UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported)
April 6, 2009
CLST Holdings, Inc.
(Exact name of registrant as specified in its charter)
Delaware |
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0-22972 |
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75-2479727 |
(State or Other Jurisdiction |
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(Commission File Number) |
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(I.R.S. Employer |
of Incorporation) |
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Identification No.) |
17304 Preston Road, Suite 420
Dallas, Texas, 75252
(Address of principal executive offices including Zip Code)
(972) 267-0500
(Registrants telephone number, including area code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
ITEM 7.01. Regulation FD Disclosure
On April 6, 2009, counsel to the Company sent a letter to David Sandberg and The Red Oak Fund, L.P. A copy of this letter is furnished as Exhibit 99.1.
Item 9.01 Financial Statements and Exhibits
99.1 Letter dated April 6, 2009.
Note: The information contained in this report (including Exhibit 99.1) shall not be deemed filed for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as expressly set forth by specific reference in such a filing.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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CLST HOLDINGS, INC. |
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Dated: April 7, 2009 |
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By: |
/s/ ROBERT A. KAISER |
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Robert A. Kaiser |
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President, Chief Executive Officer, |
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Chief Financial Officer, Treasurer and |
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Assistant Secretary |
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