Item 1.
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Name of Reporting Person:
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Ross C. Hartley
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Item 2.
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Check the Appropriate Box if a Member of a Group:
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(a) [ ]
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(b) [ ]
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|||
Item 3.
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SEC Use Only
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||
Item 4.
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Source of Funds
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N/A
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Item 5.
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Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
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N/A
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Item 6.
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Citizenship or Place of Organization:
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United States
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Number of Shares Beneficially Owned by each Reporting Persons with
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|||
Item 7.
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Sole Voting Power
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218,845*
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Item 8.
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Shared Voting Power
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2,928,757*
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Item 9.
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Sole Dispositive Power
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218,845*
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Item 10.
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Shared Dispositive Power
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2,928,757*
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Item 11.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
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3,147,602*
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Item 12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares:
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___
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Item 13.
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Percent of Class Represented by Amount in Row (11):
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4.94%
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Item 14.
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Type of Reporting Person:
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IN
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Item 1.
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Name of Reporting Person:
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Ross C. Hartley Family Investments LLC
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Item 2.
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Check the Appropriate Box if a Member of a Group:
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(a) [ ]
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(b) [ ]
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|||
Item 3.
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SEC Use Only
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||
Item 4.
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Source of Funds
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N/A
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|
Item 5.
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Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
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N/A
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Item 6.
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Citizenship or Place of Organization:
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Kansas
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Number of Shares Beneficially Owned by each Reporting Persons with
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|||
Item 7.
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Sole Voting Power
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0*
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|
Item 8.
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Shared Voting Power
|
2,928,757*
|
|
Item 9.
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Sole Dispositive Power
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0*
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|
Item 10.
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Shared Dispositive Power
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2,928,757*
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Item 11.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
|
2,928,757*
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|
Item 12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares:
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N/A
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Item 13.
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Percent of Class Represented by Amount in Row (11):
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4.59%
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Item 14.
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Type of Reporting Person:
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00
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Item 1.
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Name of Reporting Person:
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Christine Hartley
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Item 2.
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Check the Appropriate Box if a Member of a Group:
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(a) [ ]
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(b) [ ]
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|||
Item 3.
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SEC Use Only
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||
Item 4.
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Source of Funds
|
N/A
|
|
Item 5.
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Check if Disclosure of Legal Proceedings is Required Pursuant to Items 2(d) or 2(e):
|
N/A
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|
Item 6.
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Citizenship or Place of Organization:
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United States
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Number of Shares Beneficially Owned by each Reporting Persons with
|
|||
Item 7.
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Sole Voting Power
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0*
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Item 8.
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Shared Voting Power
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2,928,757*
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|
Item 9.
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Sole Dispositive Power
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0*
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Item 10.
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Shared Dispositive Power
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2,928,757*
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Item 11.
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Aggregate Amount Beneficially Owned by Each Reporting Person:
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3,147,602*
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|
Item 12.
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Check if the Aggregate Amount in Row (11) Excludes Certain Shares:
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N/A
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|
Item 13.
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Percent of Class Represented by Amount in Row (11):
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4.94%
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|
Item 14.
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Type of Reporting Person:
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IN
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Item 1.
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Security and Issuer:
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Common Stock, $0.0001 par value
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NIC Inc.
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||
Address:
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25501 West Valley Parkway
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Suite 300
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Olathe, KS 66061
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Item 2.
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Identity and Background:
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Ross C. Hartley
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Ross C. Hartley Family Investments LLC
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||
Christine Hartley
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||
Addresses:
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Ross C. Hartley
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7885 Granite Ridge Road
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||
Teton Village, Wyoming 83025
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Ross C. Hartley Family Investments LLC
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7885 Granite Ridge Road
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Teton Village, Wyoming 83025
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Christine Hartley
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7885 Granite Ridge Road
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Teton Village, Wyoming 83025
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Occupations:
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Mr. Hartley is a retired businessman and a director of NIC Inc.
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Ms. Hartley is a homemaker.
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||
None of the Reporting Persons have, during the last five years, been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors).
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None of the Reporting Persons have, during the last five years, been party to a civil proceeding of a judicial or administrative body of competent jurisdiction and as a result of such proceeding was or is subject to a judgment, decree or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws or finding any violation with respect to such laws.
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||
Citizenship:
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See Item 6 of Cover Page
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|
Item 3.
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Source and Amount of Funds or Other Consideration:
|
|
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N/A.
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Item 4.
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Purpose of Transaction:
|
|
Shares of NIC Inc. are held by Ross C. Hartley Investments LLC for estate planning purposes. All of the Reporting Persons hold the shares of common | ||
stock for investment purposes. None of the Reporting Persons have present plans or proposals which would relate to or result in any of the matters set forth in subparagraphs (a) - (j) of Item 4 of Schedule 13D. | ||
Item 5.
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Interest in Securities of the Issuer:
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See Item 11 of Cover Page
|
||
Number of Shares as to which such person has:
|
||||
(i)
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Sole power to vote or to direct the vote:
|
See Item 7 of Cover Page
|
||
(ii)
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Shared power to vote or direct the vote:
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See Item 8 of Cover Page
|
||
(iii)
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Sole power to dispose or to direct the disposition of:
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See Item 9 of Cover Page
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||
(iv)
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Shared power to dispose or to direct the disposition of:
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See Item 10 of Cover Page
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Aggregate Amount Beneficially Owned by Each Reporting Person:
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See Item 11 of Cover Page
|
|||
Percent of Class Beneficially Owned
|
See Item 13 of Cover Page
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|||
Item 6.
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Contracts, Arrangements, Understandings or Relationships with Respect to Securities of the Issuer:
|
||
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None.
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||
Item 7.
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Material to be Filed as Exhibits: | ||
None |
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||
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||
/s/ Stephen M. Kovzan
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||
Dated: March 16, 2011
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Stephen M. Kovzan, Attorney-in-Fact for Ross C. Hartley
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ROSS C. HARTLEY FAMILY INVESTMENTS
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|||
LLC
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|||
By:
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/s/ Stephen M. Kovzan
|
||
Dated: March 16, 2011
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Stephen M. Kovzan, Attorney-in-Fact
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||
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||
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||
/s/ Stephen M. Kovzan
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||
Dated: March 16, 2011
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Stephen M. Kovzan, Attorney-in-Fact for Christine Hartley
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|