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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Variable Forward Contract | (1) | 12/07/2007(1) | J | 30,000 | (1) | 12/07/2007 | Energizer Holdings, Inc. Common Stock | 30,000 | $ 116.8 (1) | 0 | D | ||||
Non-Qualified Stock Option 9/23/02 | $ 30.1 | 09/23/2003(2) | 09/22/2012 | Energizer Holdings, Inc. Common Stock | 10,000 | 10,000 | D | ||||||||
Phantom Stock Units in Deferred Compensation Plan | $ 0 | (3) | (3) | Energizer Holdings, Inc. Common Stock | 1,957 | 1,957 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
MCGINNIS W PATRICK NESTLE PURINA PETCARE 901 CHOUTEAU ST. LOUIS, MO 63102 |
X |
W. PATRICK MCGINNIS | 12/11/2007 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | On December 7, 2005, Mr. McGinnis' revocable trust entered into a previously reported prepaid variable share forward transaction and received an advance discounted payment of the purchase price for 30,000 shares of ENR stock as of the date of the transaction rather than at the December 7, 2007 settlement date. Mr. McGinnis settled the transaction in accordance with its terms on December 7, 2007, by delivery of 26,755 shares of ENR stock based on the $116.80 closing price for ENR stock on that date. |
(2) | Exercisable at a rate of 20% per year commencing September 23, 2003. |
(3) | Phantom stock units are payable in cash following termination of the Reporting Person's Service on the Board of Directors of Energizer Holdings, Inc. |