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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Stock Option (Right to Buy) | $ 2.563 | 09/11/2009 | M | 4,000 | 06/05/2005 | 06/04/2010 | Common Stock, $.001 par value | 4,000 | $ 0 | 180,425 | D | ||||
Stock Option (Right to Buy) | $ 2.563 | 09/14/2009 | M | 6,000 | 06/05/2005 | 06/04/2010 | Common Stock, $.001 par value | 6,000 | $ 0 | 174,425 | D | ||||
Stock Option (Right to Buy) | $ 1 | 09/14/2009 | M | 5,000 | 04/19/2002 | 04/18/2011 | Common Stock, $.001 par value | 5,000 | $ 0 | 169,425 | D | ||||
Stock Option (Right to Buy) | $ 1 | 09/15/2009 | M | 5,000 | 04/19/2002 | 04/18/2011 | Common Stock, $.001 par value | 5,000 | $ 0 | 164,425 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Gitman Paul 167 EXECUTIVE DRIVE MANHASSET HILLS, NY 11040 |
X |
/s/ Paul Gitman by Carl A. Valenstein, attorney in fact | 05/05/2010 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | This item has been revised to reflect the correct price by changing $25.3 to $25.304. |
(2) | These items have been revised to reflect the correct number of shares that were acquired with an exercise price of $2.563 per share and then disposed of at a price of $26.999 per share by changing 6,000 to 1,000. The previous filing had incorrectly reported an additional 5,000 shares as having been acquired and disposed of at such prices. These 5,000 shares have been reported in this amendment in two additional items as described in footnote 7 below. |
(3) | This item has been revised to reflect the correct amount by changing 54,500 to 49,500. |
(4) | This item has been revised to reflect the correct exercise price by changing $1 to $2.563. |
(5) | This item has been revised to reflect the correct price by changing $27.65 to $27.654. |
(6) | This item has been revised to reflect the correct price by changing $28.28 to $27.469. |
(7) | These items have been added to reflect the correct exercise and sales prices for the 5,000 shares described in footnote 2 above. These shares were acquired with an exercise price of $1.00 per share and then disposed of at a price of $26.999 per share. |
Remarks: This amendment to the Form 4 previously filed on September 15, 2009 is being filed solely to correct certain prices set forth in Table 1 as described above. Exhibit 24 - Power of Attorney |