SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13D
Under the Securities Exchange Act of 1934
Amendment No. 3
AT&T WIRELESS SERVICES, INC.
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(Name of Issuer)
AT&T WIRELESS COMMON STOCK, PAR VALUE $1.00 PER SHARE
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(Title of Class of Securities)
00209A 10 6
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(CUSIP Number)
Kiyoyuki Tsujimura
Managing Director-Global Business Department
NTT DoCoMo, Inc.
Sanno Park Tower
11-1, Nagata-cho 2-chome Chiyoda-ku
Tokyo 100-6150 Japan
011-81-3-5563-2200
with a copy to:
Hillel T. Cohn
Squire, Sanders & Dempsey L.L.P.
801 South Figueroa Street
Los Angeles, California 90017
(213) 689-5117
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(Name, Address and Telephone Number of Person Authorized to
Receive Notices and Communications)
February 15, 2002
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(Date of Event which Requires Filing of this Statement)
If a filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of (S) (S)240.13d-1(e), 240.13d-1(g), check the following box
[ ].
Note: Schedules filed in paper format shall include a signed original and five
copies of the schedule, including all exhibits. See (S)240.13d-7 for other
parties to whom copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting person's
initial filing on this form with respect to the subject class of securities, and
for any subsequent amendment containing information which would alter
disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be deemed
to be "filed" for the purpose of Section 18 of the Securities Exchange Act of
1934 ("Act") or otherwise subject to the liabilities of that section of the Act
but shall be subject to all other provisions of the Act (however, see the
Notes).
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CUSIP NO. 00209A 10 6 PAGE 2 OF 10 PAGES
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1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
NTT DOCOMO, INC. -- Not Applicable.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
BK
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Japan
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7. SOLE VOTING POWER
0
NUMBER OF --------------------------------------
SHARES 8. SHARED VOTING POWER
BENEFICIALLY 474,324,764
OWNED BY EACH --------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON WITH 0
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10. SHARED DISPOSITIVE POWER
474,324,764
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11. AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING PERSON
474,324,764
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
Not Applicable
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16%
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14. TYPE OF REPORTING PERSON
CO
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CUSIP NO. 00209A 10 6 PAGE 3 OF 10 PAGES
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1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
Nippon Telegraph and Telephone Corporation -- Not Applicable.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
BK
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
Japan
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7. SOLE VOTING POWER
0
NUMBER OF --------------------------------------
SHARES 8. SHARED VOTING POWER
BENEFICIALLY 474,324,764
OWNED BY EACH --------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON WITH 0
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10. SHARED DISPOSITIVE POWER
474,324,764
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11. AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING PERSON
474,324,764
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
Not Applicable
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16%
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14. TYPE OF REPORTING PERSON
HC, CO
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CUSIP NO. 00209A 10 6 PAGE 4 OF 10 PAGES
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1. NAME OF REPORTING PERSON
S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON
DCM Capital USA (UK) Limited -- Not Applicable.
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2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(a) [ ]
(b) [ ]
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3. SEC USE ONLY
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4. SOURCE OF FUNDS
BK
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5. CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
ITEMS 2(d) OR 2(e)
[ ]
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6. CITIZENSHIP OR PLACE OF ORGANIZATION
England and Wales
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7. SOLE VOTING POWER
0
NUMBER OF --------------------------------------
SHARES 8. SHARED VOTING POWER
BENEFICIALLY 474,324,764
OWNED BY EACH --------------------------------------
REPORTING 9. SOLE DISPOSITIVE POWER
PERSON WITH 0
--------------------------------------
10. SHARED DISPOSITIVE POWER
474,324,764
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11. AGGREGATE AMOUNT OF BENEFICIALLY OWNED BY EACH REPORTING PERSON
474,324,764
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12. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
Not Applicable
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13. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
16%
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14. TYPE OF REPORTING PERSON
CO
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This Amendment No. 3 amends the Schedule 13D originally filed on January
8, 2001 (the "Schedule 13D"), by NTT DoCoMo, Inc. ("DoCoMo") which related to
the Wireless Group Common Stock, par value $1.00 per share of AT&T Corp.
