UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): November 9, 2016 (November 9, 2016)
|
Commission File |
|
Exact name of Registrant as specified in its |
|
State of |
|
I.R.S. Employer |
|
001-35979 |
|
HD SUPPLY HOLDINGS, INC. |
|
Delaware |
|
26-0486780 |
|
|
|
|
|
|
|
|
|
333-159809 |
|
HD SUPPLY, INC. |
|
Delaware |
|
75-2007383 |
Not Applicable
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
Item 2.02. Results of Operations and Financial Condition.
On November 9, 2016, HD Supply Holdings, Inc. (the “Company” or “HD Supply”), HD Supply, Inc.’s parent company, issued a press release, filed as Exhibit 99.1 and incorporated herein by reference, announcing certain preliminary fiscal third quarter results in conjunction with its presentation at the 2016 Baird Industrial Conference.
The information contained in Item 7.01 concerning the Company’s presentation at the Baird Industrial Conference is hereby incorporated into this Item 2.02 by reference.
In accordance with General Instruction B.2 of Form 8-K, the information in this Item 2.02 of this Current Report on Form 8-K, including Exhibit 99.1 attached hereto, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except as shall be expressly set forth by specific reference in such a filing.
Item 7.01. Regulation FD Disclosure.
The slide presentation attached hereto as Exhibit 99.2, and incorporated herein by reference, will be presented at the 2016 Baird Industrial Conference on November 9, 2016, and may be used by HD Supply in various other presentations to investors.
In accordance with General Instruction B.2 of Form 8-K, the information in this Item 7.01 of this Current Report on Form 8-K, including Exhibit 99.2 attached hereto, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, or the Securities Exchange Act of 1934, as amended, except as shall be expressly set forth by specific reference in such a filing.
Item 9.01 Financial Statements and Exhibits.
(d) Exhibits
|
Exhibit No. |
|
Description of Exhibit |
|
|
|
|
|
99.1 |
|
Press Release “HD Supply Holdings, Inc. Announces Preliminary Quarterly Sales and Q3 ‘16 Results in Conjunction with Attending the Baird Industrial Conference,” dated November 9, 2016. |
|
|
|
|
|
99.2 |
|
HD Supply slide presentation for the 2016 Baird Industrial Conference. |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
Date: November 9, 2016 |
HD Supply Holdings, Inc. | |
|
|
| |
|
|
By: |
/s/ Dan S. McDevitt |
|
|
|
Dan S. McDevitt |
|
|
|
General Counsel and Corporate Secretary |
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|
Date: November 9, 2016 |
HD Supply, Inc. | |
|
|
| |
|
|
By: |
/s/ Dan S. McDevitt |
|
|
|
Dan S. McDevitt |
|
|
|
General Counsel and Corporate Secretary |
EXHIBIT INDEX
|
Exhibit No. |
|
Description of Exhibit |
|
|
|
|
|
99.1 |
|
Press Release “HD Supply Holdings, Inc. Announces Preliminary Quarterly Sales and Q3 ‘16 Results in Conjunction with Attending the Baird Industrial Conference,” dated November 9, 2016. |
|
|
|
|
|
99.2 |
|
HD Supply slide presentation for the 2016 Baird Industrial Conference. |