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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Miller Melisa A 7500 DALLAS PARKWAY, SUITE 700 PLANO, TX 75024 |
EVP & Pres, Card Services |
Cynthia L. Hageman, Attorney in Fact | 02/19/2016 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Shares withheld by the Company to satisfy the Reporting Person's tax withholding obligation upon the vesting of restricted stock units. |
(2) | The total number of securities beneficially owned includes: (a) 18,218 unrestricted shares; (b) 615 unvested units from an award of 1,808 time-based restricted stock units granted 2/21/13; (c) 3,431 unvested units from an award of 10,089 performance-based restricted stock units granted 2/21/13; (d) 430 unvested units from an award of 1,263 time-based restricted stock units granted 2/18/14; (e) 2,329 unvested units from an award of 6,847 performance-based restricted stock units granted 2/18/14; (f) 889 unvested units from an award of 1,326 time-based restricted stock units granted 2/17/15; (g) 3,555 unvested units from an award of 5,305 performance-based restricted stock units granted 2/17/15; (h) 1,774 unvested time-based restricted stock units granted 2/16/16; and (i) 7,096 unvested performance-based restricted stock units granted 2/16/16. |
(3) | Based on the Company's EBT performance in 2015, 100% of the original award of 5,305 performance-based restricted stock units granted 2/17/15 were earned. The restrictions will lapse with respect to 1,751 units on 2/17/17 and with respect to 1,804 units on 2/20/18, subject to continued employment by the Reporting Person on the remaining vesting dates. |