UNITED
STATES
SECURITIES
AND EXCHANGE COMMISSION
Washington,
D.C. 20549
______________________
FORM
8-K
CURRENT
REPORT
Pursuant
to Section 13 or 15(d) of The Securities Exchange Act of
1934
Date
of
Report (Date of earliest event reported): January 4, 2007
 ,
INC. |
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(Exact
name of registrant as specified in charter)
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Tennessee
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000-31225
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62-1812853
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(State
or other jurisdiction
of
incorporation)
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(Commission
File
Number)
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(IRS
Employer
Identification
No.)
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211
Commerce Street, Suite 300, Nashville, Tennessee
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37201
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(Address
of principal executive offices)
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(Zip
Code)
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Registrant’s
telephone number, including area code: (615)
744-3700
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N/A
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(Former
name or former address, if changed since last report)
Check
the
appropriate box below if the Form 8-K filing is intended to simultaneously
satisfy the filing obligation of the registrant under any of the following
provisions (see
General
Instruction A.2. below):
¨ Written
communications pursuant to Rule 425 under the Securities Act (17 CFR
230.425)
o Soliciting
material pursuant to Rule 14a-12 under the Exchange Act (17 CFR
240.14a-12)
o Pre-commencement
communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR
240.14d-2(b))
o Pre-commencement
communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR
240.13e-4(c))
Item
3.01. Notice
of Delisting or Failure to Satisfy a Continued Listing Rule or Standard;
Transfer of Listing.
On
January 4, 2007, the Company notified the NASDAQ Listing Qualifications
Department (the “NASDAQ”) (i) that because of the payment of $966 to a firm in
which a member of its Audit Committee was a partner, the Company did not comply
with NASDAQ Marketplace Rule 4350(d)(2)(A)(ii), (ii) that the director had
resigned from the Audit Committee, and (iii) that the Company was currently
in
compliance with the Rule. On January 5, 2007, the Company was notified by NASDAQ
that it was previously not in compliance, but that the Company was now in
compliance with Rule 4350(d)(2)(A) and the matter is now closed. In accordance
with Rule 4803(a), the Company issued a press release regarding these matters.
A
copy of the press release is attached as Exhibit 99.1 to this
report.
Item
9.01. Financial
Statements and Exhibits.
(d) Exhibits
99.1 Press
Release dated January 5, 2007.
SIGNATURES
Pursuant
to the requirements of the Securities Exchange Act of 1934, the registrant
has
duly caused this report to be signed on its behalf by the undersigned hereunto
duly authorized.
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PINNACLE
FINANCIAL PARTNERS, INC.
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By:
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/s/ Harold R. Carpenter | |
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Harold
R. Carpenter
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Executive
Vice President and
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Chief
Financial Officer
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Date: January
5, 2007