|
UNITED STATES |
|
|
SECURITIES AND EXCHANGE COMMISSION |
|
|
Washington, D.C. 20549 |
|
|
|
|
|
SCHEDULE 13D/A |
|
Under the Securities Exchange Act
of 1934
(Amendment No. 2)
U.S. CONCRETE, INC.
(Name of Issuer)
Common Stock, $.001 par value
(Title of Class of Securities)
90333L102
(CUSIP Number)
Dr. Ingo Schaffernak
HeidelbergCement AG
Berliner Straße 6
69120 Heidelberg
Germany
011-49-6221-481-366
(Name, Address and
Telephone Number of Person
Authorized to Receive Notices and Communications)
Copy to:
Michael H. Hyer, Esq.
300 East John Carpenter Freeway, Suite 1645
Irving, Texas 75062
972-653-6141
September 22, 2009
(Date of Event Which
Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of §§ 240-13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box. o
CUSIP No. 90333L102 |
|||||
|
|||||
|
1. |
Names of Reporting Persons. HBMA
Holdings LLC |
|||
|
|||||
|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
|||
|
|
(a) |
o |
||
|
|
(b) |
x |
||
|
|||||
|
3. |
SEC Use Only |
|||
|
|||||
|
4. |
Source of Funds (See
Instructions) |
|||
|
|||||
|
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|||||
|
6. |
Citizenship or Place of Organization |
|||
|
|||||
Number of |
7. |
Sole Voting Power |
|||
|
|||||
8. |
Shared Voting Power |
||||
|
|||||
9. |
Sole Dispositive Power |
||||
|
|||||
10. |
Shared Dispositive Power |
||||
|
|||||
|
11. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|||||
|
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
|||
|
|||||
|
13. |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|||||
|
14. |
Type of Reporting Person
(See Instructions) |
|||
2
CUSIP No. 90333L102 |
|||||
|
|||||
|
1. |
Names of Reporting Persons. Ms. Ruth
Merckle |
|||
|
|||||
|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
|||
|
|
(a) |
o |
||
|
|
(b) |
x |
||
|
|||||
|
3. |
SEC Use Only |
|||
|
|||||
|
4. |
Source of Funds (See Instructions) |
|||
|
|||||
|
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|||||
|
6. |
Citizenship or Place of Organization |
|||
|
|||||
Number of |
7. |
Sole Voting Power |
|||
|
|||||
8. |
Shared Voting Power |
||||
|
|||||
9. |
Sole Dispositive Power |
||||
|
|||||
10. |
Shared Dispositive Power |
||||
|
|||||
|
11. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|||||
|
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
|||
|
|||||
|
13. |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|||||
|
14. |
Type of Reporting Person
(See Instructions) |
|||
3
CUSIP No. 90333L102 |
|||||
|
|||||
|
1. |
Names of Reporting Persons. Mr. Ludwig
Merckle |
|||
|
|||||
|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
|||
|
|
(a) |
o |
||
|
|
(b) |
x |
||
|
|||||
|
3. |
SEC Use Only |
|||
|
|||||
|
4. |
Source of Funds (See
Instructions) |
|||
|
|||||
|
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|||||
|
6. |
Citizenship or Place of Organization |
|||
|
|||||
Number of |
7. |
Sole Voting Power |
|||
|
|||||
8. |
Shared Voting Power |
||||
|
|||||
9. |
Sole Dispositive Power |
||||
|
|||||
10. |
Shared Dispositive Power |
||||
|
|||||
|
11. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|||||
|
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
|||
|
|||||
|
13. |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|||||
|
14. |
Type of Reporting Person
(See Instructions) |
|||
4
CUSIP No. 90333L102 |
|||||
|
|||||
|
1. |
Names of Reporting Persons. Mr. Tobias
Merckle |
|||
|
|||||
|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
|||
|
|
(a) |
o |
||
|
|
(b) |
x |
||
|
|||||
|
3. |
SEC Use Only |
|||
|
|||||
|
4. |
Source of Funds (See
Instructions) |
|||
|
|||||
|
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|||||
|
6. |
Citizenship or Place of Organization |
|||
|
|||||
Number of |
7. |
Sole Voting Power |
|||
|
|||||
8. |
Shared Voting Power |
||||
|
|||||
9. |
Sole Dispositive Power |
||||
|
|||||
10. |
Shared Dispositive Power |
||||
|
|||||
|
11. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|||||
|
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
|||
|
|||||
|
13. |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|||||
|
14. |
Type of Reporting Person
(See Instructions) |
|||
5
CUSIP No. 90333L102 |
|||||
|
|||||
|
1. |
Names of Reporting Persons. Dr.
