Notifications on Schedule 11, each dated April 16, 2003

 


 

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

 


 

FORM 6-K

 

REPORT OF FOREIGN PRIVATE ISSUER

PURSUANT TO RULE 13a-16 OR 15a-16 OF

THE SECURITIES EXCHANGE ACT OF 1934

 

For the month of May 2003

 


 

SCOTTISH POWER PLC

(Translation of Registrant’s Name Into English)

 

CORPORATE OFFICE, 1 ATLANTIC QUAY, GLASGOW, G2 8SP

(Address of Principal Executive Offices)

 


 

(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.) Form 20-F   x  Form 40-F  ¨             

 

(Indicate by check mark whether the registrant by furnishing the information contained in this form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.) Yes  ¨  No  x

 

(If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-______.)

 


 

FORM 6-K: TABLE OF CONTENTS

 

1. Notifications by Scottish Power plc on Schedule 11, each dated April 16, 2003, of interests of directors and connected persons.

 

SIGNATURES

 

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 

 

               

/s/ Scottish Power plc


               

(Registrant)

Date

 

May 21, 2003


     

By:

 

/s/ Donald McPherson


               

Donald McPherson

               

Assistant Company Secretary

 

 

 


SCHEDULE 11

NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS

 

1)    Name of company

 

Scottish Power plc

 

2)    Name of director

 

Ian Russell

 

3)    Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest

 

Ian Russell

 

4)    Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)

 

Lloyds TSB Registrars Corporate Nominee Limited A/C AESOPI

 

5)    Please state whether notification relates to a person(s) connected with the Director named in 2 above and identify the connected person(s)

 

Ian Russell

 

6)    Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary

 

Purchase of Partnership Shares and appropriation of Matching Shares under the Inland Revenue approved ScottishPower Employee Share Ownership Plan

 

7)    Number of shares/amount of stock acquired

 

64 Shares (32 Partnership Shares and 32 Matching Shares)

 

8)    Percentage of issued class

 

0.00%

 

9)    Number of shares/amount of stock disposed

 

n/a

 

10)    Percentage of issued class

 

n/a

 

11)    Class of security

 

Ordinary 50p Shares

 

12)    Price per share

 

388p

 

13)    Date of transaction

 

14 April 2003


14)    Date company informed

 

15 April 2003

 

15)    Total holding following this notification

 

87,805

 

16)    Total percentage holding of issued class following this notification

 

0.0047%

 

If a director has been granted options by the company please complete the following boxes

 

17)    Date of grant

 

n/a

 

18)    Period during which or date on which exercisable

 

n/a

 

19)    Total amount paid (if any) for grant of the option

 

n/a

 

20)    Description of shares or debentures involved: class, number

 

n/a

 

21)    Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise

 

n/a

 

22)    Total number of shares or debentures over which options held following this notification

 

n/a

 

23)    Any additional information

 

n/a

 

24)    Name of contact and telephone number for queries

 

Donald McPherson

 

0141 566 4675

 

25)    Name and signature of authorised company official responsible for making this notification

 

Donald McPherson

 

Assistant Secretary

 

Date of Notification 16 April 2003


SCHEDULE 11

 

NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS

 

1)    Name of company

 

Scottish Power plc

 

2)    Name of director

 

Charles Berry

 

3)    Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest

 

Charles Berry

 

4)    Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)

 

Lloyds TSB Registrars Corporate Nominee Limited A/C AESOPI

 

5)    Please state whether notification relates to a person(s) connected with the Director named in 2 above and identify the connected person(s)

 

Charles Berry

 

6)    Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary

 

Purchase of Partnership Shares and appropriation of Matching Shares under the Inland Revenue approved ScottishPower Employee Share Ownership Plan

 

7)    Number of shares/amount of stock acquired

 

64 Shares (32 Partnership Shares and 32 Matching Shares)

 

8)    Percentage of issued class

 

0.00%

 

9)    Number of shares/amount of stock disposed

 

n/a

 

10)    Percentage of issued class

 

n/a

 

11)    Class of security

 

Ordinary 50p Shares

 

12)    Price per share

 

388p

 

13)    Date of transaction

 

14 April 2003


14)    Date company informed

 

15 April 2003

 

15)    Total holding following this notification

 

22,617

 

16)    Total percentage holding of issued class following this notification

 

0.0012%

 

If a director has been granted options by the company please complete the following boxes

 

17)    Date of grant

 

n/a

 

18)    Period during which or date on which exercisable

 

n/a

 

19)    Total amount paid (if any) for grant of the option

 

n/a

 

20)    Description of shares or debentures involved: class, number

 

n/a

 

21)     Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise

 

n/a

 

22)    Total number of shares or debentures over which options held following this notification

 

n/a

 

23)    Any additional information

 

Charles Berry had an option over 903 ScottishPower shares under the ScottishPower Sharesave Scheme. The exercise period expired on 28 February 2003 and his options, which were granted in 1999 at 429p per share, lapsed unexercised on that date.

