UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K/A
AMENDENT NO. 1
TO
CURRENT REPORT
Pursuant to Section 13 OR 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): November 29, 2012
Hilltop Holdings Inc.
(Exact name of registrant as specified in its charter)
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Maryland |
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1-31987 |
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84-1477939 |
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(State or other jurisdiction of |
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(Commission |
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(IRS Employer Identification |
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200 Crescent Court, Suite 1330 |
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Dallas, Texas |
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75201 |
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(Address of principal executive offices) |
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(Zip Code) |
Registrant’s telephone number, including area code: (214) 855-2177
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
This Current Report on Form 8-K/A (Amendment No. 1) supplements Item 5.02 of the Current Report on Form 8-K previously filed with the Securities and Exchange Commission on December 5, 2012, relating to, among other items, the appointment of nine additional directors to the Board of Directors of Hilltop Holdings Inc.
Section 5 – Corporate Governance and Management
Item 5.02 Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers; Compensatory Arrangements of Certain Officers.
On January 9, 2013, the Board of Directors of Hilltop Holdings Inc., or the Company, changed the membership composition of certain committees of the Board of Directors as follows:
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Audit Committee |
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Investment Committee |
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Charles Cummings (Chairman) |
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Rhodes Bobbitt (Chairman) |
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J. Markham Green |
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J. Markham Green |
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Tracy Bolt |
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Haag Sherman |
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Lee Lewis |
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Nominating and Corporate Governance Committee |
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Merger and Acquisition Committee |
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W. Robert Nichols, III (Chairman) |
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Jess T. Hay (Chairman) |
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William T. Hill, Jr. |
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Rhodes Bobbitt |
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Charlotte Anderson |
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Charles Cummings |
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Robert Taylor, Jr. |
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William T. Hill, Jr. |
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W. Robert Nichols, III |
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Compensation Committee |
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Charlotte Anderson |
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Haag Sherman (Chairman) |
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Tracy Bolt |
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Rhodes Bobbitt |
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Robert Taylor, Jr. |
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William T. Hill, Jr. |
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Andrew Littlefair |
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W. Joris Brinkerhoff |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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Hilltop Holdings Inc., | ||
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a Maryland corporation | ||
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Date: |
January 15, 2013 |
By: |
/s/ COREY PRESTIDGE | |
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Name: |
Corey G. Prestidge | |
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Title: |
General Counsel & Secretary | |