Philipp Merckle |
|||
|
|||||
|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
|||
|
|
(a) |
o |
||
|
|
(b) |
x |
||
|
|||||
|
3. |
SEC Use Only |
|||
|
|||||
|
4. |
Source of Funds (See
Instructions) |
|||
|
|||||
|
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|||||
|
6. |
Citizenship or Place of Organization |
|||
|
|||||
Number of |
7. |
Sole Voting Power |
|||
|
|||||
8. |
Shared Voting Power |
||||
|
|||||
9. |
Sole Dispositive Power |
||||
|
|||||
10. |
Shared Dispositive Power |
||||
|
|||||
|
11. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|||||
|
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
|||
|
|||||
|
13. |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|||||
|
14. |
Type of Reporting Person
(See Instructions) |
|||
6
CUSIP No. 90333L102 |
|||||
|
|||||
|
1. |
Names of Reporting Persons. Ms. Jutta
Breu (nee Jutta Merckle) |
|||
|
|||||
|
2. |
Check the Appropriate Box if a Member of a Group (See Instructions) |
|||
|
|
(a) |
o |
||
|
|
(b) |
x |
||
|
|||||
|
3. |
SEC Use Only |
|||
|
|||||
|
4. |
Source of Funds (See
Instructions) |
|||
|
|||||
|
5. |
Check if Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) o |
|||
|
|||||
|
6. |
Citizenship or Place of Organization |
|||
|
|||||
Number of |
7. |
Sole Voting Power |
|||
|
|||||
8. |
Shared Voting Power |
||||
|
|||||
9. |
Sole Dispositive Power |
||||
|
|||||
10. |
Shared Dispositive Power |
||||
|
|||||
|
11. |
Aggregate Amount
Beneficially Owned by Each Reporting Person |
|||
|
|||||
|
12. |
Check if the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) o |
|||
|
|||||
|
13. |
Percent of Class
Represented by Amount in Row (11) |
|||
|
|||||
|
14. |
Type of Reporting Person
(See Instructions) |
|||
7
CUSIP No. 90333L102
This Amendment No. 2 to Schedule 13D (this Amendment) is being filed to amend and supplement the statement on Schedule 13D initially filed on June 6, 2008 (the Schedule 13D) by (a) HBMA Holdings, Inc., a Delaware corporation, and (b) (i) Dr. Adolf Merckle, a citizen of the Federal Republic of Germany, (ii) Ms. Ruth Merckle, a citizen of the Federal Republic of Germany, (iii) Mr. Ludwig Merckle, a citizen of the Federal Republic of Germany, (iv) Mr. Tobias Merckle, a citizen of the Federal Republic of Germany, (v) Dr. Philipp Merckle, a citizen of the Federal Republic of Germany, and (vi) Ms. Jutta Breu (nee Jutta Merckle), a citizen of the Federal Republic of Germany, relating to beneficial ownership of shares of common stock, $.001 par value (Shares) of U.S. Concrete, Inc. (the Issuer).
On June 8, 2009, the reporting persons filed Amendment No. 1 to the Schedule 13D to reflect a change in the reporting persons due to (i) the conversion of HBMA Holdings, Inc. to HBMA Holdings LLC, a Delaware limited liability company, and (ii) the death of Dr. Adolph Merckle. Dr. Merckles beneficial ownership interest in Shares of the Issuer was transferred to his son, Mr. Ludwig Merckle, who, as a result of disclaimers by two of his siblings, is Dr. Merckles sole heir.
This Amendment is filed to report that Ms. Ruth Merckle, Mr. Ludwig Merckle, Mr. Tobias Merckle, Dr. Philipp Merckle and Ms. Jutta Breu have ceased to have any beneficial ownership in the Shares of the Issuer, as a result of transactions involving the sale of their controlling interest in the capital stock of HeidelbergCement AG, the ultimate parent corporation of HBMA Holdings LLC.
