UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Series A Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 60,047 | $ 0 (1) | I | See footnote (2) |
Series A Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 480,381 | $ 0 (1) | I | See footnote (2) |
Series A Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 2,437,935 | $ 0 (1) | I | See footnote (2) |
Series A Convertible Preferred Stock | Â (1) | Â (1) | Common Stock | 144,114 | $ 0 (1) | I | See footnote (2) |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
PineBridge Investments LLC 277 PARK AVENUE 42ND FLOOR NEW YORK, NY 10172 |
 |  X |  |  |
PineBridge PEP III Direct LP 277 PARK AVENUE 42ND FLOOR NEW YORK, NY 10172 |
 |  X |  |  |
PineBridge PEP IV Co-Investment LP 277 PARK AVENUE 42ND FLOOR NEW YORK, NY 10172 |
 |  X |  |  |
PineBridge Vantage Partners LP 277 PARK AVENUE 42ND FLOOR NEW YORK, NY 10172 |
 |  X |  |  |
American International Group, Inc. Retirement Plan Master Trust 277 PARK AVENUE 42ND FLOOR NEW YORK, NY 10172 |
 |  X |  |  |
PineBridge Investments LLC /s/ Scott M. Gallin By: Scott M. Gallin, MD | 10/15/2010 | |
**Signature of Reporting Person | Date | |
PineBridge PEP III Direct, L.P. By: PineBridge PEP III Direct GP, L.P., its GP By: PineBridge PEP III Direct, LLC, its GP By: PineBridge Investments LLC, its Managing Member /s/ Scott M. Gallin By: Scott M. Gallin, MD | 10/15/2010 | |
**Signature of Reporting Person | Date | |
PineBridge PEP IV Co-Investments L.P. By: PineBridge PEP IV Co-Investment GP, L.P., its GP By: PineBridge PEP IV Co-Investment GP, LLC, its GP By: PineBridge Investments LLC, its Managing Member /s/ Scott M. Gallin By: Scott M. Gallin, MD | 10/15/2010 | |
**Signature of Reporting Person | Date | |
PineBridge Vantage Partners, L.P. By: PineBridge Vantage Partners GP, L.P., its GP By: PineBridge Vantage Partners, LLC, its GP By: PineBridge Investments LLC, its Managing Member /s/ Scott M. Gallin By: Scott M. Gallin, MD | 10/15/2010 | |
**Signature of Reporting Person | Date | |
American International Group, Inc. Retirement Plan Master Trust By: PineBridge Investments LLC, its duly authorized Investment Advisor /s/ Scott Gallin Scott Gallin, MD | 10/15/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The Series A Convertible Preferred Stock is convertible, at any time at the holder's election, into Body Central Corp. common stock on a one-for-one basis and has no expiration date. |
(2) | Each of PineBridge PEP III Direct, L.P., PineBridge PEP IV Co-Investment, L.P., PineBridge Vantage Partners, L.P. and American International Group, Inc. Retirement Plan Master Trust is the record holder of 60,047, 480,381, 2,437,935, and 144,114 shares of Series A Convertible Preferred Stock, respectively, and is advised by PineBridge Investments LLC ("PineBridge Investments"). PineBridge Investments has sole voting power and sole investment power over these shares and is the beneficial owner of the shares held by these entities. Scott Gallin is a managing director of PineBridge Investments and may be deemed to beneficially own the shares of common stock held by these entities. Mr. Gallin disclaims such beneficial ownership. Each of the above entities holding these shares as a record holder disclaims beneficial ownership of the securities held of record by the other entities. |