UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

 

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934

 

Date of Report (Date of earliest event reported): July 24, 2007

 

UTSTARCOM, INC.

(Exact name of registrant as specified in its charter)

 

Delaware

 

000-29661

 

52-1782500

(State or other jurisdiction
of incorporation)

 

(Commission File Number)

 

(I.R.S. Employer
Identification No.)

 

1275 Harbor Bay Parkway

Alameda, California 94502

(Address of principal executive offices)    (Zip code)

 

(510) 864-8800

(Registrant’s telephone number, including area code)

 

N/A

(Former name or former address, if changed since last report.)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):

 

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 

 




Item 2.02  Results of Operations and Financial Condition.

On July 24, 2007, UTStarcom, Inc., a Delaware corporation (“UTStarcom” or the “Company”), issued a press release entitled “UTStarcom Provides Select Preliminary Balance Sheet Liquidity Information as of June 30, 2007:  The Company Also Announces the Preliminary Results of its Review of Historical Equity Grant Award Practices; The Company Announces an Independent Review of Historical China Sales Contracts.”  A copy of the press release is furnished as Exhibit 99.1 to this report.

The information in this report shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), or otherwise subject to the liabilities of that section.  In addition, the information in this report shall not be incorporated by reference into any registration statement or other document filed under the Securities Act of 1933, as amended, or the Exchange Act, regardless of any general incorporating language in such filing, except as shall be expressly set forth by specific reference in such filing.

Item 9.01.  Financial Statements and Exhibits.

(d)  Exhibits

The following exhibit is filed pursuant to Item 2.02:

Exhibit No.

 

Description

99.1

 

Press Release, dated July 24, 2007

 

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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

UTSTARCOM, INC.

 

 

 

Date: July 24, 2007

By:

/s/ FRANCIS P. BARTON

 

Name:

Francis P. Barton

 

Title:

Executive Vice President and Chief Financial Officer

 

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Exhibit List

Exhibit No.

 

Description

99.1

 

Press Release, dated July 24, 2007

 

 

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