Under the Securities Exchange Act of 1934
(Amendment No. 2)*
AEHR Test Systems
Common Stock, par value $0.01 per share
00760J108
December 17, 2014
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
* The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see Instructions).
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NAME OF REPORTING PERSON PWA Real Estate, LLC I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) 26-1277040 |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
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3 | SEC USE ONLY |
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CITIZENSHIP OR PLACE OF ORGANIZATION Pennsylvania |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER Not Applicable |
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SHARED VOTING POWER Not Applicable |
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SOLE DISPOSITIVE POWER Not Applicable |
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SHARED DISPOSITIVE POWER Not Applicable |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Not Applicable - See Exhibit B |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Not Applicable |
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TYPE OF REPORTING PERSON OO |
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NAME OF REPORTING PERSON Private Wealth Adv 401K PSP FBO John M. Schneider I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
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3 | SEC USE ONLY |
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CITIZENSHIP OR PLACE OF ORGANIZATION United States of America |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER Not Applicable |
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6 |
SHARED VOTING POWER Not Applicable |
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SOLE DISPOSITIVE POWER Not Applicable |
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SHARED DISPOSITIVE POWER Not Applicable |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Not Applicable - See Exhibit C |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Not Applicable |
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TYPE OF REPORTING PERSON EP |
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NAME OF REPORTING PERSON John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
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3 | SEC USE ONLY |
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CITIZENSHIP OR PLACE OF ORGANIZATION United States of America |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER Not Applicable |
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6 |
SHARED VOTING POWER Not Applicable |
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SOLE DISPOSITIVE POWER Not Applicable |
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SHARED DISPOSITIVE POWER Not Applicable |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Not Applicable - See Exhibit D |
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Not Applicable |
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TYPE OF REPORTING PERSON OO |
1 |
NAME OF REPORTING PERSON John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
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3 | SEC USE ONLY |
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States of America |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER Not Applicable |
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6 |
SHARED VOTING POWER Not Applicable |
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SOLE DISPOSITIVE POWER Not Applicable |
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SHARED DISPOSITIVE POWER Not Applicable |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Not Applicable - See Exhibit E |
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10 |
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Not Applicable |
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TYPE OF REPORTING PERSON OO |
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NAME OF REPORTING PERSON John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
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3 | SEC USE ONLY |
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States of America |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER Not Applicable |
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SHARED VOTING POWER Not Applicable |
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SOLE DISPOSITIVE POWER Not Applicable |
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SHARED DISPOSITIVE POWER Not Applicable |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Not Applicable - See Exhibit F |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Not Applicable |
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TYPE OF REPORTING PERSON OO |
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NAME OF REPORTING PERSON John M. Schneider I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY) |
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2 |
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] |
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3 | SEC USE ONLY |
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4 |
CITIZENSHIP OR PLACE OF ORGANIZATION United States of America |
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NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 |
SOLE VOTING POWER Not Applicable |
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SHARED VOTING POWER Not Applicable |
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SOLE DISPOSITIVE POWER Not Applicable |
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SHARED DISPOSITIVE POWER Not Applicable |
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Not Applicable - See Exhibit G |
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CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) Not Applicable |
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TYPE OF REPORTING PERSON IN |
ITEM 1(a). | NAME OF ISSUER: | |
AEHR Test Systems | ||
ITEM 1(b). | ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES: | |
400 Kato Terrace Fremont, CA 94539 |
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ITEM 2(a). | NAME OF PERSON FILING: | |
