CUSIP No.: 00760J108 |
1
|
NAME OF REPORTING PERSON:
PWA Real Estate, LLC
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
26-1277040
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Pennsylvania
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
363,500
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
363,500
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
363,500
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.87%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAME OF REPORTING PERSON:
Private Wealth Adv 401K PSP FBO John M. Schneider
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
OO
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
331,800
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
331,800
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
331,800
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.62%
|
||
14
|
TYPE OF REPORTING PERSON
EP
|
CUSIP No.: 00760J108 |
1
|
NAME OF REPORTING PERSON:
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
3,200
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
3,200
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,200
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.03%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAME OF REPORTING PERSON:
John Schneider custodian FBO Helena Schneider UTMA PA until Age 21
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
6,650
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
6,650
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
6,650
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.05%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAME OF REPORTING PERSON:
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
7,350
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
7,350
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
7,350
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.06%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAME OF REPORTING PERSON:
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
810
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
810
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
810
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.01%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAME OF REPORTING PERSON:
Dharma Group Insurance Co.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
46-4362294
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Delaware
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
305,176
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
305,176
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
305,176
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
2.41%
|
||
14
|
TYPE OF REPORTING PERSON
OO
|
CUSIP No.: 00760J108 |
1
|
NAME OF REPORTING PERSON:
Carla Frank
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
14,860
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
14,860
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
14,860
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.12%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No.: 00760J108 |
1
|
NAME OF REPORTING PERSON:
PWA Securities, Inc.
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
37-1537653
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS:
WC
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
State of Pennsylvania
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
28,000
|
|
8
|
SHARED VOTING POWER
0
|
||
9
|
SOLE DISPOSITIVE POWER
28,000
|
||
10
|
SHARED DISPOSITIVE POWER
0
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
28,000
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
0.22%
|
||
14
|
TYPE OF REPORTING PERSON
BD
|
CUSIP No.: 00760J108 |
1
|
NAME OF REPORTING PERSON:
John M. Schneider
I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (ENTITIES ONLY)
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) o
(b) x
|
||
3
|
SEC USE ONLY
|
||
4
|
SOURCE OF FUNDS
PF
|
||
5
|
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e)
|
||
6
|
CITIZENSHIP OR PLACE OF ORGANIZATION
Unites States of America
|
||
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY EACH REPORTING
PERSON WITH
|
7
|
SOLE VOTING POWER
127,600
|
|
8
|
SHARED VOTING POWER
1,188,946
|
||
9
|
SOLE DISPOSITIVE POWER
127,600
|
||
10
|
SHARED DISPOSITIVE POWER
1,188,946
|
||
11
|
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
127,600
|
||
12
|
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
|
||
13
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
1.01%
|
||
14
|
TYPE OF REPORTING PERSON
IN
|
CUSIP No.: 00760J108 |
ITEM 1.
|
SECURITY AND ISSUER:
|
Common Stock
AEHR Test Systems
400 Kato Terrace
Fremont, CA 94539
|
|
ITEM 2.
|
IDENTITY AND BACKGROUND:
|
a) NAME OF PERSON FILING:
This statement is being filed by (i) PWA Real Estate, LLC ("PWARE") with respect to the 363,500 Shares of the Issuer beneficially owned by it; (ii) Private Wealth Adv 401K PSP FBO John M. Schneider (the "401K Plan") with respect to the 331,800 Shares of the Issuer beneficially owned by it; (iii) John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 (the "UTMA account for Alexandria") with respect to the 3,200 Shares of the Issuer beneficially owned by it; (iv) John Schneider custodian FBO Helena Schneider UTMA Pa until Age 21 (the "UTMA account for Helena") with respect to the 6,650 Shares of the Issuer beneficially owned by it; (v) John Schneider custodian FBO Beatrice Schneider UTMA Pa until Age 21 (the "UTMA account for Beatrice") with respect to the 7,350 Shares of the Issuer beneficially owned by it; (vi) John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 (the "UTMA account for Ava" and together with the UTMA account for Alexandria, the UTMA account for Helena and the UTMA account for Beatrice, the "UTMA accounts") with respect to the 810 Shares of the Issuer beneficially owned by it; (vii) Dharma Group Insurance Co. ("Dharma") with respect to 305,176 Shares of the Issuer beneficially owned by it; (viii) Carla Frank (Frank) with respect to the 14,860 Shares of the Issuer beneficially owned by it; (ix) PWA Securities, Inc. (PWA Securities) with respect to the 28,000 Shares of the Issuer beneficially owned by it; and (x) John M. Schneider with respect to 127,600 Shares of the Issuer owned by him as well as the Shares beneficially owned by PWARE, the 401K Plan, the UTMA accounts, Dharma, Frank and PWA Securities. As the sole member of PWARE, the sole beneficiary of the 401K Plan, the custodian for the UTMA accounts, the sole owner of Dharma, the advisor to Frank and a fifty-percent owner with control over trading transactions of PWA Securities, John M. Schneider may be deemed the beneficial holder of the Shares held by PWARE, the 401K Plan, the UTMA accounts, Dharma, Frank and PWA Securities which, when added together, total 1,188,946 Shares representing 9.39% of the issued and outstanding Shares of the Issuer.
