UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Amendment No. 1
Under the Securities Exchange Act of 1934
NIC Inc.
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(Name of Issuer)
Common Stock, no par value
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(Title of Class of Securities)
62914B 10 0
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(CUSIP Number)
Jeffery S. Fraser
c/o National Information Consortium Voting Trust
10540 South Ridgeview Road
Olathe, KS 66061
(307) 734-7140
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(Name, Address and Telephone number of Person
Authorized to Receive Notices and Communications)
October 29, 2003
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(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of Subsections 240.13d-1(e), 240.13f-1(f) or
240.13d-1(g), check the following box: [ ]
NOTE: Schedules filed in paper format shall include a signed original
and five copies of the schedule, including all exhibits. See
ss.240.13d-7(b) for other parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which
would alter disclosures provided in a prior cover page.
The information required in the remainder of this cover page (except any
items to which the form provides a cross-reference) shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that
section of the Act but shall be subject to all other provisions of the
Act (however, see the Notes).
CUSIP NO. 636491102
1. Name of Reporting Person: National Information Consortium Voting Trust
SS or IRS Identification No. of Above Person: IRS No. 48-6357369
2. Check the Appropriate Box if a Member of a Group: (a)
(b) X - Joint Filing
3. SEC Use Only
4. Source of Funds N/A
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e): N/A
6. Citizenship or Place of Organization: Delaware
Number of Shares Beneficially Owned by each Reporting Persons with
7. Sole Voting Power -0-
8. Shared Voting Power 26,100,894
9. Sole Dispositive Power -0-
10. Shared Dispositive Power 26,100,894
11. Aggregate Amount Beneficially Owned by Each Reporting Person:
26,100,894
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares:
N/A
13. Percent of Class Represented by Amount in Row (11):
44.7%
14. Type of Reporting Person:
00
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CUSIP NO. 636491102
1. Name of Reporting Person: Jeffery S. Fraser
SS or IRS Identification No. of Above Person: IRS No. ___________
2. Check the Appropriate Box if a Member of a Group: (a)
(b) X - Joint Filing
3. SEC Use Only
4. Source of Funds PF
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e): N/A
6. Citizenship or Place of Organization: USA
Number of Shares Beneficially Owned by each Reporting Persons with
7. Sole Voting Power 515,180
8. Shared Voting Power 26,100,894
9. Sole Dispositive Power 515,180
10. Shared Dispositive Power 26,100,894
11. Aggregate Amount Beneficially Owned by Each Reporting Person:
26,100,894
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares:
N/A
13. Percent of Class Represented by Amount in Row (11):
44.7%
14. Type of Reporting Person:
IN
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CUSIP NO. 636491102
1. Name of Reporting Person: Ross C. Hartley
SS or IRS Identification No. of Above Person: IRS No. ___________
2. Check the Appropriate Box if a Member of a Group: (a)
(b) X - Joint Filing
3. SEC Use Only
4. Source of Funds PF
5. Check if Disclosure of Legal Proceedings is Required Pursuant to
Items 2(d) or 2(e): N/A
6. Citizenship or Place of Organization: USA
Number of Shares Beneficially Owned by each Reporting Persons with
7. Sole Voting Power 365,987
8. Shared Voting Power 26,100,894
9. Sole Dispositive Power 365,987
10. Shared Dispositive Power 26,100,894
11. Aggregate Amount Beneficially Owned by Each Reporting Person:
26,100,894
12. Check if the Aggregate Amount in Row (11) Excludes Certain Shares:
N/A
13. Percent of Class Represented by Amount in Row (11):
44.7%
14. Type of Reporting Person: IN
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The purpose of the distribution was to facilitate estate planning and
charitable giving by the members.
Item 5. Interest in Securities of the Issuer: See Item 11 of Cover
Pages
Number of Shares as to which such person has:
(i) Sole power to vote or to direct the vote:
See Item 7 of Cover Pages
(ii) Shared power to vote or direct the vote:
See Item 8 of Cover Pages
(iii) Sole power to dispose or to direct the disposition of:
See Item 9 of Cover Pages
(iv) Shared power to dispose or to direct the disposition of:
See Item 10 of Cover Pages
Mr. Fraser has made the following transactions within the past 60
days or since the most recent filing of a Schedule 13D: On July 1, 2003,
Mr. Fraser transferred his units in the Voting Trust to two entities for
estate planning purposes. Mr. Fraser is sole manager of both entities;
however, Mr. Fraser disclaims beneficial ownership over 50% of the Voting
Trust units held by one of the entities.
Mr. Hartley has made the following transactions within the past 60
days or since the most recent filing of a Schedule 13D:
Date of Type of Number Price Per How Transaction
Transaction Transaction of Shares Share Was Effected
----------- ----------- --------- ----- ------------
8-26-03 Purchase 20,000 $3.13 Open market purchase
8-27-03 Purchase 30,000 $3.15 Open market purchase
No person other than the persons listed is known to have the right
to receive or the power to direct the receipt of dividends from, or the
proceeds from the sale of, any securities owned by any member of the
group.
Item 6. Contracts, Arrangements, Understandings or Relationships with
Respect to Securities of the Issuer:
None.
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Item 7. Material to be Filed as Exhibits:
None.
NATIONAL INFORMATION
CONSORTIUM VOTING TRUST
Dated: November 10, 2003 By: /s/ JEFFERY S. FRASER
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Jeffery S. Fraser, Trustee
By: /s/ JEFFERY S. FRASER
---------------------------------
Dated: November 10, 2003 Jeffery S. Fraser
By: /s/ ROSS C. HARTLEY
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Dated: November 10, 2003 Ross C. Hartley
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EXHIBIT 1
to
AMENDMENT NO. 1 TO
SCHEDULE 13D
JOINT FILING STATEMENT
PURSUANT TO RULE 13d-1(k)(1)
The undersigned acknowledge and agree that the foregoing statement
on Schedule 13D is filed on behalf of each of the undersigned and that
all subsequent amendments to this statement on Schedule 13D shall be
filed on behalf of each of the undersigned without the necessity of
filing additional joint statements. The undersigned acknowledge that
each shall be responsible for the timely filing of such amendments, and
for the completeness and accuracy of the information concerning him or it
contained herein, but shall not be responsible for the completeness and
accuracy of the information concerning the other entities or persons,
except to the extent that he or it knows or has reason to believe that
such information is accurate.
NATIONAL INFORMATION
CONSORTIUM VOTING TRUST
Dated: November 10, 2003 By: /s/ JEFFERY S. FRASER
---------------------------------
Jeffery S. Fraser, Trustee
By: /s/ JEFFERY S. FRASER
---------------------------------
Dated: November 10, 2003 Jeffery S. Fraser
By: /s/ ROSS C. HARTLEY
---------------------------------
Dated: November 10, 2003 Ross C. Hartley