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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22216
The Gabelli Natural Resources, Gold & Income Trust
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(Exact name of registrant as specified in charter)
One Corporate Center
Rye, New York 10580-1422
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(Address of principal executive offices) (Zip code)
Bruce N. Alpert
Gabelli Funds, LLC
One Corporate Center
Rye, New York 10580-1422
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(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-422-3554
Date of fiscal year end: December 31
Date of reporting period: July 1, 2010 - June 30, 2011
Form N-PX is to be used by a registered management investment company, other
than a small business investment company registered on Form N-5 (Sections 239.24
and 274.5 of this chapter), to file reports with the Commission, not later than
August 31 of each year, containing the registrant's proxy voting record for the
most recent twelve-month period ended June 30, pursuant to section 30 of the
Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4).
The Commission may use the information provided on Form N-PX in its regulatory,
disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and
the Commission will make this information public. A registrant is not required
to respond to the collection of information contained in Form N-PX unless the
Form displays a currently valid Office of Management and Budget ("OMB") control
number. Please direct comments concerning the accuracy of the information
collection burden estimate and any suggestions for reducing the burden to the
Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC
20549. The OMB has reviewed this collection of information under the clearance
requirements of 44 U.S.C. Section 3507.
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PROXY VOTING RECORD
FOR PERIOD JULY 1, 2010 TO JUNE 30, 2011
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
The Gabelli Natural Resources, Gold Income Trust 1
Investment Company Report
NORTHAM PLATINUM LTD
SECURITY S56540156 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 14-Mar-2011
ISIN ZAE000030912 AGENDA 702799884 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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1 To approve the related party transaction Management For For
2 To approve, in terms of section 222 of the Companies Act, the Management For For
issue of Northam shares to the directors of Northam who hold
shares in Mvela Resources
3 To authorise the company secretary or any director of Northam to Management For For
sign any documents as may be necessary to give effect to and
implement ordinary resolution number 1 and ordinary resolution
number 2
UMICORE GROUP
SECURITY B95505168 MEETING TYPE ExtraOrdinary General Meeting
TICKER SYMBOL MEETING DATE 23-Mar-2011
ISIN BE0003884047 AGENDA 702796523 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA)
MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE
YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS
REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED
CMMT PLEASE NOTE IN THE EVENT THE MEETING DOES NOT Non-Voting
REACH QUORUM, THERE WILL BE A-SECOND CALL ON 26
APR 2011. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS
WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA
IS AMENDED. PLEASE BE ALSO-ADVISED THAT YOUR
SHARES WILL BE BLOCKED UNTIL THE QUORUM IS MET OR
THE-MEETING IS CANCELLED. THANK YOU.
1 The general meeting resolves to cancel the existing authorisation Management No Action
as granted to the board of directors on 24 October 2006. It
resolves to grant a new authorisation to the board of directors to
increase the capital of the company in one or more times by a
maximum amount of EUR 50,000,000 for a duration of five years.
Accordingly the shareholders' meeting resolves to replace the
provisions of Article 6 of the articles of association ("Authorised
Capital") by the following text: In accordance with the terms of a
resolution adopted at the extraordinary general meeting held on
23 March 2011 [or, as the case may be, 26 April 2011], the board
of directors is authorized, for a period of five years starting on the
date the aforementioned decision is published in the Riders to the
Belgian Official Gazette, to increase the share capital by a
maximum amount of EUR 50,000,000 (fifty million euros)
according to the terms and conditions it shall define. The board
may effect this increase in CONTD
CONT CONTD one or more times, either by contributions in cash or, Non-Voting
subject to legal-restrictions, contributions in kind, as well as by
incorporation of reserves,-whether available or unavailable for
distribution, or of share premiums, with-or without issuing new
stock. These increases may give rise to the issuance-of shares
with voting rights, of convertible bonds, as well as of-subscription
rights or other securities, whether or not attached to other-stock of
the company, or attached to stock issued by another company.
The-board may freely determine whether the new shares shall be
issued in-registered or dematerialised form. On this occasion, the
board may, in the-best interests of the company and in
accordance with legal provisions, limit-or cancel the preferential
subscription rights of shareholders, in favour of-one or CONTD
CONT CONTD more designated persons who, as the case may be, are Non-Voting
not employed by-the company or its subsidiaries. If the capital
increase includes a share-premium, the amount of this premium
shall be allocated to an unavailable-"share premium" reserve,
from which it may not be withdrawn in whole or part-except to be
incorporated into the capital by a decision of the board of-directors
using, should the case arise, the authorization conferred upon it-
by this Article, or to be reduced or cancelled by a decision of the
general-meeting of shareholders in accordance with Article 612 of
the Companies Code
2 Amendment to Article 16 of the articles of association (convening Management No Action
of shareholders' meetings): the shareholders' meeting resolves to
delete the provisions of the last paragraph of Article 16, relating to
the certificates of dematerialised securities and to proxies for
shareholders' meetings
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
The Gabelli Natural Resources, Gold Income Trust 2
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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3 Amendment to Article 17 of the articles of association (admission Management No Action
to shareholders' meetings): following the introduction of new
requirements relating to the registration of shareholders as well as
to the proxies for shareholders' meetings, the shareholders'
meeting resolves to replace the provisions of Article 17 by the
following provisions: a) Conditions of admission: The right of a
shareholder to participate and vote in a general meeting of
shareholders is conditional upon the prior recording of the shares
held by this shareholder on the fourteenth (14th) calendar day at
midnight (Belgian time) before the general meeting of
shareholders (the "Record Date"), either based on the registration
of these shares in the company's register of registered shares or
based on the entry of such shares in an account CONTD
CONT CONTD with an authorised account holder or a clearing institution. Non-Voting
The number-of shares held on the day of the general meeting
shall not be taken into-account. The shareholder will notify to the
company (or any person thereto-appointed by the company)
his/her/its intention to participate in a general-meeting, at the
latest on the sixth (6th) calendar day before this general-meeting,
either in writing or, if the convening notice so allows, by-electronic
means, to the address indicated in the convening notice. The-
holder of dematerialised shares will deliver (or have delivered), at
the-latest on the same day a certificate issued by the authorised
account holder-or the clearing institution certifying the number of
dematerialised shares-registered in the shareholder's name in its
accounts on the Record Date for-CONTD
CONT CONTD which the shareholder has expressed his/her/its intention Non-Voting
to-participate in the general meeting. b) Powers of attorney and
proxies:-Shareholders may take part in, and vote at, meetings of
shareholders, either-in person or by appointing a representative,
irrespective of the latter's-capacity of shareholder or not. Unless
otherwise provided by the Companies-Code, a shareholder may
only appoint one proxy holder for a given general-meeting of
shareholders. The appointment of a proxy holder by a
shareholder-is made in writing or by electronic means and must
be signed by the-shareholder, as the case may be, with an
electronic signature in accordance-with the applicable legal
requirements. The notification of the proxy shall-be made in
writing or by electronic means and shall be sent to the address-
indicated in the CONTD
CONT CONTD convening notice. The proxy must reach the company at Non-Voting
the latest on the-sixth (6th) calendar day before the general
meeting. c) Admission-formalities: Before the meeting,
shareholders or their proxies shall sign an-attendance list
indicating their last name, forename(s), occupation and-residence
or registered office, together with the number of shares with
which-they are taking part in the meeting. The representatives of
shareholders who-are legal entities shall hand over the documents
establishing their capacity-as legal representative of such legal
entities or produce proof of their-capacity of special proxies.
Natural persons who take part in the meeting in-their capacity of
shareholders, authorized representatives or proxies shall-produce
proof of their identity
4 Amendment to Article 18 of the articles of association (conduct of Management No Action
shareholders' meetings): following the extension of the legal term
to postpone shareholders' meetings to five weeks, the
shareholders' meeting resolves to replace the text of the 5th to the
7th sentences included of the 3rd paragraph of Article 18 by the
following provisions: A new general meeting will be held five
weeks later with the same agenda. The attendance formalities
must again be complied with in accordance with the terms and
conditions laid down in Article 17 of the articles of association
5 Amendment to Article 19 of the articles of association (voting): the Management No Action
shareholders' meeting resolves to replace the text of Article 19 by
the following provisions: Votes shall be cast by a show of hands,
roll call, signed voting slips or by electronic means. On condition
that the board of directors has made provision to this effect in the
notice of meeting, each shareholder shall be authorized, before
the general meeting, to vote by correspondence or by electronic
means using a form drawn up by the company and made
available to shareholders. This form shall include the following: the
name, forename(s) or company name of the shareholder, his/her
address or registered office; the shareholder's signature, as the
case may be under the form of an CONTD
CONT CONTD electronic signature in compliance with the legal Non-Voting
requirements; the-number of votes which the shareholder wishes
to cast at the general meeting-and the nature of the shares held;
the agenda of the general meeting,-indicating the items to be
discussed and the proposals submitted for-approval; the way in
which the shareholder votes, or abstains, in respect of-each
proposal; the date by which the form should reach the company.