 

24)    Name of contact and telephone number for queries

 

Donald McPherson

 

0141 566 4675

 

25)     Name and signature of authorised company official responsible for making this notification

 

Donald McPherson

 

Assistant Secretary

 

Date of Notification 16 April 2003


SCHEDULE 11

 

NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS

 

1) Name of company

 

Scottish Power plc

 

2) Name of director

 

David Nish

 

3) Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest

 

David Nish

 

4) Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)

 

Lloyds TSB Registrars Corporate Nominee Limited A/C AESOPI

 

5) Please state whether notification relates to a person(s) connected with the Director named in 2 above and identify the connected person(s)

 

David Nish

 

6) Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary

 

Purchase of Partnership Shares and appropriation of Matching Shares under the Inland Revenue approved ScottishPower Employee Share Ownership Plan

 

7) Number of shares/amount of stock acquired

 

64 Shares (32 Partnership Shares and 32 Matching Shares)

 

8) Percentage of issued class

 

0.00%

 

9) Number of shares/amount of stock disposed

 

n/a

 

10) Percentage of issued class

 

n/a

 

11) Class of security

 

Ordinary 50p Shares

 

12) Price per share

 

388p

 

13) Date of transaction

 

14 April 2003


14) Date company informed

 

15 April 2003

 

15) Total holding following this notification

 

12,806

 

16) Total percentage holding of issued class following this notification

 

0.0007%

 

If a director has been granted options by the company please complete the following boxes

 

17) Date of grant

 

n/a

 

18) Period during which or date on which exercisable

 

n/a

 

19) Total amount paid (if any) for grant of the option

 

n/a

 

20) Description of shares or debentures involved: class, number

 

n/a

 

21) Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise

 

n/a

 

22) Total number of shares or debentures over which options held following this notification

 

n/a

 

23) Any additional information

 

n/a

 

24) Name of contact and telephone number for queries

 

Donald McPherson

 

0141 566 4675

 

25) Name and signature of authorised company official responsible for making this notification

 

Donald McPherson

 

Assistant Secretary

 

Date of Notification 16 April 2003


SCHEDULE 11

 

NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS

 

1)    Name of company

 

Scottish Power plc

 

2)    Name of director

 

Euan Baird

 

3)    Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest

 

Euan Baird

 

4)    Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)

 

ABN AMRO

 

5)     Please state whether notification relates to a person(s) connected with the Director named in 2 above and identify the connected person(s)

 

Euan Baird

 

6)    Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary

 

Automatic reinvestment of dividends

 

7)    Number of shares/amount of stock acquired

 

2,065 Shares

 

8)     Percentage of issued class

 

0.00%

 

9)    Number of shares/amount of stock disposed

 

n/a

 

10)    Percentage of issued class

 

n/a

 

11)    Class of security

 

Ordinary 50p Shares

 

12)    Price per share

 

370.2p

 

13)    Date of transaction

 

14 March 2003


14)    Date company informed

 

14 April 2003

 

15)    Total holding following this notification

 

110,770

 

16)     Total percentage holding of issued class following this notification

 

0.006%

 

If a director has been granted options by the company please complete the following boxes

 

17)    Date of grant

 

n/a

 

18)    Period during which or date on which exercisable

 

n/a

 

19)    Total amount paid (if any) for grant of the option

 

n/a

 

20)    Description of shares or debentures involved: class, number

 

n/a

 

21)    Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise

 

n/a

 

22)    Total number of shares or debentures over which options held following this notification

 

n/a

 

23)    Any additional information

 

n/a

 

24)    Name of contact and telephone number for queries

 

Donald McPherson

 

0141 566 4675

 

25)    Name and signature of authorised company official responsible for making this notification

 

Donald McPherson

 

Assistant Secretary

 

Date of Notification 16 April 2003


SCHEDULE 11

 

NOTIFICATION OF INTERESTS OF DIRECTORS AND CONNECTED PERSONS

 

1)    Name of company

 

Scottish Power plc

 

2)     Name of director

 

Sir Peter Gregson

 

3)    Please state whether notification indicates that it is in respect of holding of the shareholder named in 2 above or in respect of a non-beneficial interest or in the case of an individual holder if it is a holding of that person’s spouse or children under the age of 18 or in respect of a non-beneficial interest

 

Sir Peter Gregson

 

4)    Name of the registered holder(s) and, if more than one holder, the number of shares held by each of them (if notified)

 

Halifax Share Dealing Nominees Limited

 

5)    Please state whether notification relates to a person(s) connected with the Director named in 2 above and identify the connected person(s)

 

Sir Peter Gregson

 

6)    Please state the nature of the transaction. For PEP transactions please indicate whether general/single co PEP and if discretionary/non discretionary

 

Single Company PEP – Automatic Reinvestment of Dividend.

 

7)    Number of shares/amount of stock acquired

 

23 shares

 

8)    Percentage of issued class

 

0.00%

 

9)    Number of shares/amount of stock disposed

 

n/a

 

10)    Percentage of issued class

 

n/a

 

11)    Class of security

 

Ordinary 50p Shares

 

12)    Price per share

 

350p

 

13)    Date of transaction

 

12 March 2003


14)    Date company informed

 

15 April 2003

 

15)     Total holding following this notification

 

1,186

 

16)    Total percentage holding of issued class following this notification

 

0.00006%

 

If a director has been granted options by the company please complete the following boxes

 

17)    Date of grant

 

n/a

 

18)    Period during which or date on which exercisable

 

n/a

 

19)    Total amount paid (if any) for grant of the option

 

n/a

 

20)    Description of shares or debentures involved: class, number

 

n/a

 

21)    Exercise price (if fixed at time of grant) or indication that price is to be fixed at time of exercise

 

n/a

 

22)    Total number of shares or debentures over which options held following this notification

 

n/a

 

23)    Any additional information

 

n/a

 

24)    Name of contact and telephone number for queries

 

Donald McPherson

 

0141 566 4675

 

25)    Name and signature of authorised company official responsible for making this notification

 

Donald McPherson

 

Date of Notification 16 April 2003