UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | SEC 1473 (7-02) | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. |
1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Stock Option (Right to buy) | 01/21/2007 | 01/21/2014 | Common Stock | 800 | $ 23.575 | D | Â |
Performance Units | 12/31/2006 | 12/31/2006 | Common Stock | 1,028 | $ (2) | D | Â |
Performance Units | 12/31/2007 | 12/31/2007 | Common Stock | 2,032 | $ (2) | D | Â |
Performance Units | 12/31/2008 | 12/31/2008 | Common Stock | 2,609 | $ (2) | D | Â |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Motley Howard W JR PO BOX 321 OKLAHOMA CITY, OK 73101 |
 |  |  VP Regulatory Affairs |  |
Carla D. Brockman | 11/28/2006 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | The information herein is based on a Retirement Savings Plan Statment dated 11-15-06. The Retirement Savings Plan Statement indicated the number of units in the Common Stock Fund of the Retirement Savings Plan credited to the participant's account. The number of shares of common stock owned 11-15-06 was determined by dividing the dollar value of such units by the closing sale price of the common stock ($39.41) on November 15, 2006. |
(2) | Represents the right to receive shares of OGE Energy common stock on a one-for-one basis upon determination by compensation committee that specified performance goals have been achieved for the three-year period ending on the expiration date referred to above. Depending upon level of performance, performance units may be paid out in amounts ranging from 0% to 200% of amounts listed. |