With-regard to distance-voting forms issued by correspondence,
such forms must-reach the company by the sixth (6th) calendar
day preceding the general-meeting at the latest; otherwise they
will not be taken into account. If the-convening notice allows
distance-voting by electronic means, the board of-directors
CONTD
CONT CONTD shall determine the terms and modalities relating thereto. Non-Voting
In doing so-it shall see to it that the data mentioned under
paragraph 3 of Article 19-can duly be introduced, that the time
period defined in the last sentence of-the present paragraph can
be verified and that the capacity and identity of-the shareholders
concerned can duly be verified. Any vote issued by-electronic
means can be cast until the day preceding the general meeting of-
shareholders. Shareholders who vote by correspondence or by
electronic means-must comply with the record and notice
formalities laid down in Article 17 of-the articles of association
6 The general meeting resolves (i) that the modifications to the Management No Action
articles of association provided for under item 2 of the agenda
shall (a) be made under the condition precedent that the law
implementing Directive 2007/36/EC on the exercise of certain
rights of shareholders in listed companies is published in the
Belgian State Gazette and (b) enter into force on the date on
which such law would provide that such modifications CONTD
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
The Gabelli Natural Resources, Gold Income Trust 3
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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CONT CONTD enter into force, it being understood that this proposed Non-Voting
resolution-shall not be submitted to the vote of the extraordinary
general meeting of-shareholders in the event that such law is
published before the extraordinary-general meeting which
effectively deliberates upon this item; and (ii) to-grant to two
directors of the company, acting jointly, with the power to-sub-
delegate, the power to acknowledge the realisation of the
condition-precedent and to draw up the coordinated text of the
articles of association-accordingly
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF RECORD DATE AND CHANGE I-N BLOCKING. IF YOU
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT
RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.
COMPANIA DE MINAS BUENAVENTURA S.A.
SECURITY 204448104 MEETING TYPE Annual
TICKER SYMBOL BVN MEETING DATE 25-Mar-2011
ISIN US2044481040 AGENDA 933381460 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
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01 TO APPROVE THE ANNUAL REPORT AS OF DECEMBER, 31, Management For For
2010. A PRELIMINARY SPANISH VERSION OF THE ANNUAL
REPORT WILL BE AVAILABLE IN THE COMPANY'S WEB SITE
HTTP://WWW.BUENAVENTURA.COM/IR/
02 TO APPROVE THE FINANCIAL STATEMENTS AS OF Management For For
DECEMBER, 31, 2010, WHICH WERE PUBLICLY REPORTED
AND ARE IN OUR WEB SITE
HTTP://WWW.BUENAVENTURA.COM/IR/ (INCLUDED IN 4Q10
EARNINGS RELEASE).
03 TO APPOINT ERNST AND YOUNG (MEDINA, ZALDIVAR, Management For For
PAREDES Y ASOCIADOS) AS EXTERNAL AUDITORS FOR
FISCAL YEAR 2011.
04 TO APPROVE THE PAYMENT OF A CASH DIVIDEND OF Management For For
US$0.33 PER SHARE OR ADS ACCORDING TO THE
COMPANY'S DIVIDEND POLICY*.
05 THE ELECTION OF THE BOARD OF DIRECTORS FOR 2011 - Management For For
2013 PERIOD.
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
SECURITY 806857108 MEETING TYPE Annual
TICKER SYMBOL SLB MEETING DATE 06-Apr-2011
ISIN AN8068571086 AGENDA 933377106 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: P. CAMUS Management For For
1B ELECTION OF DIRECTOR: P. CURRIE Management For For
1C ELECTION OF DIRECTOR: A. GOULD Management For For
1D ELECTION OF DIRECTOR: T. ISAAC Management For For
1E ELECTION OF DIRECTOR: K.V. KAMATH Management For For
1F ELECTION OF DIRECTOR: N. KUDRYAVTSEV Management For For
1G ELECTION OF DIRECTOR: A. LAJOUS Management For For
1H ELECTION OF DIRECTOR: M.E. MARKS Management For For
1I ELECTION OF DIRECTOR: E. MOLER Management For For
1J ELECTION OF DIRECTOR: L.R. REIF Management For For
1K ELECTION OF DIRECTOR: T.I. SANDVOLD Management For For
1L ELECTION OF DIRECTOR: H. SEYDOUX Management For For
1M ELECTION OF DIRECTOR: P. KIBSGAARD Management For For
1N ELECTION OF DIRECTOR: L.S. OLAYAN Management For For
02 TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE Management Abstain Against
COMPENSATION.
03 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
04 TO APPROVE THE AMENDMENT TO THE COMPANY'S Management For For
ARTICLES OF INCORPORATION TO INCREASE THE
AUTHORIZED COMMON SHARE CAPITAL.
05 TO APPROVE THE AMENDMENTS TO THE COMPANY'S Management For For
ARTICLES OF INCORPORATION TO CLARIFY THE VOTING
STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO
MAKE CERTAIN OTHER CHANGES.
06 TO APPROVE THE COMPANY'S FINANCIAL STATEMENTS Management For For
AND DECLARATION OF DIVIDENDS.
07 TO APPROVE THE APPOINTMENT OF THE INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
RIO TINTO PLC
SECURITY 767204100 MEETING TYPE Annual
TICKER SYMBOL RIO MEETING DATE 14-Apr-2011
ISIN US7672041008 AGENDA 933384795 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- ------- -----------
01 TO RECEIVE THE FINANCIAL STATEMENTS AND THE Management For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2010
02 APPROVAL OF THE REMUNERATION REPORT Management For For
03 TO RE-ELECT TOM ALBANESE AS A DIRECTOR Management For For
04 TO RE-ELECT ROBERT BROWN AS A DIRECTOR Management For For
05 TO RE-ELECT VIVIENNE COX AS A DIRECTOR Management For For
06 TO RE-ELECT JAN DU PLESSIS AS DIRECTOR Management For For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
The Gabelli Natural Resources, Gold Income Trust 4
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- ------- -----------
07 TO RE-ELECT GUY ELLIOTT AS A DIRECTOR Management For For
08 TO RE-ELECT MICHAEL FITZPATRICK AS A DIRECTOR Management For For
09 TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Management For For
10 TO RE-ELECT RICHARD GOODMANSON AS A DIRECTOR Management For For
11 TO RE-ELECT ANDREW GOULD AS A DIRECTOR Management For For
12 TO RE-ELECT LORD KERR AS A DIRECTOR Management For For
13 TO RE-ELECT PAUL TELLIER AS A DIRECTOR Management For For
14 TO RE-ELECT SAM WALSH AS A DIRECTOR Management For For
15 TO ELECT STEPHEN MAYNE AS A DIRECTOR Shareholder Against For
16 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITORS OF RIO TINTO PLC AND TO AUTHORISE THE
AUDIT COMMITTEE TO DETERMINE THEIR REMUNERATION
17 AMENDMENTS TO RULES OF THE PERFORMANCE SHARE Management For For
PLAN (PSP)
18 RENEWAL OF AND AMENDMENTS TO THE SHARE Management For For
OWNERSHIP PLAN
19 AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER Management For For
SECTION 551 OF THE COMPANIES ACT 2006
20 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
21 AUTHORITY TO PURCHASE RIO TINTO SHARES BY THE Management For For
