|
Non-Qualified Stock Option
|
12/07/2012(5)
|
12/07/2021 |
Common Stock
|
2,200
|
$
28.23
|
D
|
Â
|
Non-Qualified Stock Option
|
12/08/2013(6)
|
12/08/2020 |
Common Stock
|
1,670
|
$
31.76
|
D
|
Â
|
Non-Qualified Stock Option
|
12/11/2013(7)
|
12/11/2022 |
Common Stock
|
1,500
|
$
42.06
|
D
|
Â
|
Non-Qualified Stock Option
|
12/07/2014(8)
|
12/07/2021 |
Common Stock
|
2,200
|
$
28.23
|
D
|
Â
|
Non-Qualified Stock Option
|
12/11/2015(9)
|
12/11/2022 |
Common Stock
|
1,500
|
$
42.06
|
D
|
Â
|
Restricted Stock Unit
|
Â
(10)
|
Â
(10)
|
Common Stock
|
151.139
|
$
(11)
|
D
|
Â
|
Restricted Stock Unit
|
Â
(12)
|
Â
(12)
|
Common Stock
|
151.139
|
$
(11)
|
D
|
Â
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Includes 628.367 shares of restricted stock, 217.38 shares of which vest in equal installments on each of the first, second and third anniversaries of the date of grant, and 410.987 shares of which vest in full on the third anniversary of the date of grant. |
(2) |
The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 3, 2008. |
(3) |
The option vested in three equal annual installments commencing on the first anniversary of the date of grant, which was December 1, 2009. |
(4) |
The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was December 8, 2010. |
(5) |
The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was December 7, 2011. |
(6) |
The option vests in full on the third anniversary of the date of grant, which was December 8, 2010. |
(7) |
The option vests in three equal annual installments commencing on the first anniversary of the date of grant, which was December 11, 2012. |
(8) |
The option vests in full on the third anniversary of the date of grant, which was December 7, 2011. |
(9) |
The option vests in full on the third anniversary of the date of grant, which was December 11, 2012. |
(10) |
The restricted stock units vest and become non-forfeitable in three equal annual installments commencing on December 11, 2013, which is the first anniversary of the date of grant. |
(11) |
Each restricted stock unit represents a contingent right to receive one share of Toro common stock. |
(12) |
The restricted stock units vest and become non-forfeitable in full on December 11, 2015, which is the third anniversary of the date of grant. |