b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
PWA Real Estate, LLC - 4900 Perry Highway, Ste. 300, Pittsburgh, PA 15229
Private Wealth Adv 401K PSP FBO John M. Schneider - 4900 Perry Highway, Ste. 300, Pittsburgh, PA 15229
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - 905 Beaver Street, Sewickley, PA 15143
John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - 905 Beaver Street, Sewickley, PA 15143
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - 905 Beaver Street, Sewickley, PA 15143
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - 905 Beaver Street, Sewickley, PA 15143
Dharma Group Insurance Co. - 4900 Perry Highway, Ste. 300, Pittsburgh, PA 15229
Carla Frank - 1729 Holmes Drive, Sewickley. PA 15143
PWA Securities, Inc. - 4900 Perry Highway, Ste. 300, Pittsburgh, PA 15229
John M. Schneider - 905 Beaver Street, Sewickley, PA 15143
c) PRESENT OR PRINCIPAL OCCUPATION OR EMPLOYMENT, OR PRINCIPAL BUSINESS:
PWA Real Estate, LLC - Principal business is real estate holdings.
Private Wealth Adv 401K PSP FBO John M. Schneider - N/A
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - N/A
John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - N/A
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - N/A
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - N/A
Dharma Group Insurance Co. - Principal business is insurance.
Carla Frank - N/A
PWA Securities, Inc. - Principal business is providing broker-dealer services.
John M. Schneider - Principal employment is Financial Advisor.
Private Wealth Advisors, Inc.
4900 Perry Highway, Suite 300
Pittsburgh, PA 15229
d) CONVICTION OF CRIMINAL PROCEEDINGS: N/A
e) CIVIL PROCEEDINGS: N/A
f) CITIZENSHIP:
PWA Real Estate, LLC - Pennsylvania
Private Wealth Adv 401K PSP FBO John M. Schneider - United States of America
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - United States of America
John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - United States of America
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - United States of America
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - United States of America
Dharma Group Insurance Co. - Delaware
Carla Frank - United States of America
PWA Securities, Inc. - Pennsylvania
John M. Schneider - United States of America
|
CUSIP No.: 00760J108 |
ITEM 3.
|
SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION:
|
PWA Real Estate, LLC - Income from operations and a total amount of funds used in making the purchases of $679,890.24.
Private Wealth Adv 401K PSP FBO John M. Schneider - Readily available assets in the plan and a total amount of funds used in making the purchases of $510,215.46.
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - Income from employment and a total amount of funds used in making the purchases of $8,480.80.
John Schneider custodian FBO Helena Schneider UTMA PA until Age 21 - Income from employment and a total amount of funds used in making the purchases of $17,488.13.
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - Income from employment and a total amount of funds used in making the purchases of $19,798.73.
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - Income from employment and a total amount of funds used in making the purchases of $1,987.50.
Dharma Group Insurance Co. - Income from operations and a total amount of funds used in making the purchases of $755,884.11.
Carla Frank Personal funds and a total amount of funds used in making the purchases of $43,736.98.
PWA Securities, Inc. - Income from operations and a total amount of funds used in making the purchases of $81,741.78.
John M. Schneider - Income from employment and a total amount of funds used in making the purchases of $345,256.28.
|
|
ITEM 4.
|
PURPOSE OF TRANSACTION:
|
The shares purchased have been acquired for investment.
(d) John Schneider, the reporting person, has become a member of the Board of Directors of the Issuer. Mr. Schneider has no plans to change the number or the term of the directors of the Issuer.
|
|
ITEM 5.
|
INTEREST IN SECURITIES OF THE ISSUER:
|
Provide the following information regarding the aggregate number and percentage of the class of securities of the Issuer identified in Item 1.