Only those items which are included below are being amended and supplemented by this Amendment. Items in the Schedule 13D, as previously amended, not listed below remain unchanged. Capitalized terms used herein and not defined shall have the meaning set forth in the Schedule 13D, as previously amended.
This statement is being filed jointly by the reporting persons pursuant to the Joint Filing Agreement dated June 6, 2008 and filed as Exhibit 1 to the Schedule 13D.
ITEM 2. IDENTITY AND BACKGROUND
Item 2 of the Schedule 13D is hereby amended and restated to read in its entirety as follows:
This Schedule 13D is filed jointly by (a) HBMA Holdings LLC, a Delaware limited liability company formerly known as HBMA Holdings, Inc. (HBMA), and (b) (i) Ms. Ruth Merckle, a citizen of the Federal Republic of Germany, (ii) Mr. Ludwig Merckle, a citizen of the Federal Republic of Germany, (iii) Mr. Tobias Merckle, a citizen of the Federal Republic of Germany, (iv) Dr. Philipp Merckle, a citizen of the Federal Republic of Germany, and (v) Ms. Jutta Breu (nee Jutta Merckle), a citizen of the Federal Republic of Germany (collectively, the Merckle Family) (HBMA and the Merckle Family collectively, the Reporting Persons).
HBMA is a Delaware limited liability company whose principal business is the ownership of subsidiary companies whose core products are cement, ready-mixed concrete, aggregates, concrete and steel pipe, brick and related products. HBMA is an indirect 100% owned subsidiary of HeidelbergCement AG, a corporation incorporated under the laws of the Federal Republic of Germany (HeidelbergCement). HeidelbergCement is a corporation whose core products are cement, ready-mixed concrete, aggregates and related products. Annex A attached hereto sets forth the name, state or other place of organization, principal business and address of its principal place of business and principal office of HBMA, HeidelbergCement and each of the HeidelbergCement corporate entities between HeidelbergCement and HBMA.
The name, position with HBMA, present principal occupation or employment and business address of each of the managers and executive officers of HBMA and each member of the managing board and the supervisory board of HeidelbergCement are set forth in Annex B attached hereto. Mr. Ludwig Merckle and Mr. Tobias Merckle are members of the supervisory board of HeidelbergCement.
8
CUSIP No. 90333L102
Mr. Ludwig Merckle, Mr. Tobias Merckle, Dr. Philipp Merckle and Ms. Jutta Breu (nee Jutta Merckle) are the children of Ms. Ruth Merckle and Dr. Adolf Merckle (deceased). The name, citizenship, business addresses and principal occupation of each member of the Merckle Family are set forth in Annex C attached hereto.
Prior to September 22, 2009, the Merckle Family held approximately 53.6% of the outstanding shares of HeidelbergCement, through Spohn Cement GmbH, a corporation incorporated under the laws of the Federal Republic of Germany (Spohn). Spohn is wholly-owned, directly and indirectly through investment vehicles, by the Merckle Family, and the address of Spohns principal offices is Diekstraat 3, 25870 Norderfriedrichskoog, Germany. In addition, prior to September 22, 2009, Mr. Ludwig Merckle, as the sole heir of Dr. Adolf Merckle (deceased), owned an additional 25.46% of the outstanding shares of HeidelbergCement through other investment vehicles.
On September 22, 2009, HeidelbergCement issued 62.5 million new shares of its capital stock, increasing its stated capital by 50%, and Spohn and other companies controlled by the Merckle Family sold shares of HeidelbergCement stock as part of a secondary offering. As a result of those transactions, Mr. Ludwig Merckles ownership interest in HeidelbergCement has been reduced to 24.42%, and Spohn and the remaining members of the Merckle Family no longer have any ownership interest in HeidelbergCement.
During the last five years, none of the Reporting Persons or, to the knowledge of the Reporting Persons, none of the entities set forth in Annex A and none of the persons set forth in Annex B has been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) or has been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, U.S. federal or state securities laws or finding any violation with respect to such laws.