PWA Real Estate, LLC Private Wealth Adv 401K PSP FBO John M. Schneider John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 John M. Schneider, individually, and as the sole member of PWA Real Estate, LLC, the sole beneficiary of the Private Wealth Adv 401K PSP FBO John M. Schneider, and the custodian for the following UTMA accounts: (i) John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21, (ii) John Schneider custodian FBO Helena Schneider UTMA PA until Age 21, and (iii) John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21. |
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ITEM 2(b). | ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE: | |
PWA Real Estate, LLC - 4900 Perry Highway, Ste. 300, Pittsburgh, PA 15229 Private Wealth Adv 401K PSP FBO John M. Schneider - 4900 Perry Highway, Ste. 300, Pittsburgh, PA 15229 John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - 905 Beaver Street, Sewickley, PA 15143 John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - 905 Beaver Street, Sewickley, PA 15143 John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - 905 Beaver Street, Sewickley, PA 15143 John Schneider - 905 Beaver Street, Sewickley, PA 15143 |
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ITEM 2(c). | CITIZENSHIP: | |
PWA Real Estate, LLC - Pennsylvania Private Wealth Adv 401K PSP FBO John M. Schneider - United States of America John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - United States of America John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - United States of America John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - United States of America John M. Schneider - United States of America |
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ITEM 2(d). | TITLE OF CLASS OF SECURITIES: | |
Common Stock, par value $0.01 per share | ||
ITEM 2(e). | CUSIP NUMBER: | |
00760J108 |
ITEM 3. | IF THIS STATEMENT IS FILED PURSUANT TO SECTION 240.13d-1(b), or 13d-2(b) or (c) CHECK WHETHER THE PERSON FILING IS A: | |
(a) | [ ] Broker or dealer registered under Section 15 of the Act (15 U.S.C. 78c); | |
(b) | [ ] Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c); | |
(c) | [ ] Insurance company as defined in Section 3(a)(19) of the Act (15 U.S.C. 78c); | |
(d) | [ ] Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C 80a-8); |
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(e) | [ ] An investment adviser in accordance with 240.13d-1(b)(1)(ii)(E); | |
(f) | [ ] An employee benefit plan or endowment fund in accordance with 240.13d-1(b)(1)(ii)(F); | |
(g) | [ ] A parent holding company or control person in accordance with 240.13d-1(b)(1)(ii)(G); | |
(h) | [ ] A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); |
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(i) | [ ] A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); | |
(j) | [ ] A non-U.S. institution in accordance with 240.13d-1(b)(1)(ii)(J); | |
(k) |
[ ] Group, in accordance with 240.13d-1(b)(1)(ii)(K). If filing as a non-U.S. institution in accordance with 240.13d1(b)(1)(ii)(J), please specify the type of institution: |
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Not Applicable | ||
ITEM 4. | OWNERSHIP: | |
Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. | ||
(a) | Amount beneficially owned: | |
Not Applicable. Private Wealth Advisors, Inc. (the Company) is hereby confirming that that certain Schedule 13G on Form SC 13G, together with all exhibits and amendments thereto (File No. 005-52329), as initially filed with the Securities and Exchange Commission (Commission) on February 10, 2014 (collectively, the Schedule 13G), be withdrawn effective immediately. The Schedule 13G was filed under an incorrect CIK number. The incorrect filing of the Schedule 13G has been corrected by the | ||
(b) | Percent of class: | |
Not Applicable | ||
(c) | Number of shares as to which the person has: | |
(i) Sole power to vote or to direct the vote: | ||
PWA Real Estate, LLC - Not Applicable Private Wealth Adv 401K PSP FBO John M. Schneider - Not Applicable John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - Not Applicable John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - Not Applicable John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - Not Applicable John M. Schneider - Not Applicable |
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(ii) Shared power to vote or to direct the vote: | ||
PWA Real Estate, LLC - Not Applicable Private Wealth Adv 401K PSP FBO John M. Schneider - Not Applicable John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - Not Applicable John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - Not Applicable John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - Not Applicable John M. Schneider - Not Applicable |
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(iii) Sole power to dispose or to direct the disposition of: | ||
PWA Real Estate, LLC - Not Applicable Private Wealth Adv 401K PSP FBO John M. Schneider - Not Applicable John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - Not Applicable John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - Not Applicable John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - Not Applicable John M. Schneider - Not Applicable |
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(iv) Shared power to dispose or to direct the disposition of: | ||
ITEM 5. | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: | |
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ]. | ||
ITEM 6. | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: | |
Not Applicable | ||
ITEM 7. | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: | |
Not Applicable | ||
ITEM 8. | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: | |
Not Applicable | ||
ITEM 9. | NOTICE OF DISSOLUTION OF GROUP: | |
Not Applicable | ||
ITEM 10. | CERTIFICATION: | |
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. |
December 17, 2014 |
Date |
PWA Real Estate, LLC Private Wealth Adv 401K PSP FBO John M. Schneider John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 |
/s/ John M. Schneider |
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Signature |
John M. Schneider, CEO and President |
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Name/Title |