COMPANY OR RIO TINTO LIMITED
22 NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN Management For For
ANNUAL GENERAL MEETINGS
RIO TINTO PLC
SECURITY 767204100 MEETING TYPE Annual
TICKER SYMBOL RIO MEETING DATE 14-Apr-2011
ISIN US7672041008 AGENDA 933384795 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- ------- -----------
01 TO RECEIVE THE FINANCIAL STATEMENTS AND THE Management For For
REPORTS OF THE DIRECTORS AND AUDITORS FOR THE
YEAR ENDED 31 DECEMBER 2010
02 APPROVAL OF THE REMUNERATION REPORT Management For For
03 TO RE-ELECT TOM ALBANESE AS A DIRECTOR Management For For
04 TO RE-ELECT ROBERT BROWN AS A DIRECTOR Management For For
05 TO RE-ELECT VIVIENNE COX AS A DIRECTOR Management For For
06 TO RE-ELECT JAN DU PLESSIS AS DIRECTOR Management For For
07 TO RE-ELECT GUY ELLIOTT AS A DIRECTOR Management For For
08 TO RE-ELECT MICHAEL FITZPATRICK AS A DIRECTOR Management For For
09 TO RE-ELECT ANN GODBEHERE AS A DIRECTOR Management For For
10 TO RE-ELECT RICHARD GOODMANSON AS A DIRECTOR Management For For
11 TO RE-ELECT ANDREW GOULD AS A DIRECTOR Management For For
12 TO RE-ELECT LORD KERR AS A DIRECTOR Management For For
13 TO RE-ELECT PAUL TELLIER AS A DIRECTOR Management For For
14 TO RE-ELECT SAM WALSH AS A DIRECTOR Management For For
15 TO ELECT STEPHEN MAYNE AS A DIRECTOR Shareholder Against For
16 RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP Management For For
AS AUDITORS OF RIO TINTO PLC AND TO AUTHORISE THE
AUDIT COMMITTEE TO DETERMINE THEIR REMUNERATION
17 AMENDMENTS TO RULES OF THE PERFORMANCE SHARE Management For For
PLAN (PSP)
18 RENEWAL OF AND AMENDMENTS TO THE SHARE Management For For
OWNERSHIP PLAN
19 AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER Management For For
SECTION 551 OF THE COMPANIES ACT 2006
20 DISAPPLICATION OF PRE-EMPTION RIGHTS Management For For
21 AUTHORITY TO PURCHASE RIO TINTO SHARES BY THE Management For For
COMPANY OR RIO TINTO LIMITED
22 NOTICE PERIOD FOR GENERAL MEETINGS OTHER THAN Management For For
ANNUAL GENERAL MEETINGS
NEWMONT MINING CORPORATION
SECURITY 651639106 MEETING TYPE Annual
TICKER SYMBOL NEM MEETING DATE 19-Apr-2011
ISIN US6516391066 AGENDA 933379352 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: G.A. BARTON Management For For
1B ELECTION OF DIRECTOR: V.A. CALARCO Management For For
1C ELECTION OF DIRECTOR: J.A. CARRABBA Management For For
1D ELECTION OF DIRECTOR: N. DOYLE Management For For
1E ELECTION OF DIRECTOR: V.M. HAGEN Management For For
1F ELECTION OF DIRECTOR: M.S. HAMSON Management For For
1G ELECTION OF DIRECTOR: R.T. O'BRIEN Management For For
1H ELECTION OF DIRECTOR: J.B. PRESCOTT Management For For
1I ELECTION OF DIRECTOR: D.C. ROTH Management For For
1J ELECTION OF DIRECTOR: S. THOMPSON Management For For
02 RATIFY APPOINTMENT OF INDEPENDENT AUDITORS FOR Management For For
2011.
03 PROPOSAL TO APPROVE THE ADVISORY RESOLUTION Management Abstain Against
RELATING TO EXECUTIVE COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDERS Management Abstain Against
VOTES ON EXECUTIVE COMPENSATION.
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
The Gabelli Natural Resources, Gold Income Trust 5
SYNGENTA AG
SECURITY 87160A100 MEETING TYPE Annual
TICKER SYMBOL SYT MEETING DATE 19-Apr-2011
ISIN US87160A1007 AGENDA 933387018 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
1A APPROVAL OF THE ANNUAL REPORT, INCLUDING THE Management For For
ANNUAL FINANCIAL STATEMENTS, AND THE GROUP
CONSOLIDATED FINANCIAL STATEMENTS FOR THE YEAR
2010
1B CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM Management Abstain Against
02 DISCHARGE OF THE MEMBERS OF THE BOARD OF Management For For
DIRECTORS AND THE EXECUTIVE COMMITTEE
03 REDUCTION OF SHARE CAPITAL BY CANCELLATION OF Management For For
REPURCHASED SHARES
4A APPROPRIATION OF AVAILABLE EARNINGS 2010 Management For For
4B CONVERSION AND APPROPRIATION OF RESERVES FROM Management For For
CAPITAL CONTRIBUTIONS (DIVIDEND FROM RESERVES
FROM CAPITAL CONTRIBUTIONS)
5A RE-ELECTION OF MARTIN TAYLOR Management For For
5B RE-ELECTION OF PETER THOMPSON Management For For
5C RE-ELECTION OF ROLF WATTER Management For For
5D RE-ELECTION OF FELIX A. WEBER Management For For
06 ELECTION OF THE EXTERNAL AUDITOR Management For For
07 PROPOSALS OF THE BOARD OF DIRECTORS IN CASE Management For For
ADDITIONAL AND/OR COUNTER-PROPOSALS ARE
PRESENTED AT THE MEETING
UMICORE GROUP
SECURITY B95505168 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 26-Apr-2011
ISIN BE0003884047 AGENDA 702891436 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------------------------- ---------- ---- -----------
CMMT IMPORTANT MARKET PROCESSING REQUIREMENT: A Non-Voting
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA)
MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE
YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE
OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE
REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE
CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE
CMMT MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL Non-Voting
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL
NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL
OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS
REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED
O.1 Approval of the statutory annual accounts for the financial year Management For For
ended on 31 December 2010 showing a profit for the financial
year in the amount of EUR 303,720,379.68. Taking into account
the profit of the 2010 financial year, the profit of EUR
270,401,209.25 carried forward from the previous financial year,
the allocations to and releases from the unavailable reserve
related to the 2010 movements in the own shares for a total net
amount of EUR 14,216,571.15 and the interim dividend of EUR
36,799,052.23 paid out in October 2010, the result to be
appropriated stands at EUR 551,539,107.85. Approval of the
proposed appropriation of the result including the payment of a
gross dividend of EUR 0.80 per share (The actual gross dividend
amount (and, subsequently, the balance amount) per share
CONTD
CONT CONTD may fluctuate depending on possible changes in the Non-Voting
number of own shares-held by the company between 26 April
2011 (i.e. the date of the ordinary-shareholders' meeting) and 28
April 2011 at Euronext Brussels closing time-(i.e. the date entitling
the holder of Umicore shares to the dividend-(balance) relating to
financial year 2010). The own shares are not entitled-to a
dividend.). Taking into account the gross interim dividend of EUR
0.325-paid in October 2010, a balance gross amount of EUR
0.475 (The actual gross-dividend amount (and, subsequently, the
balance amount) per share may-fluctuate depending on possible
changes in the number of own shares held by-the company
between 26 April 2011 (i.e. the date of the ordinary-shareholders'
meeting) and 28 April 2011 at Euronext Brussels closing time-(i.e.