Pursuant to Rule 13D-1(k) under the Securities Exchange Act of 1934 (the Exchange Act), the Reporting Persons have agreed to file one statement with respect to their beneficial ownership of Shares of the Issuer and the joint Schedule 13D of the Reporting Persons as amended from time to time is herein referred to as this Schedule 13D.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
Item 5(a) of the Schedule 13D is hereby amended and restated to read in its entirety as follows:
(a) The responses of the Reporting Persons to Rows (7) through (11) and (13) of the cover pages to this Schedule 13D are hereby incorporated by reference. The percentages set forth in this Item 5 are calculated based upon the number of Shares (excluding those held in treasury) outstanding of 37,322,883 as of August 6, 2009, as set forth in the Issuers Quarterly Report on Form 10-Q for the quarter ended June 30, 2009.
HBMA owns 3,233,451 Shares (the HBMA Shares) representing 8.7% of the outstanding Shares of the Issuer. Neither the Merckle Family nor any of the entities listed on Annex A other than HBMA directly own any Shares or other equity securities of the Issuer.
Since HBMA is an indirect wholly-owned subsidiary of HeidelbergCement, HeidelbergCement may be deemed to beneficially own the HBMA Shares. All the entities described on Annex A as middle-tier subsidiaries of HeidelbergCement are parent entities of HBMA, all of which may be deemed to beneficially own the HBMA Shares.
9
CUSIP No. 90333L102
ITEM 7. MATERIALS TO BE FILED AS EXHIBITS
Exhibit |
|
Description |
1 |
|
Joint Filing Agreement Pursuant to Rule 13d-1 (incorporated by reference to Exhibit 1 to Schedule 13D filed with the Securities and Exchange Commission on June 6, 2008). |
24 |
|
Power of Attorney (incorporated by reference to Exhibit 24 to Schedule 13D filed with the Securities and Exchange Commission on June 6, 2008). |
10
CUSIP No. 90333L102
Annex A to the Schedule 13D is hereby amended and restated to read in its entirety as follows:
ANNEX A
Corporate Entities
HeidelbergCement |
|
State or |
|
Principal |
|
Address of Principal |
|
Shareholders/Beneficial Owner |
HeidelbergCement AG |
|
Germany |
|
Cement, ready-mix concrete, aggregates and related products |
|
Berliner Straße 6, 69120 Heidelberg, Germany |
|
Mr. Ludwig
Merckle (including through investment vehicles) 24.42% |
HBMA Holdings LLC |
|
Delaware |
|
Holding Company |
|
300
East John Carpenter Freeway, Suite 1645 |
|
HNA Investments |
HeidelbergCement AG Middle-Tier Subsidiaries
Name of Middle-Tier |
|
State or |
|
Principal |
|
Address of Principal |
|
Shareholders/Beneficial Owner |
HeidelbergCement International Holding GmbH |
|
Germany |
|
Holding Company |
|
Berliner Straße 6, 69120 Heidelberg, Germany |
|
HeidelbergCement AG |
HeidelbergCement Holding S.á.r.l. |
|
Luxembourg |
|
Holding Company |
|
46 A, Avenue J. F. Kennedy, Luxembourg |
|
HeidelbergCement
AG 49.95% |
HeidelbergCement UK Holding Limited |
|
United Kingdom |
|
Holding Company |
|
3160 Solihull Parkway, Park Square, Birmingham Business Park, Birmingham, England |
|
HeidelbergCement Holding S.á.r.l. |
Lehigh UK Limited |
|
United Kingdom |
|
Holding Company |
|
3160 Solihull Parkway, Park Square, Birmingham Business Park, Birmingham, England |
|
HeidelbergCement UK Holding Limited |
Hanson Limited |
|
United Kingdom |
|
Holding Company |
|
1, Grosvenor Place, London SW1X 7JH, England |
|
Lehigh UK Limited |
HeidelbergCement UK Holding II Limited |
|
United Kingdom |
|
Holding Company |
|
3160 Solihull Parkway, Park Square, Birmingham Business Park, Birmingham, England |
|
Hanson Limited |
Lehigh B.V. |
|
Netherlands |
|
Holding Company |
|
Sint Teunislaan 1, Gebouw Cementrum, 5231 BS s´Hertogenbosch, Netherlands |
|
HeidelbergCement UK Holding II Limited |
11
CUSIP No. 90333L102
Lehigh Hanson, Inc. (f/k/a Heidelberg Cement, Inc.) |
|
Delaware |
|
Holding Company |
|
300
East John Carpenter Freeway, Suite 1645 |
|
Lehigh B.V. |
Hanson Devon Limited |
|
Ireland |
|
Holding Company |
|
WIL House, Shannon Business Park, Shannon, County Clare, Republic of Ireland |
|
Lehigh
Hanson, Inc. |
Essex NA Holdings LLC |
|
Delaware |
|
Holding Company |
|
300
East John Carpenter Freeway, Suite 1645 |
|
Hanson Devon Limited |
HNA Investments |
|
Delaware |
|
Holding Company |
|
300
East John Carpenter Freeway, Suite 1645 |
|
Hanson
Devon Limited 99% |
12
CUSIP No. 90333L102
Annex B to the Schedule 13D is hereby amended and restated to read in its entirety as follows:
ANNEX B
Managers and Executive Officers of HBMA Holdings LLC
The name, present positions with HBMA, present principal occupation or employment and business address of each of the managers and executive officers of HBMA Holdings LLC are set forth below. All persons named in the table below are citizens of the United States.
