UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Non-qualified stock option (right to buy) | Â (1) | 03/15/2017 | Common Stock | 1,833 | $ 22.32 | D | Â |
Non-qualified stock option (right to buy) | Â (2) | 09/24/2017 | Common Stock | 3,016 | $ 12.78 | D | Â |
Non-qualified stock option (right to buy) | Â (3) | 03/17/2018 | Common Stock | 1,667 | $ 8.52 | D | Â |
Non-qualified stock option (right to buy) | Â (4) | 05/15/2018 | Common Stock | 7,500 | $ 9.78 | D | Â |
Non-qualified stock option (right to buy) | Â (5) | 11/17/2018 | Common Stock | 11,667 | $ 2.94 | D | Â |
Non-qualified stock option (right to buy) | Â (6) | 08/17/2019 | Common Stock | 11,159 | $ 4.45 | D | Â |
Non-qualified stock option (right to buy) | Â (7) | 02/15/2021 | Common Stock | 5,000 | $ 15.91 | D | Â |
Non-qualified stock option (right to buy) | Â (8) | 11/15/2021 | Common Stock | 15,000 | $ 8.7 | D | Â |
Non-qualified stock option (right to buy) | Â (9) | 10/15/2022 | Common Stock | 20,000 | $ 7.99 | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
REID ALAN McWILLIAMS 2700 NORTH FIRST STREET SAN JOSE, CA 95134 |
 |  |  Exec VP, Human Resources |  |
Christopher K. Sadeghian, Attorney-in-Fact | 03/29/2013 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The option vest in a 5 year schedule, 20% on 3/17/2008 and 1/48th of the remaining option to vest each month thereafter. |
(2) | The option is exercisable in three equal annual installments. The first installment became exercisable on September 24, 2008, and the next two installments become exercisable on September 24, 2009 and September 24, 2010. |
(3) | The option vest at 33.33% on March 17, 2009 and the remaining 66.67% will vest monthly for the next 24 months. |
(4) | The option vest in a 5 year schedule, 20% on 5/15/2009 and 1/48th of the remaining option to vest each month thereafter. |
(5) | The option is exercisable in three equal annual installments. The first installment became exercisable on November 15, 2009, and the next two installments become exercisable on November 15, 2010 and November 15, 2011. |
(6) | The option vests in 4 year vesting schedule, 25% on August 17, 2010 and 1/36th of the remaining option to vest each month thereafter. |
(7) | The option vests in 4 year vesting schedule, 25% on February 15, 2012 and 1/36th of the remaining option to vest each month thereafter. |
(8) | The option vests in 4 year vesting schedule, 25% on November 15, 2012 and 1/36th of the remaining option to vest each month thereafter. |
(9) | The option vests in 4 year vesting schedule, 25% on October 15, 2013 and 1/36th of the remaining option to vest each month thereafter. |
 Remarks: The reporting person is amending the Form 3 originally filed on December 19, 2012 to correct the number of shares and the derivative securities originally reported on Form 3 due to an administrative oversight of the issuer. |