Escalade, Inc./Griffin SC 13G/A
 

     
 
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

SCHEDULE 13G

Under the Securities Exchange Act of 1934
(Amendment No. 19)*

ESCALADE, INCORPORATED
(Name of Issuer)
Common Stock, No Par Value
(Title of Class of Securities)
296056-10-4
(CUSIP Number)
December 31, 2006
(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

o Rule 13d-1(b)

þ Rule 13d-1(c)

o Rule 13d-1(d)

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 
 

 

                     
CUSIP No.
  
296056-10-4 
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2 
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5 

 

           
1   NAMES OF REPORTING PERSONS:
Robert E. Griffin
   
  I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY): 
   
     
2   CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS):
  (a)   o
  (b)   þ
     
3   SEC USE ONLY:
   
   
     
4   CITIZENSHIP OR PLACE OF ORGANIZATION:
   
  United States of America
       
  5   SOLE VOTING POWER:
     
NUMBER OF   503,144
       
SHARES 6   SHARED VOTING POWER:
BENEFICIALLY    
OWNED BY   2,814,008
       
EACH 7   SOLE DISPOSITIVE POWER:
REPORTING    
PERSON   503,144
       
WITH: 8   SHARED DISPOSITIVE POWER:
     
    2,814,008
     
9   AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON:
   
  3,317,152. See Item 4(a).
     
10   CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS):
   
  Not Applicable
     
11   PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9):
   
  25.47%
     
12   TYPE OF REPORTING PERSON (SEE INSTRUCTIONS):
   
  IN

 

                     
CUSIP No.
  
296056-10-4 
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3 
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5 
ITEM 1
(a) NAME OF ISSUER: Escalade, Incorporated
(b) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
817 Maxwell Avenue
Evansville, IN 47711
ITEM 2
(a) NAME OF PERSON FILING: Robert E. Griffin
(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE:
817 Maxwell Avenue
Evansville, IN 47711
(c) CITIZENSHIP: U.S.A.
(d) TITLE OF CLASS OF SECURITIES: Common Stock, no par value
(e) CUSIP NUMBER: 296056-10-4
ITEM 3
     This statement is not filed pursuant to Rules 13d-1(b) or 13d-2(b). This statement is filed pursuant to Rule 13d-1(c)[x].
ITEM 4
OWNERSHIP
(a) AMOUNT BENEFICIALLY OWNED:
     3,317,152 shares. Mr. Griffin disclaims beneficial ownership interest of 69,692 shares owned by his adult children and of 1,800,000 shares owned by a family limited liability company and 944,316 shares owned by a family limited partnership, except to the extent of his pecuniary interest therein.

 

 

                     
CUSIP No.
  
296056-10-4 
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(b) PERCENT OF CLASS:
25.47%
(c) (i) SOLE VOTING POWER: 503,144
     (ii) SHARED VOTING POWER: 2,814,008
     (iii) SOLE DISPOSITIVE POWER: 503,144
     (iv) SHARED DISPOSITIVE POWER: 2,814,008
ITEM 5
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable
ITEM 6
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not Applicable
ITEM 7
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY:
Not Applicable
ITEM 8
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable
ITEM 9
NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10
CERTIFICATION
     By signing below, the undersigned certifies that, to the best of his knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect.

 

 

                     
CUSIP No.
  
296056-10-4 
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5 
   of   
5 
SIGNATURE
     After reasonable inquiry and to the best of his knowledge and belief, the undersigned hereby certifies that the information set forth in this statement is true, complete and correct.
       
Date: February 9, 2007
    
 
    
 
  /s/ ROBERT E. GRIFFIN
 
   
 
  ROBERT E. GRIFFIN