the date entitling the holder of CONTD
CONT CONTD Umicore shares to the dividend (balance) relating to Non-Voting
financial year-2010). The own shares are not entitled to a
dividend.) will be paid on 4 May-2011
O.2 The general shareholders' meeting grants discharge from liability Management For For
to the directors for the performance of their mandate during the
financial year 2010
O.3 The general shareholders' meeting grants discharge from liability Management For For
to the statutory auditor for the performance of its mandate during
the financial year 2010
O.4 Re-election of Mr. Guy Paquot as independent director for a Management For For
period of one year expiring at the 2012 ordinary general meeting
O.5 Re-election of Mr. Uwe-Ernst Bufe as independent director for a Management For For
period of three years expiring at the 2014 ordinary general
meeting
O.6 Re-election of Mr. Arnoud de Pret as director for a period of three Management For For
years expiring at the 2014 ordinary general meeting
O.7 Re-election of Mr. Jonathan Oppenheimer as director for a period Management For For
of three years expiring at the 2014 ordinary general meeting
O.8 Election of Mrs. Ines Kolmsee as independent director for a period Management For For
of three years expiring at the 2014 ordinary general meeting
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
The Gabelli Natural Resources, Gold Income Trust 6
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------------------------- ---------- ---- -----------
O.9 Approval of the board members' remuneration proposed for the Management For For
2011 financial year consisting of: at the level of the board of
directors: (1) a fixed fee of EUR 40,000 for the chairman and EUR
20,000 for each non-executive director; (2),a fee per attended
meeting of EUR 5,000 for the chairman and EUR 2,5000 for each
non-executive director, and (3) by way of additional fixed
remuneration and without prejudice to Article 520ter paragraph 1
of the Companies Code, a grant of 300 Umicore shares to the
chairman and each non-executive director; at the level of the audit
committee: (1) a fixed fee of EUR 10,000 for the chairman of the
committee and EUR 5,000 for each other member, and (2) a fee
per attended meeting of EUR 5,000 for the chairman and EUR
3,000 for each other member; at the level of the nomination &
remuneration CONTD
CONT CONTD committee: a fee per attended meeting of EUR 5,000 for Non-Voting
the chairman of-the committee and EUR 3,000 for each other
member
O.10 On motion by the Board of Directors, acting upon the proposal of Management For For
the Audit Committee and upon nomination by the Works' Council,
the shareholders' meeting resolves to renew the mandate of the
statutory auditor, PricewaterhouseCoopers BCVBA/SCCRL, with
registered office at 1932 Sint-Stevens-Woluwe, Woluwe Garden,
Woluwedal 18, which expires today, for a duration of three years,
up to and including the ordinary shareholders' meeting of 2014.
The statutory auditor will be represented by the BVBA/SPRL Marc
Daelman, represented by Mr Marc Daelman, and by Mrs
Emmanuele Attout and is entrusted with the audit of the statutory
and the consolidated annual accounts
O.11 The shareholders' meeting resolves to fix the remuneration of the Management For For
statutory auditor for the financial years 2011 through 2013 at EUR
495,000 each year. This amount will be indexed each year on the
basis of the evolution of the consumer price index (health index)
E.1 The general meeting resolves to cancel the existing authorisation Management For For
as granted to the board of directors on 24 October 2006. It
resolves to grant a new authorisation to the board of directors to
increase the capital of the company in one or more times by a
maximum amount of EUR 50,000,000 for a duration of five years.
Accordingly the shareholders' meeting resolves to replace the
provisions of Article 6 of the articles of association ("Authorised
Capital") by the following text: "In accordance with the terms of a
resolution adopted at the extraordinary general meeting held on
26 April 2011, the board of directors is authorized, for a period of
five years starting on the date the aforementioned decision is
published in the Riders to the Belgian Official Gazette, to increase
the share capital by a maximum amount of EUR CONTD
CONT CONTD 50,000,000 (fifty million euros) according to the terms and Non-Voting
conditions-it shall define. The board may effect this increase in
one or more times,-either by contributions in cash or, subject to
legal restrictions,-contributions in kind, as well as by incorporation
of reserves, whether-available or unavailable for distribution, or of
share premiums, with or-without issuing new stock. These
increases may give rise to the issuance of-shares with voting
rights, of convertible bonds, as well as of subscription-rights or
other securities, whether or not attached to other stock of the-
company, or attached to stock issued by another company. The
board may freely-determine whether the new shares shall be
issued in registered or-dematerialised form. On this occasion, the
board may, in the best interests-of the company and in CONTD
CONT CONTD accordance with legal provisions, limit or cancel the Non-Voting
preferential-subscription rights of shareholders, in favour of one or
more designated-persons who, as the case may be, are not
employed by the company or its-subsidiaries. If the capital
increase includes a share premium, the amount of-this premium
shall be allocated to an unavailable "share premium" reserve,-
from which it may not be withdrawn in whole or part except to be
incorporated-into the capital by a decision of the board of directors
using, should the-case arise, the authorization conferred upon it
by this Article, or to be-reduced or cancelled by a decision of the
general meeting of shareholders in-accordance with Article 612 of
the Companies Code
E.2 Amendment to Article 16 of the articles of association (convening Management For For
of shareholders' meetings): the shareholders' meeting resolves to
delete the provisions of the last paragraph of Article 16, relating to
the certificates of dematerialised securities and to proxies for
shareholders' meetings
E.3 Amendment to Article 17 of the articles of association (admission Management For For
to shareholders' meetings): following the introduction of new
requirements relating to the registration of shareholders as well as
to the proxies for shareholders' meetings, the shareholders'
meeting resolves to replace the provisions of Article 17 by the
following provisions: "a) Conditions of admission The right of a
shareholder to participate and vote in a general meeting of
shareholders is conditional upon the prior recording of the shares
held by this shareholder on the fourteenth (14th) calendar day at
midnight (Belgian time) before the general meeting of
shareholders (the "Record Date"), either based on the registration
of these shares in the company's register of registered shares or
based on the entry of such shares in an account with an CONTD
CONT CONTD authorised account holder or a clearing institution. The Non-Voting
number of-shares held on the day of the general meeting shall not
be taken into-account. The shareholder will notify to the company
(or any person thereto-appointed by the company) his/her/its
intention to participate in a general-meeting, at the latest on the
sixth (6th) calendar day before this general-meeting, either in
writing or, if the convening notice so allows, by-electronic means,
to the address indicated in the convening notice. The-holder of
dematerialised shares will deliver (or have delivered), at the-latest
on the same day a certificate issued by the authorised account
holder-or the clearing institution certifying the number of
dematerialised shares-registered in the shareholder's name in its
accounts on the Record Date for-which the shareholder CONTD
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
The Gabelli Natural Resources, Gold Income Trust 7
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------------------------- ---------- ---- -----------
CONT CONTD has expressed his/her/its intention to participate in the Non-Voting
general-meeting. b) Powers of attorney and proxies Shareholders
may take part in, and-vote at, meetings of shareholders, either in
person or by appointing a-representative, irrespective of the
latter's capacity of shareholder or not.-Unless otherwise provided
by the Companies Code, a shareholder may only-appoint one
proxy holder for a given general meeting of shareholders. The-
appointment of a proxy holder by a shareholder is made in writing
or by-electronic means and must be signed by the shareholder, as
the case may be,-with an electronic signature in accordance with
the applicable legal-requirements. The notification of the proxy
shall be made in writing or by-electronic means and shall be sent
to the address indicated in the convening-notice. The proxy
CONTD
CONT CONTD must reach the company at the latest on the sixth (6th) Non-Voting
calendar day-before the general meeting. c) Admission formalities
Before the meeting,-shareholders or their proxies shall sign an
attendance list indicating their-last name, forename(s), occupation
and residence or registered office,-together with the number of
shares with which they are taking part in the-meeting. The
representatives of shareholders who are legal entities shall-hand
over the documents establishing their capacity as legal
representative-of such legal entities or produce proof of their
capacity of special proxies.-Natural persons who take part in the
meeting in their capacity of-shareholders, authorized
representatives or proxies shall produce proof of-their identity
E.4 Amendment to Article 18 of the articles of association (conduct of Management For For
shareholders' meetings): following the extension of the legal term
to postpone shareholders' meetings to five weeks, the
shareholders' meeting resolves to replace the text of the 5th to the
7th sentences included of the 3rd paragraph of Article 18 by the
following provisions: "A new general meeting will be held five
weeks later with the same agenda. The attendance formalities
must again be complied with in accordance with the terms and
conditions laid down in Article 17 of the articles of association
E.5 Amendment to Article 19 of the articles of association (voting): the Management For For
shareholders' meeting resolves to replace the text of Article 19 by
the following provisions: "Votes shall be cast by a show of hands,
roll call, signed voting slips or by electronic means. On condition
that the board of directors has made provision to this effect in the
notice of meeting, each shareholder shall be authorized, before
the general meeting, to vote by correspondence or by electronic
means using a form drawn up by the company and made
available to shareholders. This form shall include the following: the
name, forename(s) or company name of the shareholder, his/her
address or registered office; the shareholder's signature, as the
case may be under the form of an electronic signature in
compliance with the legal requirements; the CONTD
CONT CONTD number of votes which the shareholder wishes to cast at Non-Voting
the general-meeting and the nature of the shares held; the
agenda of the general meeting,-indicating the items to be
discussed and the proposals submitted for-approval; the way in
which the shareholder votes, or abstains, in respect of-each
proposal; the date by which the form should reach the company.
