UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
BCP GP Ltd C/O BROOKFIELD ASSET MANAGEMENT INC., 181 BAY ST., STE. 300 TORONTO, A6 M5J2T3 |
 X |  X |  |  |
Brookfield Capital Partners Ltd. C/O BROOKFIELD ASSET MANAGEMENT INC., 181 BAY ST., STE. 300 TORONTO, A6 M5J2T3 |
 X |  X |  |  |
BCP IV GrafTech Holdings L.P. C/O BROOKFIELD ASSET MANAGEMENT INC., 181 BAY ST., STE. 300 TORONTO, A6 M5J2T3 |
 X |  X |  |  |
BPE IV (Non-Cdn) C/O BROOKFIELD ASSET MANAGEMENT INC., 181 BAY ST., STE. 300 TORONTO, A6 M5J2T3 |
 X |  X |  |  |
BCP GP Limited Name: AJ Silber Title: Vice President | 04/23/2018 | |
**Signature of Reporting Person | Date | |
Brookfield Capital Partners Ltd. Name: AJ Silber Title: Officer | 04/23/2018 | |
**Signature of Reporting Person | Date | |
By: Brookfield Capital Partners Ltd., its general partner /s/ AJ Silber, Officer | 04/23/2018 | |
**Signature of Reporting Person | Date | |
By: BPE IV (Non-Cdn) GP LP, its general partner, By: Brookfield Capital Partners Ltd., its general partner, /s/ AJ Silber, Officer | 04/23/2018 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This Form 3 amendment is being filed to include BPE IV (Non-Cdn) GP LP as a Reporting Person, which is the general partner of BCP IV GrafTech Holdings LP. |
(2) | Common Stock held directly by BCP IV GrafTech Holdings LP ("BCP IV"), a Delaware limited partnership. |
(3) | Each of the Reporting Persons, as an indirect parent of BCP IV, may be deemed to have an indirect pecuniary interest in an indeterminate portion of the shares of Common Stock that are directly beneficially owned by BCP IV. In accordance with Instruction 5(b)(iv), the entire amount of the Common Stock held by BCP IV is reported herein. Each of the Reporting Persons disclaims beneficial ownership of all shares of Common Stock that is beneficially owned by BCP IV, except to the extent of any indirect pecuniary interest therein. |
 Remarks: Ron A. Bloom and Denis A. Turcotte, Managing Partners of Brookfield Asset Management Inc., a corporation formed under the laws of the Province of Ontario ("BAM"), and Jeffrey C. Dutton, a Senior Vice President of BAM, serve on the board of directors of the Issuer as representatives of BCP IV and certain of its affiliates, including the Reporting Persons. Each of Messrs. Bloom, Turcotte and Dutton disclaim beneficial ownership of all the securities that are or may be beneficially owned by BCP IV or any of its affiliates. Each of the Reporting Persons may be deemed a "director by deputization" by virtue of BCP IV's contractual right to appoint directors to the board of directors of the Issuer. |