UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No. 14)*
ESCALADE, INCORPORATED
(Name of Issuer)
Common Stock, No Par Value
(Title of Class of Securities)
296056-10-4
(CUSIP Number)
December 31, 2003
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this
Schedule is filed:
[ ] Rule 13d-1(b)
[X] Rule 13d-1(c)
[ ] Rule 13d-1(d)
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject class of
securities, and for any subsequent amendment containing information which would
alter the disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be
deemed to be "filed" for the purpose of Section 18 of the Securities Exchange
Act of 1934 ("Act") or otherwise subject to the liabilities of that section of
the Act but shall be subject to all other provisions of the Act (however, see
the Notes).
(Continued on following pages)
Page 1 of 6 Pages
CUSIP No. 296056-10-4 13G Page 2 of 6 Pages
1. NAME OF REPORTING PERSON
S.S. or I.R.S. Identification No. of Above Person
Andrew Guagenti and Charmenz Guagenti filing together and as a group,
but each disclaiming any rights in the holdings of the other.
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) *
(b)
----
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
NUMBER OF 5. SOLE VOTING POWER
SHARES 563,071
BENEFICIALLY 6. SHARED VOTING POWER
OWNED BY -0-
EACH 7. SOLE DISPOSITIVE POWER
REPORTING 563,071
PERSON 8. SHARED DISPOSITIVE POWER
WITH -0-
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
Andrew Guagenti owns 220,065 shares in his name, in his directed IRA,
or as a Trustee. Charmenz Guagenti owns 343,006 shares in her name, in her
directed IRA, or as Trustee.
10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES
CERTAIN SHARES*
None.
CUSIP No. 296056-10-4 13G Page 3 of 6 Pages
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9
Andrew Guagenti, individually and as Trustee, owns 3.41% of the common
stock of the Issuer and Charmenz Guagenti, individually and as Trustee, owns
5.32% of the common stock of the Issuer. Together they own 8.73% of the common
stock of the Issuer.
12. TYPE OF REPORTING PERSON*
IN
CUSIP No. 296056-10-4 13G Page 4 of 6 Pages
ITEM 1
(a) NAME OF ISSUER: Escalade, Incorporated
(b) ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES:
251 Wedcor Avenue
Wabash, IN 46992
ITEM 2
(a) NAME OF PERSON FILING: Andrew Guagenti and Charmenz Guagenti
(b) ADDRESS OF PRINCIPAL BUSINESS OFFICE:
216 Water Street
Newburgh, IN 47620
(c) CITIZENSHIP: All reporting persons on this Schedule 13G
are American citizens.
(d) TITLE OF CLASS OF SECURITIES: Common Stock, no par value
(e) CUSIP NUMBER: 296056-10-4
ITEM 3
This statement is not filed pursuant to Rules 13d-1(b) or 13d-2(b).
This statement is filed pursuant to Rule 13d-1(c)[x].
ITEM 4
OWNERSHIP
(a) AMOUNT BENEFICIALLY OWNED:
Andrew Guagenti owns 220,065 shares in his name, in his directed
IRA, or as Trustee. Charmenz Guagenti owns 343,006 shares in her name, in her
directed IRA, or as Trustee.
CUSIP No. 296056-10-4 13G Page 5 of 6 Pages
(b) PERCENT OF CLASS:
Andrew Guagenti, individually and as Trustee, owns 3.41% of the
common stock of the Issuer and Charmenz Guagenti, individually and as Trustee,
owns 5.32% of the common stock of the Issuer. Together they own 8.73% of the
common stock of the Issuer.
(c) (i) SOLE VOTING POWER: 563,071
(ii) SHARED VOTING POWER: -0-
(iii) SOLE DISPOSITIVE POWER: 563,071
(iv) SHARED DISPOSITIVE POWER: -0-
ITEM 5
OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not Applicable
ITEM 6
OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not Applicable
ITEM 7
IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY
WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE
PARENT HOLDING COMPANY:
Not Applicable
ITEM 8
IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP
Not Applicable
CUSIP No. 296056-10-4 13G Page 6 of 6 Pages
ITEM 9
NOTICE OF DISSOLUTION OF GROUP
Not Applicable
ITEM 10
CERTIFICATION
By signing below, the undersigned certify that, to the best of their
knowledge and belief, the securities referred to above were acquired in the
ordinary course of business and were not acquired for the purpose of and do not
have the effect of changing or influencing the control of the issuer of such
securities and were not acquired in connection with or as a participant in any
transaction having such purposes or effect.
SIGNATURE
After reasonable inquiry and to the best of their knowledge and
belief, the undersigned hereby certify that the information set forth in this
statement is true, complete and correct.
Date: February 13, 2004
/s/ Andrew Guagenti
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ANDREW GUAGENTI
/s/ Charmenz Guagenti
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CHARMENZ GUAGENTI