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SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): January 9, 2003
COMMISSION FILE NUMBER 000-27548
LIGHTPATH TECHNOLOGIES, INC.
(Exact name of registrant as specified in its charter)
DELAWARE 86-0708398
(State or other jurisdiction of (I.R.S. Employer
incorporation or organization) Identification No.)
2603 CHALLENGER TECH CT. SUITE 100 32826
ORLANDO, FLORIDA (Zip Code)
(Address of principal executive offices)
Registrant's telephone number, including area code:
(407) 382-4003
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LIGHTPATH TECHNOLOGIES, INC.
FORM 8-K
ITEM 7. EXHIBITS.
Exhibit Description
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99.1 Press release dated January 9, 2003, announcing preliminary
results for the second quarter of fiscal 2003 and the conference
call on January 30, 2003 and the NASDAQ decision to proceed with
a proxy for a reverse stock split.
ITEM 9. REGULATION FD DISCLOSURE
The information in this report is being furnished pursuant to Regulation
FD. In accordance with General Instruction B.2 of Form 8-K, the information
in this report shall not be deemed to be "filed" for purposes of Section 18
of the Securities Exchange Act of 1934, as amended, nor shall it be deemed
incorporated by reference in any filing under the Securities Act of 1934,
as amended. The furnishing of the information set forth in this report is
not intended to, and does not, constitute a determination or admission as
to the materiality or completeness of such information.
On January 9, 2003, LightPath Technologies, Inc. a Delaware corporation
(the "Company"), issued a press release announcing, among other things,
preliminary information for the second quarter of fiscal 2003 and that the
Company intends to release second quarter 2003 financial results, and to
hold a publicly accessible conference call, on January 30, 2003. In
addition, the Company announced that NASDAQ approved the Company's plan to
proceed with a proxy for a reverse stock split. A copy of the Company's
press release is attached hereto as Exhibit 99.1 and incorporated herein by
reference.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the
registrant has duly caused this Report to be signed in its behalf by the
undersigned, thereunto duly authorized.
LIGHTPATH TECHNOLOGIES, INC.
By: /s/ Todd Childress January 9, 2003
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TODD CHILDRESS
CFO