With-regard to distance-voting forms issued by correspondence,
such forms must-reach the company by the sixth (6th) calendar
day preceding the general-meeting at the latest; otherwise they
will not be taken into account. If the-convening notice allows
distance-voting by electronic means, the board of-directors shall
determine the terms and modalities relating thereto. In doing-so it
shall see to it that the data mentioned under paragraph 3 of Article
19-can CONTD
CONT CONTD duly be introduced, that the time period defined in the last Non-Voting
sentence-of the present paragraph can be verified and that the
capacity and identity-of the shareholders concerned can duly be
verified. Any vote issued by-electronic means can be cast until the
day preceding the general meeting of-shareholders. Shareholders
who vote by correspondence or by electronic means-must comply
with the record and notice formalities laid down in Article 17 of-the
articles of association
E.6 The general meeting resolves (i) that the modifications to the Management For For
articles of association provided for under item 2 of the agenda
shall (a) be made under the condition precedent that the law
implementing Directive 2007/36/EC on the exercise of certain
rights of shareholders in listed companies is published in the
Belgian State Gazette and (b) enter into force on the date on
which such law would provide that such modifications enter into
force, it being understood that this proposed resolution shall not
be submitted to the vote of the extraordinary general meeting of
shareholders in the event that such law is published before the
extraordinary general meeting which effectively deliberates upon
this item; and (ii) to grant to two directors of the company, acting
jointly, with the power to sub-delegate, the power to CONTD
CONT CONTD acknowledge the realisation of the condition precedent Non-Voting
and to draw up-the coordinated text of the articles of association
accordingly
PRAXAIR, INC.
SECURITY 74005P104 MEETING TYPE Annual
TICKER SYMBOL PX MEETING DATE 26-Apr-2011
ISIN US74005P1049 AGENDA 933384086 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- -----------
1 DIRECTOR Management
1 STEPHEN F. ANGEL For For
2 OSCAR BERNARDES For For
3 NANCE K. DICCIANI For For
4 EDWARD G. GALANTE For For
5 CLAIRE W. GARGALLI For For
6 IRA D. HALL For For
7 RAYMOND W. LEBOEUF For For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
The Gabelli Natural Resources, Gold Income Trust 8
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- -----------
8 LARRY D. MCVAY For For
9 WAYNE T. SMITH For For
10 ROBERT L. WOOD For For
2 APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE Management Abstain Against
COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE
OFFICERS AS DISCLOSED IN THE 2011 PROXY STATEMENT.
3 RECOMMEND, ON AN ADVISORY AND NON-BINDING BASIS, Management Abstain Against
THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES
ON NAMED EXECUTIVE OFFICER COMPENSATION.
4 TO APPROVE PERFORMANCE GOALS UNDER PRAXAIR'S Management For For
SECTION 162(M) PLAN.
5 TO APPROVE AMENDMENTS TO THE 2009 PRAXAIR, INC. Management For For
LONG TERM INCENTIVE PLAN TO ADD NON-EMPLOYEE
DIRECTORS AS ELIGIBLE PARTICIPANTS.
6 TO RATIFY THE APPOINTMENT OF THE INDEPENDENT Management For For
AUDITOR
FMC CORPORATION
SECURITY 302491303 MEETING TYPE Annual
TICKER SYMBOL FMC MEETING DATE 26-Apr-2011
ISIN US3024913036 AGENDA 933390419 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: EDWARD J. MOONEY Management For For
1B ELECTION OF DIRECTOR: ENRIQUE J. SOSA Management For For
1C ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. Management For For
02 RATIFICATION OF THE APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE Management Abstain Against
COMPENSATION.
04 RECOMMENDATION, BY NON-BINDING VOTE, OF THE Management Abstain Against
FREQUENCY OF EXECUTIVE COMPENSATION VOTES.
NOBLE ENERGY, INC.
SECURITY 655044105 MEETING TYPE Annual
TICKER SYMBOL NBL MEETING DATE 26-Apr-2011
ISIN US6550441058 AGENDA 933395318 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------- ---------- ------- -----------
1A ELECTION OF DIRECTOR: JEFFREY L. BERENSON Management For For
1B ELECTION OF DIRECTOR: MICHAEL A. CAWLEY Management For For
1C ELECTION OF DIRECTOR: EDWARD F. COX Management For For
1D ELECTION OF DIRECTOR: CHARLES D. DAVIDSON Management For For
1E ELECTION OF DIRECTOR: THOMAS J. EDELMAN Management For For
1F ELECTION OF DIRECTOR: ERIC P. GRUBMAN Management For For
1G ELECTION OF DIRECTOR: KIRBY L. HEDRICK Management For For
1H ELECTION OF DIRECTOR: SCOTT D. URBAN Management For For
1I ELECTION OF DIRECTOR: WILLIAM T. VAN KLEEF Management For For
02 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
COMPANY'S INDEPENDENT AUDITOR.
03 TO APPROVE THE COMPENSATION OF THE COMPANY'S Management Abstain Against
NAMED EXECUTIVE OFFICERS.
04 TO DETERMINE WHETHER A STOCKHOLDER VOTE TO Management Abstain Against
APPROVE COMPENSATION OF NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS.
05 TO APPROVE THE AMENDMENT AND RESTATEMENT OF Management For For
THE COMPANY'S 1992 STOCK OPTION AND RESTRICTED
STOCK PLAN TO INCREASE THE NUMBER OF SHARES OF
COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER
PLAN FROM 24,000,000 TO 31,000,000 AND MODIFY CERTAIN
PLAN PROVISIONS.
E. I. DU PONT DE NEMOURS AND COMPANY
SECURITY 263534109 MEETING TYPE Annual
TICKER SYMBOL DD MEETING DATE 27-Apr-2011
ISIN US2635341090 AGENDA 933385521 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- ------------
1A ELECTION OF DIRECTOR: RICHARD H. BROWN Management For For
1B ELECTION OF DIRECTOR: ROBERT A. BROWN Management For For
1C ELECTION OF DIRECTOR: BERTRAND P. COLLOMB Management For For
1D ELECTION OF DIRECTOR: CURTIS J. CRAWFORD Management For For
1E ELECTION OF DIRECTOR: ALEXANDER M. CUTLER Management For For
1F ELECTION OF DIRECTOR: ELEUTHERE I. DU PONT Management For For
1G ELECTION OF DIRECTOR: MARILLYN A. HEWSON Management For For
1H ELECTION OF DIRECTOR: LOIS D. JULIBER Management For For
1I ELECTION OF DIRECTOR: ELLEN J. KULLMAN Management For For
1J ELECTION OF DIRECTOR: WILLIAM K. REILLY Management For For
02 ON RATIFICATION OF INDEPENDENT REGISTERED PUBLIC Management For For
ACCOUNTING FIRM
03 ON AMENDED EQUITY AND INCENTIVE PLAN Management Against Against
04 TO APPROVE, BY ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION
05 TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY Management Abstain Against
OF EXECUTIVE COMPENSATION VOTES
06 ON SPECIAL SHAREOWNER MEETINGS Shareholder Against For
07 ON GENETICALLY ENGINEERED SEED Shareholder Against For
08 ON EXECUTIVE COMPENSATION REPORT Shareholder Against For
ProxyEdge
Meeting Date Range: 07/01/2010 to 06/30/2011 Report Date: 07/08/2011
The Gabelli Natural Resources, Gold Income Trust 9
BARRICK GOLD CORPORATION
SECURITY 067901108 MEETING TYPE Annual
TICKER SYMBOL ABX MEETING DATE 27-Apr-2011
ISIN CA0679011084 AGENDA 933390849 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ----- -----------
01 DIRECTOR Management
1 H.L. BECK For For
2 C.W.D. BIRCHALL For For
3 D.J. CARTY For For
4 G. CISNEROS For For
5 P.A. CROSSGROVE For For
6 R.M. FRANKLIN For For
7 J.B. HARVEY For For
8 D. MOYO For For
9 B. MULRONEY For For
10 A. MUNK For For
11 P. MUNK For For
12 A.W. REGENT For For
13 N.P. ROTHSCHILD For For
14 S.J. SHAPIRO For For
02 RESOLUTION APPROVING THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF
BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION Management For For
APPROACH.