(a) Amount beneficially owned:
1,188,946
Percent of class:
9.39% (based on the shares of Common Stock outstanding as of November 26, 2014)
(b) Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
PWA Real Estate, LLC - 363,500
Private Wealth Adv 401K PSP FBO John M. Schneider - 331,800
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - 3,200
John Schneider custodian FBO Helena Schneider UTMA Pa until Age 21 - 6,650
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - 7,350
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - 810
Dharma Group Insurance Co. - 305,176
Carla Frank - 14,860
PWA Securities, Inc. - 28,000
John M. Schneider - 127,600
(ii) Shared power to vote or to direct the vote:
John M. Schneider - 1,188,946
(iii) Sole power to dispose or to direct the disposition of:
PWA Real Estate, LLC - 363,500
Private Wealth Adv 401K PSP FBO John M. Schneider - 331,800
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 - 3,200
John Schneider custodian FBO Helena Schneider UTMA Pa until Age 21 - 6,650
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 - 7,350
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 - 810
Dharma Group Insurance Co. - 305,176
Carla Frank - 14,860
PWA Securities, Inc. - 28,000
John M. Schneider 127,600
(iv) Shared power to dispose or to direct the disposition of:
John M. Schneider - 1,188,946
(c) Description of transactions: The following purchases were effected in the past 60 days:
See Exhibit A
(d) N/A
(e) N/A
|
|
ITEM 6.
|
CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER:
|
1. Non-Disclosure Agreement between John Schneider and AEHR Test Systems, a California corporation, dated November 5, 2014.
2. Common Stock Purchase Agreement between investors and AEHR Test Systems, a California corporation, dated November 24, 2014.
3. Offer Letter for the position of member of Board of Directors, AEHR Test Systems dated November 22, 2014 which became effective December 3, 2014.
|
|
ITEM 7.
|
MATERIALS TO BE FILES AS EXHIBITS:
|
See attached Exhibits A and B
|
UNCHECK TO EDIT | |||
PWA Real Estate, LLC | |||
Date: December 10, 2014
|
By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
|
||
Title: |
President
|
||
UNCHECK TO EDIT | |||
Private Wealth Adv 401K PSP FBO John M. Schneider | |||
Date: December 10, 2014 | By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
|
||
Title: |
Owner
|
UNCHECK TO EDIT | |||
John Schneider custodian FBO Alexandria Schneider UTMA PA until Age 21 | |||
Date: December 10, 2014 | By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
|
||
Title: |
custodian
|
||
UNCHECK TO EDIT FBO Helena Schneider UTMA | |||
John Schneider custodianPA until Age 21 | |||
Date: December 10, 2014 | By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
|
||
Title: |
custodian
|
UNCHECK TO EDIT | |||
John Schneider custodian FBO Beatrice Schneider UTMA PA until Age 21 | |||
Date: December 10, 2014 | By: |
/s/ John M. Schneider
|
|
Name: |
John M. Schneider
|
||
Title: |
custodian
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UNCHECK TO EDIT | |||
John Schneider custodian FBO Ava Schneider UTMA PA until Age 21 | |||
Date: December 10, 2014 | By: |
/s/ John M. Schneider
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Name: |
John M. Schneider
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Title: |
custodian
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Dharma Group Insurance Co. | |||
Date: December 10, 2014 | By: |
/s/ John M. Schneider
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Name: |
John M. Schneider
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Title: |
President
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UNCHECK TO EDIT | |||
Carla Frank | |||
Date: December 10, 2014 | By: |
/s/ John M. Schneider
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Name: |
John M. Schneider
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Title: |
Advisor
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UNCHECK TO EDIT | |||
PWA Securities, Inc. | |||
Date: December 10, 2014 | By: |
/s/ John M. Schneider
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Name: |
John M. Schneider
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Title: |
President
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UNCHECK TO EDIT | |||
John M. Schneider | |||
Date: December 10, 2014 | By: |
/s/ John M. Schneider
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Name: |
John M. Schneider
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Title: |
President
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CUSIP No.: 00760J108 |
PWA REAL ESTATE, LLC | |||
Dated: December 10, 2014
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By:
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/s/ John M. Schneider | |
Name: | John M. Schneider | ||
Title: | President |
PRIVATE WEALTH ADV 401K PSP FBO JOHN M. SCHNEIDER | |||
By:
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/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | Owner |
JOHN SCHNEIDER CUSTODIAN FBO ALEXANDRIA SCHNEIDER UTMA PA UNTIL AGE 21 | |||
By:
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/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | custodian |
JOHN SCHNEIDER CUSTODIAN FBO HELENA SCHNEIDER UTMA PA UNTIL AGE 21 | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | custodian |
JOHN SCHNEIDER CUSTODIAN FBO BEATRICE SCHNEIDER UTMA PA UNTIL AGE 21 | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | custodian | ||
JOHN SCHNEIDER CUSTODIAN FBO AVA SCHNEIDER UTMA PA UNTIL AGE 21 | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | custodian | ||
DHARMA GROUP INSURANCE CO. | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | President |
CARLA FRANK | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | Advisor | ||
PWA SECURITIES, INC. | |||
By:
|
/s/ John M. Schneider | ||
Name: | John M. Schneider | ||
Title: | President | ||
/s/ John M. Schneider |