Name |
|
Positions with HBMA |
|
Present Principal Occupation or |
|
Business Address |
James K. Kitzmiller |
|
Manager and President |
|
President and Chief Executive Officer, Lehigh Hanson, Inc.(1) |
|
8505
Freeport Parkway |
Michael H. Hyer |
|
Manager, Vice President and Secretary |
|
Vice President General Counsel, Lehigh Hanson, Inc.(1) |
|
300
East John Carpenter Freeway, Suite 1645 |
Timothy W. McHugh |
|
Manager and Vice President |
|
Vice President, Chief Financial Officer, Lehigh Hanson, Inc. |
|
8505
Freeport Parkway |
Robert Creveling |
|
Treasurer |
|
Treasurer, Lehigh Hanson, Inc.(1) |
|
8505
Freeport Parkway |
(1)HBMA Holdings LLC is a downstream subsidiary of Lehigh Hanson, Inc.
Managing Board and Supervisory Board of HeidelbergCement AG
The name, present positions with HeidelbergCement AG, present principal occupation or employment and business address of each of the members of the managing board and supervisory board of HeidelbergCement AG are set forth below. All persons named in the table below are citizens of the Federal Republic of Germany.
Name |
|
Positions with |
|
Present Principal Occupation or |
|
Business Address |
Dr. Bernd Scheifele |
|
Chairman of the Managing Board |
|
Chairman of the Managing Board of HeidelbergCement AG |
|
Berliner Straße 6, 69120 |
Dr. Dominik von Achten |
|
Member of the Managing Board |
|
Member of the Managing Board of HeidelbergCement AG |
|
Berliner Straße 6, 69120 |
Daniel Gauthier |
|
Member of the Managing Board |
|
Member of the Managing Board of HeidelbergCement AG |
|
Berliner Straße 6, 69120 |
Andreas Kern |
|
Member of the Managing Board |
|
Member of the Managing Board of HeidelbergCement AG |
|
Berliner Straße 6, 69120 |
Dr. Lorenz Näger |
|
Member of the Managing Board |
|
Member of the Managing Board of HeidelbergCement AG |
|
Berliner Straße 6, 69120 |
Dr. Albert Scheuer |
|
Member of the Managing Board |
|
Member of the Managing Board of HeidelbergCement AG |
|
Berliner Straße 6, 69120 |
Fritz-Jürgen Heckmann |
|
Chairman of the Supervisory Board |
|
Business Lawyer |
|
Gerokstraße
13 b, 70184 |
Heinz Schmitt |
|
Deputy Chairman of the Supervisory Board |
|
Chairman of the Council of Employees at Headquarters, HeidelbergCement AG |
|
Berliner
Straße 6, 69120 |
13
CUSIP No. 90333L102
Robert Feiger |
|
Member of the Supervisory Board |
|
Deputy Chairman of the Federal Executive Comminute, IG Bauen-Agrar-Umwelt |
|
Olof-Palme-Straße 19, 60439 Frankfurt, Germany |
Josef Heumann |
|
Member of the Supervisory Board |
|
Chairman of the Council of Employees at Burglengenfeld Plant, HeidelbergCement AG |
|
Schmidmühlener Straße 30, 93133 Burglengenfeld, Germany |
Gerhard Hirth |
|
Member of the Supervisory Board |
|
Managing Director, SCHWENK Group of Companies |
|
Hindenburgring 11 15, 89077 Ulm, Germany |
Max Dietrich Kley |
|
Member of the Supervisory Board |
|
