|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| ||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) | ||
| 1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
| Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
| Stock Options | $ 18.675 | 12/11/2012 | M | 224 | 09/23/2003 | 09/23/2013 | Common Stock | 224 | $ 0 | 0 | D | ||||
| Stock Options | $ 17.46 | 12/11/2012 | M | 716 | 10/14/2003 | 10/14/2013 | Common Stock | 716 | $ 0 | 0 | D | ||||
| Stock Options | $ 18.85 | 12/11/2012 | M | 242 | 12/10/2003 | 12/10/2013 | Common Stock | 242 | $ 0 | 0 | D | ||||
| Stock Options | $ 20.4 | 12/11/2012 | M | 222 | 01/09/2004 | 01/09/2014 | Common Stock | 222 | $ 0 | 0 | D | ||||
| Stock Options | $ 17.105 | 12/11/2012 | M | 4,784 | 03/18/2004 | 03/18/2014 | Common Stock | 4,784 | $ 0 | 0 | D | ||||
| Stock Options | $ 17.105 | 12/11/2012 | M | 266 | 03/18/2004 | 03/18/2014 | Common Stock | 266 | $ 0 | 0 | D | ||||
| Stock Options | $ 17.105 | 12/11/2012 | M | 30,000 | 03/18/2004 | 03/18/2014 | Common Stock | 30,000 | $ 0 | 0 | D | ||||
| Stock Options | $ 17.35 | 12/11/2012 | M | 262 | 06/22/2004 | 06/22/2014 | Common Stock | 262 | $ 0 | 0 | D | ||||
| Stock Options | $ 14.33 | 12/11/2012 | M | 318 | 08/11/2004 | 08/11/2014 | Common Stock | 318 | $ 0 | 0 | D | ||||
| Stock Options | $ 14 | 12/11/2012 | M | 324 | 08/17/2004 | 08/17/2014 | Common Stock | 324 | $ 0 | 0 | D | ||||
| Stock Options | $ 14.495 | 12/11/2012 | M | 312 | 09/14/2004 | 09/14/2014 | Common Stock | 312 | $ 0 | 0 | D | ||||
| Restricted Stock Options (8) | $ 39 | 12/12/2012 | A | 39 | (9) | (9) | Common Stock | 39 | $ 0 | 39 (10) | D | ||||
| Stock Options | $ 15.925 | 12/11/2012 | M | 286 | 07/19/2004 | 07/19/2014 | Common Stock | 286 | $ 0 | 0 | D | ||||
| Reporting Owner Name / Address | Relationships | |||
| Director | 10% Owner | Officer | Other | |
| THOMPSON JAMES R C/O MAXIMUS INC. 1891 METRO CENTER DRIVE RESTON, VA 20190 |
X | |||
| David R. Francis: As Attoney-In-Fact for: James R. Thompson | 12/12/2012 | |
| **Signature of Reporting Person | Date |
| * | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
| ** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| (1) | Weighted average sales price for prices ranging from $63.69 to $63.74. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| (2) | Weighted average sales price for prices ranging from $63.70 to $63.73. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| (3) | Weighted average sales price for prices ranging from $63.69 to $63.73. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| (4) | Weighted average sales price for prices ranging from $63.66 to $63.75. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| (5) | Weighted average sales price for prices ranging from $63.64 to $63.73. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| (6) | Weighted average sales price for prices ranging from $63.64 to $64.14. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| (7) | Weighted average sales price for prices ranging from $63.68 to $63.73. The reporting person will provide full information regarding the number of shares purchased or sold at each separate price upon request by the Commission staff, the issuer, or a security holder of the issuer. |
| (8) | Each Restricted Stock Unit represents a contingent right to receive one share of common stock. |
| (9) | Restricted Stock Units vest based upon the following schedule, subject to deferred vesting for a longer period at the election of individual, as permitted by the terms of the award: Shares Vest Date 0 12/12/2013 0 12/12/2014 39 12/12/2014 Expiration date not applicable to RSUs |
| (10) | Reporting person also holds restricted stock units with respect to an additional 58,362.757 shares of common stock with varying vesting schedules. |