BAKER HUGHES INCORPORATED
SECURITY 057224107 MEETING TYPE Annual
TICKER SYMBOL BHI MEETING DATE 28-Apr-2011
ISIN US0572241075 AGENDA 933380494 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 LARRY D. BRADY For For
2 CLARENCE P. CAZALOT, JR For For
3 CHAD C. DEATON For For
4 ANTHONY G. FERNANDES For For
5 CLAIRE W. GARGALLI For For
6 PIERRE H. JUNGELS For For
7 JAMES A. LASH For For
8 J. LARRY NICHOLS For For
9 H. JOHN RILEY, JR. For For
10 JAMES W. STEWART For For
11 CHARLES L. WATSON For For
02 VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT PUBLIC ACCOUNTANT FIRM FOR 2011.
03 PROPOSAL TO REAPPROVE THE PERFORMANCE CRITERIA Management For For
FOR AWARDS UNDER THE ANNUAL INCENTIVE
COMPENSATION PLAN, AS REQUIRED BY SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
05 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
RESOLUTION RELATING TO THE EXECUTIVE
COMPENSATION FREQUENCY STOCKHOLDER VOTE.
06 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For
STANDARD FOR DIRECTOR ELECTIONS.
BAKER HUGHES INCORPORATED
SECURITY 057224107 MEETING TYPE Annual
TICKER SYMBOL BHI MEETING DATE 28-Apr-2011
ISIN US0572241075 AGENDA 933380494 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ---------- ------- -----------
01 DIRECTOR Management
1 LARRY D. BRADY For For
2 CLARENCE P. CAZALOT, JR For For
3 CHAD C. DEATON For For
4 ANTHONY G. FERNANDES For For
5 CLAIRE W. GARGALLI For For
6 PIERRE H. JUNGELS For For
7 JAMES A. LASH For For
8 J. LARRY NICHOLS For For
9 H. JOHN RILEY, JR. For For
10 JAMES W. STEWART For For
11 CHARLES L. WATSON For For
02 VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR Management For For
INDEPENDENT PUBLIC ACCOUNTANT FIRM FOR 2011.
03 PROPOSAL TO REAPPROVE THE PERFORMANCE CRITERIA Management For For
FOR AWARDS UNDER THE ANNUAL INCENTIVE
COMPENSATION PLAN, AS REQUIRED BY SECTION 162(M)
OF THE INTERNAL REVENUE CODE.
04 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
RESOLUTION RELATING TO EXECUTIVE COMPENSATION.
05 PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) Management Abstain Against
RESOLUTION RELATING TO THE EXECUTIVE
COMPENSATION FREQUENCY STOCKHOLDER VOTE.
06 STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE Shareholder Against For
STANDARD FOR DIRECTOR ELECTIONS.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 10
NOBLE CORPORATION
SECURITY H5833N103 MEETING TYPE Annual
TICKER SYMBOL NE MEETING DATE 29-Apr-2011
ISIN CH0033347318 AGENDA 933383349 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- ------------
1 DIRECTOR Management
1 LAWRENCE J. CHAZEN For For
2 JON A. MARSHALL For For
3 MARY P. RICCIARDELLO For For
2 APPROVAL OF THE 2010 ANNUAL REPORT, THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF THE
COMPANY FOR FISCAL YEAR 2010 AND THE STATUTORY
FINANCIAL STATEMENTS OF THE COMPANY FOR FISCAL
YEAR 2010
3 APPROVAL OF THE CREATION OF A RESERVE THROUGH Management For For
APPROPRIATION OF RETAINED EARNINGS
4 APPROVAL OF A CAPITAL REDUCTION BY CANCELLATION Management For For
OF CERTAIN SHARES HELD IN TREASURY
5 APPROVAL OF AN EXTENSION OF BOARD AUTHORITY TO Management For For
ISSUE AUTHORIZED SHARE CAPITAL UNTIL APRIL 28, 2013
6 APPROVAL OF A RETURN OF CAPITAL IN THE FORM OF A Management For For
PAR VALUE REDUCTION IN AN AMOUNT EQUAL TO SWISS
FRANCS 0.52 PER SHARE
7 APPROVAL OF THE APPOINTMENT OF Management For For
PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR
2011 AND THE ELECTION OF PRICEWATERHOUSECOOPERS
AG AS STATUTORY AUDITOR FOR A ONE-YEAR TERM
8 APPROVAL OF THE DISCHARGE OF THE MEMBERS OF THE Management For For
BOARD OF DIRECTORS AND THE EXECUTIVE OFFICERS OF
THE COMPANY FOR FISCAL YEAR 2010
9 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE
OFFICERS
10 ADVISORY VOTE ON FREQUENCY OF THE EXECUTIVE Management Abstain Against
COMPENSATION ADVISORY VOTE
AGNICO-EAGLE MINES LIMITED
SECURITY 008474108 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL AEM MEETING DATE 29-Apr-2011
ISIN CA0084741085 AGENDA 933403177 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
01 DIRECTOR Management
1 LEANNE M. BAKER For For
2 DOUGLAS R. BEAUMONT For For
3 SEAN BOYD For For
4 MARTINE A. CELEJ For For
5 CLIFFORD J. DAVIS For For
6 ROBERT J. GEMMELL For For
7 BERNARD KRAFT For For
8 MEL LEIDERMAN For For
9 JAMES D. NASSO For For
10 SEAN RILEY For For
11 J. MERFYN ROBERTS For For
12 EBERHARD SCHERKUS For For
13 HOWARD R. STOCKFORD For For
14 PERTTI VOUTILAINEN For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS OF Management For For
THE CORPORATION AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION.
03 AN ORDINARY RESOLUTION APPROVING AN AMENDMENT Management For For
OF AGNICO-EAGLE'S STOCK OPTION PLAN.
04 A NON-BINDING ADVISORY RESOLUTION ACCEPTING Management For For
AGNICO-EAGLE'S APPROACH TO EXECUTIVE
COMPENSATION.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 11
PEABODY ENERGY CORPORATION
SECURITY 704549104 MEETING TYPE Annual
TICKER SYMBOL BTU MEETING DATE 03-May-2011
ISIN US7045491047 AGENDA 933388692 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ---------- ------- ------------
01 DIRECTOR Management
1 GREGORY H. BOYCE For For
2 WILLIAM A. COLEY For For
3 WILLIAM E. JAMES For For
4 ROBERT B. KARN III For For
5 M. FRANCES KEETH For For
6 HENRY E. LENTZ For For
7 ROBERT A. MALONE For For
8 WILLIAM C. RUSNACK For For
9 JOHN F. TURNER For For
10 SANDRA A. VAN TREASE For For
11 ALAN H. WASHKOWITZ For For
02 RATIFICATION OF APPOINTMENT OF INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
05 APPROVAL OF PEABODY'S 2011 LONG-TERM EQUITY Management For For
INCENTIVE PLAN.
CAMERON INTERNATIONAL CORPORATION
SECURITY 13342B105 MEETING TYPE Annual
TICKER SYMBOL CAM MEETING DATE 03-May-2011
ISIN US13342B1052 AGENDA 933393047 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- ------------
1A ELECTION OF DIRECTOR: PETER J. FLUOR Management For For
1B ELECTION OF DIRECTOR: JACK B. MOORE Management For For
1C ELECTION OF DIRECTOR: DAVID ROSS Management For For
02 TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS Management For For
THE COMPANY'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTANTS FOR 2011.
03 TO APPROVE THE COMPANY'S 2011 MANAGEMENT Management For For
INCENTIVE COMPENSATION PLAN.
04 TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 Management For For
EQUITY INCENTIVE PLAN TO CHANGE THE OPTION TERM
FROM SEVEN TO TEN YEARS.
05 TO CONDUCT AN ADVISORY VOTE ON THE COMPANY'S Management Abstain Against
2010 EXECUTIVE COMPENSATION.
06 TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
FUTURE ADVISORY VOTES ON EXECUTIVE
COMPENSATION.
RANDGOLD RESOURCES LIMITED
SECURITY 752344309 MEETING TYPE Annual
TICKER SYMBOL GOLD MEETING DATE 03-May-2011
ISIN US7523443098 AGENDA 933413661 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------ -------------
O1 TO RECEIVE THE AUDITED FINANCIAL STATEMENTS OF Management For For
THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2010.