("AT&T"). The purpose of Amendment No. 3 is to amend Items 3 and 5 with respect
to the acquisition of shares by DCM Capital USA (UK) Limited ("DCM Capital")
pursuant to preemptive rights.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION.
Item 3 of the Schedule 13D is hereby amended by adding the following
paragraph at the end of Item 3.
DoCoMo utilized funds obtained through short term borrowings from
various lenders to acquire on February 15, 2002 an additional 26,320,602 shares
of AT&T Wireless Common Stock pursuant to the exercise of its preemptive rights
as more fully described in Item 5 below. The aggregate purchase price for such
shares was $375,858,196.56. A summary of such borrowing arrangements is filed as
an exhibit hereto and is incorporated by reference herein. Certain confidential
portions have been omitted from the exhibit and are filed separately with the
Securities and Exchange Commission.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER.
Item 5 of the Schedule 13D is hereby amended by adding the following
paragraphs at the end of Item 5(a).
On December 21, 2001, DoCoMo notified AT&T Wireless that it was
exercising its preemptive rights with respect to AT&T Wireless Common Stock,
which AT&T Wireless intended to issue in connection with its acquisition of
Telecorp PCS, Inc. ("Telecorp") (the "Telecorp Transaction"). DoCoMo notified
AT&T Wireless that it was exercising its preemptive rights to acquire the
maximum number of shares to which it would be entitled pursuant to the Investor
Agreement among DoCoMo, AT&T Wireless and AT&T, dated as of December 20, 2000.
For a further description of the Telecorp Transaction, please see Amendment No.
2 to Schedule 13D filed by DoCoMo on December 31, 2001.
On February 15, 2002, the Telecorp Transaction closed and pursuant to
the exercise of its preemptive rights DCM Capital acquired an additional
26,320,602 shares of AT&T Wireless Common Stock. As a result, DCM Capital
directly beneficially owns 474,324,764 shares of AT&T Wireless Common Stock
(including previously held Warrants to acquire 41,748,273 shares of AT&T
Wireless Common Stock), which represents approximately 16% of the outstanding
shares of AT&T Wireless Common Stock.
As a result of the transaction set forth above, DoCoMo indirectly
beneficially owns (by virtue of DoCoMo's 100% ownership of DCM Capital) and NTT
indirectly beneficially owns (by virtue of NTT's approximate 64% ownership of
DoCoMo) 474,324,764 shares of AT&T Wireless Common Stock (including previously
held Warrants to acquire 41,748,273 shares of AT&T Wireless Common Stock), which
represents approximately 16% of the outstanding shares of AT&T Wireless.
ITEM 7 MATERIAL TO BE FILED AS EXHIBITS
Item 7 of the Schedule 13D is hereby amended by adding the following
exhibit.
Exhibit No. Description
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*6 Summary of the principal terms of Promissory Notes,
dated February 14, 2002, and related arrangements
between NTT DoCoMo, Inc. and various lenders.
* Certain confidential portions of the summary are omitted pursuant
to a request for confidential treatment and are separately filed
with the Securities and Exchange Commission.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 27, 2002
NTT DOCOMO, INC.
By: /s/ Yoshinori Uda
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Name: Yoshinori Uda
Title: Senior Executive Vice President
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 27, 2002
NIPPON TELEGRAPH AND TELEPHONE
CORPORATION
By: /s/ KANJI KOIDE
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Name: Kanji Koide
Title: Senior Vice President
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
Dated: February 27, 2002
DCM CAPITAL USA (UK) LIMITED
By: /s/ MASAO UMEZU
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Name: Masao Umezu
Title: Director
EXHIBIT INDEX
Exhibit No. Description
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*6 Summary of the principal terms of Promissory Notes,
dated February 14, 2002, and related arrangements
between NTT DoCoMo, Inc. and various lenders.
* Certain confidential portions of the summary are omitted pursuant
to a request for confidential treatment and are separately filed
with the Securities and Exchange Commission.