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UNITED STATES SECURITIES AND EXCHANGE COMMISSION INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed
pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section
17(a) of the Public Utility |
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1.
Name and Address of Reporting Person* Capps, John R. |
2.
Date of Event Requiring Statement (Month/Day/Year) 3/13/02 |
4. Issuer Name and Ticker or Trading Symbol |
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11830 Olive Boulevard |
3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) |
5. Relationship of
Reporting Person(s) to Issuer |
6. If Amendment, Date of Original (Month/Year) |
Creve Coeur MO 63171 |
7.
Individual or Joint/Group Filing (Check Applicable Line) [X] Form filed by One Reporting Person [_] Form filed by More than One Reporting Person |
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(City) (State) (Zip) | Table I Non-Derivative Securities Beneficially Owned |
1. Title of Security (Instr.4) |
2.
Amount
of Securities
Beneficially Owned (Instr. 4) |
3. Ownership Form:
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4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock, par value $0.01 per share | 538,972(1) | (D) | |
(1)
John Capps could be deemed to be part of a group as defined in Section 13(d)
of the Exchange Act that owns approximately 79% of the outstanding
common stock of Asbury Automotive Group, Inc. based on voting arrangements
in a shareholders agreement. John
Capps expressly disclaims beneficial ownership of the shares of Asbury
Automotive Group, Inc. beneficially owned by all other parties to the
shareholders agreement. |
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Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. | (Over) SEC1473 (7-02) |
FORM
3 (continued) |
Table II Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) |
1.Title of Derivative Security (Instr.4) |
2.Date
Exer- cisable and Expiration Date (Month/Day/Year) |
3. Title
and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conver- sion or Exercise Price of Deriv- ative Security |
5. Owner- ship Form of Deriv- ative Security: Direct (D) or Indirect (I) (Instr. 5) |
6.
Nature of Indirect Beneficial Ownership (Instr. 5) |
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Date Exer- cisable |
Expira- tion Date |
Title |
Amount
or Number of Shares |
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Explanation of Responses: |
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/s/
John Capps
**Signature
of Reporting Person
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3/26/03 Date
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**
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Intentional misstatements
or omissions of facts constitute Federal Criminal Violations. File three copies
of this Form, one of which must be manually signed. If space provided is
insufficient, |
Potential
persons who are to respond to the collection of information contained in
this form are not required to respond unless the form displays a currently valid OMB Number. |
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