O2 TO DECLARE A FINAL DIVIDEND OF US$0.20 PER ORDINARY Management For For
SHARE RECOMMENDED BY THE DIRECTORS IN RESPECT
OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2010.
O3 TO APPROVE THE DIRECTORS' REMUNERATION REPORT Management For For
FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2010.
O4 TO RE-ELECT PHILIPPE LIETARD AS A DIRECTOR OF THE Management For For
COMPANY.
O5 TO RE-ELECT MARK BRISTOW AS A DIRECTOR OF THE Management For For
COMPANY.
O6 TO RE-ELECT GRAHAM SHUTTLEWORTH AS A DIRECTOR Management For For
OF THE COMPANY.
O7 TO RE-ELECT NORBORNE COLE JR. AS A DIRECTOR OF Management For For
THE COMPANY.
O8 TO RE-ELECT CHRISTOPHER COLEMAN AS A DIRECTOR OF Management For For
THE COMPANY.
O9 TO RE-ELECT KADRI DAGDELEN AS A DIRECTOR OF THE Management For For
COMPANY.
O10 TO RE-ELECT ROBERT ISRAEL AS A DIRECTOR OF THE Management For For
COMPANY.
O11 TO RE-ELECT KARL VOLTAIRE AS A DIRECTOR OF THE Management For For
COMPANY.
O12 TO RE-APPOINT BDO LLP AS AUDITORS OF THE COMPANY Management For For
TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT
ANNUAL GENERAL MEETING OF THE COMPANY.
O13 TO AUTHORISE THE DIRECTORS TO DETERMINE THE Management For For
REMUNERATION OF THE AUDITORS.
O14 TO APPROVE FEES PAYABLE TO DIRECTORS. Management For For
O15 ESTABLISHMENT OF THE RANDGOLD RESOURCES LIMITED Management For For
CO-INVESTMENT PLAN.
O16 AUTHORITY TO ALLOT SHARES AND GRANT RIGHTS TO Management For For
SUBSCRIBE FOR, OR CONVERT ANY SECURITY INTO
SHARES.
S17 AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS. Management For For
S18 AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN Management For For
ORDINARY SHARES.
S19 ADOPTION OF NEW ARTICLES OF ASSOCIATION. Management For For
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 12
L'AIR LIQUIDE, PARIS
SECURITY F01764103 MEETING TYPE MIX
TICKER SYMBOL MEETING DATE 04-May-2011
ISIN FR0000120073 AGENDA 702799973 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------- ---------- ------- ------------
CMMT PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY Non-Voting
VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE
OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE.
CMMT French Resident Shareowners must complete, sign and forward Non-Voting
the Proxy Card-directly to the sub custodian. Please contact your
Client Service-Representative to obtain the necessary card,
account details and directions.-The following applies to Non-
Resident Shareowners: Proxy Cards: Voting-instructions will be
forwarded to the Global Custodians that have become-Registered
Intermediaries, on the Vote Deadline Date. In capacity as-
Registered Intermediary, the Global Custodian will sign the Proxy
Card and-forward to the local custodian. If you are unsure whether
your Global-Custodian acts as Registered Intermediary, please
contact your representative
CMMT PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING Non-Voting
INFORMATION IS AVAILABLE BY-CLICKING ON THE
MATERIAL URL-LINK:https://balo.journal-
officiel.gouv.fr/pdf/2011/0218/201102181100333.pdf A-ND
https://balo.journal-
officiel.gouv.fr/pdf/2011/0318/201103181100697.pdf
O.1 Approval of the corporate financial statements for the financial Management For For
year 2010
O.2 Approval of the consolidated financial statements for the financial Management For For
year 2010
O.3 Allocation of income for the financial year 2010; setting the Management For For
dividend
O.4 Authorization granted for 18 months to the Board of Directors to Management For For
allow the Company to trade its own shares
O.5 Renewal of Mr. Gerard de La Martiniere's term as Board member Management For For
O.6 Renewal of Mr. Cornelis van Lede's term as Board member Management For For
O.7 Appointment of Mrs. Sian Herbert-Jones as Board member Management For For
O.8 Approval of the Agreement pursuant to Articles L. 225-38 et seq. Management For For
of the Commercial Code and approval of the Statutory Auditors'
special report relating to Air Liquide International
O.9 Setting the amount of attendance allowances Management For For
E.10 Authorization granted for 24 months to the Board of Directors to Management For For
reduce the capital by cancellation of treasury shares
E.11 Approval of a partial asset contribution Agreement subject to the Management For For
system of divisions granted by the Company to its subsidiary Air
Liquide France Industrie for its activity of supply and marketing
industrial gases
E.12 Approval of a partial asset contribution Agreement subject to the Management For For
system of divisions granted by the Company to its subsidiary Air
Liquide Advanced Technologies responsible for designing and
manufacturing equipment in space, aeronautics and cryogenics
fields
E.13 Approval of a partial asset contribution Agreement subject to the Management For For
system of divisions granted by the Company to its subsidiary
Cryopal responsible for manufacturing and marketing cryogenic
containers
E.14 Approval of partial asset contribution Agreement subject to the Management For For
system of divisions granted by the Company to its subsidiary Air
Liquide Engineering responsible for technical expertise activities
conducted at the Blanc-Mesnil site
E.15 Approval of a partial asset contribution Agreement subject to the Management For For
system of divisions granted by the Company to its subsidiary Air
Liquide Services responsible for development, installation and
operation of industrial information systems
E.16 Delegation of authority granted for 18 months to the Board of Management For For
Directors to carry out free issuance of share subscription warrants
in the event of public offer involving the Company
E.17 Delegation of authority granted for 26 months to the Board of Management For For
Directors to increase the share capital by issuing ordinary shares
or securities giving access, immediately and/or in the future to the
capital of the Company with preferential subscription rights of
shareholders for a maximum amount of 390 million Euros in
nominal
E.18 Authorization granted for 26 months to the Board of Directors to Management For For
increase the amount of issuances of shares or securities in the
event of surplus demands
E.19 Delegation of authority granted for 26 months to the Board of Management For For
Directors to carry out capital increases reserved for members of a
company savings plan or group savings plan
E.20 Delegation of authority granted for 18 months to the Board of Management For For
Directors to carry out capital increases reserved for a category of
beneficiaries
O.21 Powers to accomplish the formalities Management For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF ADDITIONAL URL LINK. IF-YOU HAVE ALREADY SENT IN
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM
UNLE-SS YOU DECIDE TO AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 13
XSTRATA PLC
SECURITY G9826T102 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 04-May-2011
ISIN GB0031411001 AGENDA 702882906 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------------------------- ---------- ------ ------------
1 To receive and consider and, if thought fit, adopt the Annual Management For For
Report and Financial Statements of the Company, and the reports
of the directors and auditors thereon, for the year ended 31
December 2010
2 To declare a final dividend of USD 0.20 per Ordinary Share in Management For For
respect of the year ended 31 December 2010
3 To receive and consider and, if thought fit, to approve the Management For For
directors' Remuneration Report (on pages 119 to 129 of the
Annual Report) for the year ended 31 December 2010
4 To re-elect Mick Davis as a director Management For For
5 To re-elect Dr Con Fauconnier as a director Management For For
6 To re-elect Ivan Glasenberg as a director Management For For
7 To re-elect Peter Hooley as a director Management For For
8 To re-elect Claude Lamoureux as a director Management For For
9 To re-elect Trevor Reid as a director Management For For
10 To re-elect Sir Steve Robson as a director Management For For
11 To re-elect David Rough as a director Management For For
12 To re-elect Ian Strachan as a director Management For For
13 To re-elect Santiago Zaldumbide as a director Management For For
14 To elect Sir John Bond as a director Management For For
15 To elect Aristotelis Mistakidis as a director Management For For
16 To elect Tor Peterson as a director Management For For
17 To re-appoint Ernst & Young LLP as auditors to the Company to Management For For
hold office until the conclusion of the next general meeting at
which accounts are laid before the Company and to authorise the
