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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Restricted Stock Unit Award 01/26/2015 | $ 0 | 01/26/2015 | A | 25,789 | (4) | (4) | Common stock | 25,789 | (4) | 25,789 | D | ||||
| Restricted Stock Unit Award 01/27/2014 | $ 0 | 01/26/2015 | M | 11,546 | (4) | (4) | Common stock | 11,546 | $ 37.34 | 23,098 (5) | D | ||||
| Restricted Stock Unit Award 01/28/2013 | $ 0 | 01/26/2015 | M | 9,901 | (4) | (4) | Common stock | 9,901 | $ 37.34 | 9,912 (6) | D | ||||
| Performance Shares - Stock Units | $ 0 | 01/26/2015 | A | 27,677 (7) | (7) | (7) | Common stock | 27,677 | (7) | 38,500 (7) (8) | D | ||||
| Performance Shares - Stock Units | $ 0 | 01/26/2015 | M | 38,500 | (8) | (8) | Common stock | 38,500 | $ 37.34 | 0 | D | ||||
| Restricted Stock Unit Award 07-01-2010 | (9) | (9) | (9) | Common stock | 10,000 | 10,000 | D | ||||||||
| Restricted Stock Unit Award 01-28-2013 | (10) | (10) | (10) | Common stock | 30,000 | 30,000 | D | ||||||||
| Def. Comp. Phantom Share Equivalents | (11) | (11) | (11) | Common stock | 1,538 | 1,538 (12) | D | ||||||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| Cornew Kenneth W. 10 SOUTH DEARBORN STREET 54TH FLOOR CHICAGO, IL 60603 |
President & CEO; Generation | |||
| Lawrence C. Bachman, Attorney in Fact for Kenneth W. Cornew | 01/28/2015 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Balance includes 335 shares acquired on March 10, 2014 through automatic dividend reinvestment. |
| (2) | Shares withheld by the Issuer for reporting person's tax obligation. |
| (3) | Shares settled in cash on a 1 for 1 basis. |
| (4) | Restricted stock unit award made pursuant to the Exelon Long Term Incentive Plan. 1/3 of the shares awarded will vest upon the first, second and third anniversary date that is referenced in column 1. |
| (5) | Balance includes 347 shares acquired on March 10, 2014; 282 shares acquired on June 10, 2014; 319 shares acquired on September 10, 2014; and 297 shares acquired on December 10, 2014 through automatic dividend reinvestment. |
| (6) | This security also includes 3,600 shares from a supplemental award made on May 28, 2013 and reported a Form 4 filed on May 29, 2013. Balance includes 198 shares acquired on March 10, 2014; 161 shares acquired on June 10, 2014; 183 shares acquired on September 10, 2014; and 170 shares acquired on December 10, 2014 through automatic dividend reinvestment. |
| (7) | Transition performance shares awarded pursuant to the Exelon Long Term Incentive Plan in connection with transition from one-year to three-year performance period for the performance share award program. Shares vest immediately upon award. |
| (8) | Performance Shares awarded pursuant to the Exelon Long Term Incentive Plan. 1/3 of the shares awarded vest immediately upon receipt. The remaining shares vest in 1/3 increments on each of the first and second anniversaries of the grant date. Under certain circumstances some or all of the vested shares may be settled in cash on a 1 for 1 basis based on the cash value of the underlying stock on the date of vesting. |
| (9) | Restricted stock unit award made pursuant to the Exelon Long Term Incentive Plan. 100% of the shares vest on July 1, 2015. |
| (10) | Restricted stock unit award made pursuant to the Exelon Long Term Incentive Plan. 100% of the shares vest on January 28, 2018. |
| (11) | Phantom share equivalents representing units held in the Exelon stock fund in a multi-fund, non-qualified deferred compensation plan. The Exelon stock fund is a unitized fund that consists of Exelon common stock and short term investments. Units of the fund will be settled upon the reporting person's separation from the board for any reason. Units will be settled in cash. Units are acquired through regular periodic contributions of deferred board compensation and the reinvestment of dividend equivalents. The balance of phantom share equivalents may fluctuate from time to time due to fluctuations in the fund composition. |
| (12) | Balance as of December 31, 2014. Balance includes 16 share equivalents accrued on February 12, 2014; 13 accrued on May 13, 2014; 15 accrued on August 13, 2014; and 13 on November 13, 2014 through automatic dividend reinvestment. |