Attorney |
|
BASF AG, Carl-Bosch-Straße 38, 67056, Ludwigshafen, Germany |
Hans Georg Kraut |
|
Member of the Supervisory Board |
|
Director of Schelklingen Plant, HeidelbergCement AG |
|
Zementwerk 1, 89601 Schelklingen, Germany |
Ludwig Merckle |
|
Member of the Supervisory Board |
|
Economist |
|
Graf-Arco-Straße 3, 89079 |
Tobias Merckle |
|
Member of the Supervisory Board |
|
Managing Director of the Association Prisma |
|
Prisma e.V., Seehaus 1, 71229 Leonberg, Germany |
Eduard Schleicher |
|
Member of the Supervisory Board |
|
Partner, SCHWENK Group of Companies |
|
Hindenburgring 11 15, 89077 Ulm, Germany |
Werner Schraeder |
|
Member of the Supervisory Board |
|
Chairman of General Council of Employees, HeidelbergCement AG, and Chairman of the Council of Employees at Ennigerloh Plant, HeidelbergCement AG |
|
Mozartstraße 16, 59320 Ennigerloh, Germany |
Frank-Dirk Steininger |
|
Member of the Supervisory Board |
|
Employment Law Specialist for Federal Executive Committee, IG Bauen-Agrar-Umwelt |
|
Olof-Palme-Straße 19, 60439 Frankfurt, Germany |
14
CUSIP No. 90333L102
Annex C to the Schedule 13D is hereby amended and restated to read in its entirety as follows:
ANNEX C
Members of the Merckle Family
The name, present principal occupation or employment and business address of each of the members of the Merckle Family are set forth below. All persons named in the table below are citizens of the Federal Republic of Germany.
Name |
|
Present Principal Occupation or |
|
Employment Business Address |
Ruth Merckle |
|
Physiotherapist |
|
Graf-Arco-Straße 3, 89079 Ulm, Germany |
Ludwig Merckle |
|
Economist |
|
Graf-Arco-Straße 3, 89079 Ulm, Germany |
Tobias Merckle |
|
Managing Director of the Association Prisma |
|
Prisma e.V., Seehaus 1, 71229 Leonberg, Germany |
Dr. Philipp Merckle |
|
Member of the Supervisory Board of Gruschwitz AG, Leutkirch, Germany |
|
Graf-Arco-Straße 3, 89079 Ulm, Germany |
Jutta Breu (nee Jutta Merckle) |
|
Commercial Employee |
|
MTS Systems GmbH, Hohentwielsteig 3, 14163 Berlin, Germany |
15
CUSIP No. 90333L102
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct.
|
HBMA Holdings LLC |
||
|
|
|
|
Dated: November 5, 2009 |
|
By: |
/s/ Michael H. Hyer |
|
|
|
Name: Michael H. Hyer |
|
|
|
Title: Vice President |
|
|
|
|
|
|
|
|
|
|
|
|
Dated: November 5, 2009 |
|
By: |
/s/ Martin Schockenhoff |
|
|
|
Martin
Schockenhoff, Attorney-in-Fact for |
|
|
|
|
Dated: November 5, 2009 |
|
By: |
/s/ Martin Schockenhoff |
|
|
|
Martin
Schockenhoff, Attorney-in-Fact for |
|
|
|
|
Dated: November 5, 2009 |
|
By: |
/s/ Martin Schockenhoff |
|
|
|
Martin
Schockenhoff, Attorney-in-Fact for |
|
|
|
|
Dated: November 5, 2009 |
|
By: |
/s/ Martin Schockenhoff |
|
|
|
Martin
Schockenhoff, Attorney-in-Fact for |
|
|
|
|
Dated: November 5, 2009 |
|
By: |
/s/ Martin Schockenhoff |
|
|
|
Martin
Schockenhoff, Attorney-in-Fact for |
16