As filed with the Securities and Exchange Commission on February 12, 2004
Registration No. 333-
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM S-3
REGISTRATION STATEMENT
UNDER
THE SECURITIES ACT OF 1933
RIGEL PHARMACEUTICALS, INC.
(Exact name of registrant as specified in its charter)
Delaware (State or other jurisdiction of incorporation or organization) |
94-3248524 (I.R.S. Employer Identification No.) |
1180 Veterans Boulevard
South San Francisco, CA 94080
(650) 624-1100
(Address, including zip code, and telephone number, including area code, of registrant's principal executive offices)
James M. Gower
Chairman of the Board and Chief Executive Officer
Rigel Pharmaceuticals, Inc.
1180 Veterans Boulevard
South San Francisco, CA 94080
(650) 624-1100
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Suzanne Sawochka Hooper, Esq.
Cooley Godward LLP
Five Palo Alto Square
3000 El Camino Real
Palo Alto, CA 94306-2155
(650) 843-5000
Approximate date of proposed sale to the public: From time to time after the effective date of this Registration Statement.
If the only securities being registered on this form are being offered pursuant to dividend or interest reinvestment plans, please check the following box. o
If any of the securities being registered on this form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933, other than securities offered only in connection with dividend or interest reinvestment plans, check the following box. o
If this form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ý 333-111777
If this form is a post-effective amendment filed pursuant to Rule 462(c) under the Securities Act, check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. o
If delivery of the prospectus is expected to be made pursuant to Rule 434, please check the following box. o
CALCULATION OF REGISTRATION FEE
Title of Class of Securities to be Registered(1) |
Proposed Maximum Aggregate Offering Price(2) |
Amount of Registration Fee(3) |
||
---|---|---|---|---|
Common Stock, par value $.001 per share | | | ||
Preferred Stock, par value $.001 per share | | | ||
Warrants | | | ||
Debt Securities | | | ||
Total | $15,000,000 | $1,901 | ||
This registration statement relates to the Registration Statement on Form S-3, Securities and Exchange Commission File No. 333-111777 (the "Prior Registration Statement") and is filed pursuant to Rule 462(b) promulgated under the Securities Act of 1933, as amended, solely to increase the dollar amount of securities registered under the Prior Registration Statement by $15,000,000. The contents of the Prior Registration Statement are hereby incorporated by reference.
Pursuant to the requirements of the Securities Act of 1933, the registrant certifies that it has reasonable grounds to believe that it meets all of the requirements for filing on Form S-3 and has duly caused this Form S-3 Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of South San Francisco, State of California, on February 12, 2004.
Rigel Pharmaceuticals, Inc. | ||||
By: |
/s/ JAMES M. GOWER James M. Gower Chairman of the Board and Chief Executive Officer |
Pursuant to the requirements of the Securities Act of 1933, this Registration Statement has been signed below by the following persons in the capacities and on the dates indicated.
Signature |
Title |
Date |
||
---|---|---|---|---|
/s/ JAMES M. GOWER James M. Gower |
Chairman of the Board and Chief Executive Officer (Principal Executive Officer) |
February 12, 2004 |
||
/s/ JAMES H. WELCH James H. Welch |
Vice President, Chief Financial Officer and Secretary (Principal Financial and Accounting Officer) |
February 12, 2004 |
||
* Donald G. Payan |
Executive Vice President, Chief Scientific Officer and Director |
February 12, 2004 |
||
* Jean Deleage |
Director |
February 12, 2004 |
||
* Alan D. Frazier |
Director |
February 12, 2004 |
||
* Dennis J. Henner |
Director |
February 12, 2004 |
||
* Walter H. Moos |
Director |
February 12, 2004 |
||
* Stephen A. Sherwin |
Director |
February 12, 2004 |
||
* Nicholas J. Simon, III |
Director |
February 12, 2004 |
||
Hollings C. Renton |
Director |
/s/ JAMES M. GOWER James M. Gower February 12, 2004 |
Exhibit No. |
Description |
|
---|---|---|
5.1 | Opinion of Cooley Godward LLP. | |
15.1 |
Letter regarding unaudited interim financial information. |
|
23.1 |
Consent of Ernst & Young LLP, Independent Auditors. |
|
23.2 |
Consent of Cooley Godward LLP. Reference is made to Exhibit 5.1. |
|
24.1* |
Power of Attorney for officers and directors of Rigel. |