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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 2270 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned at End of Issuer's Fiscal Year (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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(A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | |||||||||
NQ Rights Option | $ 12.92 | Â | Â | Â | Â | Â | 02/23/2006 | 03/22/2015 | Common Stock | Â | 300,000 | Â | ||
NQ Stock Option (Right to Buy) | $ 7.64 | Â | Â | Â | Â | Â | 01/20/2005 | 02/19/2014 | Common Stock | Â | 500,000 | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
WOOD ROBERT L 199 BENSON ROAD MIDDLEBURY, CT 06749 |
 |  |  President and CEO |  |
Robert L. Wood | 01/27/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(9) | Opening balance in Registrant's Supplemental Savings Plan. |
(2) | The BEP Trust was terminated as of 12/31/05 and the shares transferred to the Registrant's Supplemental Savings Plan. |
(3) | These shares were acquired during the fiscal year pursuant to the Registrant's Employee Stock Ownership Plan and through reinvestment of dividends paid on the shares in this fund (ESOP Trust). |
(8) | Opening balance in Registrant's Savings Plan (401k) Trust. |
(4) | The ESOP Trust was terminated on 12/31/05 and the shares transferred to the Registrant's Savings Plan (401k) Trust. |
(5) | These shares were acquired during the fiscal year through reinvestment of dividends paid on the shares in this fund. |
(1) | These shares were acquired during the fiscal year pursuant to the Registrant's BEP Trust and through reinvestment of dividends paid on the shares in this fund. |
(7) | These shares were acquired during the fiscal year through reinvestment of dividends paid on the shares in this fund. |
(6) | These shares were acquired during the fiscal year through reinvestment of dividends paid on the shares in this fund. |