directors to determine the remuneration of the auditors
18 That the directors be generally and unconditionally authorised Management For For
pursuant to section 551 of the Companies Act 2006 to: (i) allot
shares in the Company, and to grant rights to subscribe for or to
convert any security into shares in the Company: (A) up to an
aggregate nominal amount of USD 494,115,346; and (B)
comprising equity securities (as defined in section 560 of the
Companies Act 2006) up to an aggregate nominal amount of USD
988,230,692 (including within such limit any shares issued or
rights granted under paragraph (A) above) in connection with an
offer by way of a rights issue: (I) to holders of ordinary shares in
proportion (as nearly as may be practicable) to their existing
holdings; and (II) to people who are holders of other equity
securities if this is required by the rights of those securities or, if
the CONTD
CONT CONTD directors consider it necessary, as permitted by the rights Non-Voting
of those-securities, and so that the directors may impose any
limits or restrictions-and make any arrangements which they
consider necessary or appropriate to-deal with treasury shares,
fractional entitlements, record dates, legal,-regulatory or practical
problems in, or under, the laws of, any territory or-any other
matter; for a period expiring (unless previously renewed, varied or-
revoked by the Company in a general meeting) at the end of the
next Annual-General Meeting of the Company after the date on
which this resolution is-passed; and (ii) make an offer or
agreement which would or might require-shares to be allotted, or
rights to subscribe for or convert any security-into shares to be
granted, after expiry of this authority and the directors-may
CONTD
CONT CONTD allot shares and grant rights in pursuance of that offer or Non-Voting
agreement-as if this authority had not expired. (b) That, subject to
paragraph (c)-below, all existing authorities given to the directors
to allot shares in the-Company, and to grant rights to subscribe for
or to convert any security into-shares in the Company be revoked
by this resolution. (c) That paragraph (b)-above shall be without
prejudice to the continuing authority of the directors-to allot
shares, or grant rights to subscribe for or convert any securities-
into shares, pursuant to an offer or agreement made by the
Company before the-expiry of the authority pursuant to which
such offer or agreement was made
19 That, subject to the passing of resolution 18 in the Notice of Management For For
Annual General Meeting, the directors be generally empowered
pursuant to section 570 and section 573 of the Companies Act
2006 to allot equity securities (as defined in section 560 of the
Companies Act 2006) for cash, pursuant to the authority conferred
by resolution 18 in the Notice of Annual General Meeting as if
section 561(1) of the Companies Act 2006 did not apply to the
allotment. This power: (a) expires (unless previously renewed,
varied or revoked by the Company in a general meeting) at the
end of the next Annual General Meeting of the Company after the
date on which this resolution is passed, but the Company may
make an offer or agreement which would or might require equity
securities to be allotted after expiry of this power and the directors
may CONTD
CONT CONTD allot equity securities in pursuance of that offer or Non-Voting
agreement as if-this power had not expired; and (b) shall be
limited to the allotment of-equity securities in connection with an
offer of equity securities (but in-the case of the authority granted
under resolution 18 (a)(i)(B), by way of a-rights issue only): (i) to
the ordinary shareholders in proportion (as nearly-as may be
practicable) to their existing holdings; and (ii) to people who-hold
other equity securities, if this is required by the rights of those-
securities or, if the directors consider it necessary, as permitted by
the-rights of those securities, and so that the directors may
impose any limits-or restrictions and make any arrangements
which they consider necessary or-appropriate to deal with treasury
shares, fractional entitlements, record-dates, CONTD
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 14
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------------------------- ---------- ------ ------------
CONT CONTD legal, regulatory or practical problems in, or under the Non-Voting
laws of, any-territory or any other matter; and (c) in the case of the
authority granted-under resolution 18 (a)(i)(A) shall be limited to
the allotment of equity-securities for cash otherwise than pursuant
to paragraph (b) above up to an-aggregate nominal amount of
USD 74,117,301. This power applies in relation to-a sale of shares
which is an allotment of equity securities by virtue of-section
560(3) of the Act as if the first paragraph of this resolution the-
words "pursuant to the authority conferred by resolution 18 in the
Notice of-Annual General Meeting" were omitted
20 That any Extraordinary General Meeting of the Company Management For For
(asdefined in the Company's Articles of Association as a general
meeting other than an Annual General Meeting) may be called on
not less than 20 clear days' notice
CONSOL ENERGY INC.
SECURITY 20854P109 MEETING TYPE Annual
TICKER SYMBOL CNX MEETING DATE 04-May-2011
ISIN US20854P1093 AGENDA 933401135 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ---------- ------- ------------
01 DIRECTOR Management
1 J. BRETT HARVEY For For
2 JOHN WHITMIRE For For
3 PHILIP W. BAXTER For For
4 JAMES E. ALTMEYER, SR. For For
5 WILLIAM E. DAVIS For For
6 RAJ K. GUPTA For For
7 PATRICIA A. HAMMICK For For
8 DAVID C. HARDESTY, JR. For For
9 JOHN T. MILLS For For
10 WILLIAM P. POWELL For For
11 JOSEPH T. WILLIAMS For For
02 RATIFICATION OF ANTICIPATED SELECTION OF Management For For
INDEPENDENT AUDITOR: ERNST & YOUNG LLP.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
KINROSS GOLD CORPORATION
SECURITY 496902404 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL KGC MEETING DATE 04-May-2011
ISIN CA4969024047 AGENDA 933413724 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- -------- -------------
01 DIRECTOR Management
1 JOHN A. BROUGH For For
2 TYE W. BURT For For
3 JOHN K. CARRINGTON For For
4 RICHARD P. CLARK For For
5 JOHN M.H. HUXLEY For For
6 JOHN A. KEYES For For
7 C. MCLEOD-SELTZER For For
8 GEORGE F. MICHALS For For
9 JOHN E. OLIVER For For
10 TERENCE C.W. REID For For
02 TO APPROVE THE APPOINTMENT OF KPMG LLP, Management For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE
THE DIRECTORS TO FIX THEIR REMUNERATION.
03 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, Management For For
WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING
THE SHARE INCENTIVE PLAN OF THE COMPANY TO
INCREASE THE NUMBER OF COMMON SHARES RESERVED
FOR ISSUANCE THEREUNDER FROM 22,833,333 TO
26,833,333.
04 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, Management For For
WITH OR WITHOUT VARIATION, A RESOLUTION AMENDING
THE RESTRICTED SHARE PLAN OF THE COMPANY TO
INCREASE THE NUMBER OF COMMON SHARES RESERVED
FOR ISSUANCE THEREUNDER FROM 8,000,000 TO
20,000,000.
05 TO CONSIDER, AND IF DEEMED APPROPRIATE, TO PASS, Management For For
AN ADVISORY RESOLUTION ON KINROSS' APPROACH TO
EXECUTIVE COMPENSATION.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 15
YAMANA GOLD INC.
SECURITY 98462Y100 MEETING TYPE Annual
TICKER SYMBOL AUY MEETING DATE 04-May-2011
ISIN CA98462Y1007 AGENDA 933417138 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ------------- ------ -------------
A DIRECTOR Management
1 PETER MARRONE For For
2 PATRICK J. MARS For For
3 JOHN BEGEMAN For For
4 ALEXANDER DAVIDSON For For
5 RICHARD GRAFF For For
6 ROBERT HORN For For
7 NIGEL LEES For For
8 JUVENAL MESQUITA FILHO For For
9 CARL RENZONI For For
10 ANTENOR F. SILVA, JR. For For
11 DINO TITARO For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS AUDITORS.
ELDORADO GOLD CORPORATION
SECURITY 284902103 MEETING TYPE Annual
TICKER SYMBOL EGO MEETING DATE 05-May-2011
ISIN CA2849021035 AGENDA 933393439 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------ -------- ------------
01 DIRECTOR Management
1 K. ROSS CORY For For
2 ROBERT R. GILMORE For For
3 GEOFFREY A. HANDLEY For For
4 WAYNE D. LENTON For For
5 MICHAEL PRICE For For
6 JONATHAN A. RUBENSTEIN For For
7 DONALD M. SHUMKA For For
8 PAUL N. WRIGHT For For
02 APPOINT KPMG LLP AS THE INDEPENDENT AUDITOR (SEE Management For For
PAGE 19 OF THE MANAGEMENT PROXY CIRCULAR)
03 AUTHORIZE THE DIRECTORS TO SET THE AUDITOR'S PAY, Management For For
IF KPMG IS REAPPOINTED AS THE INDEPENDENT AUDITOR
(SEE PAGE 19 OF THE MANAGEMENT PROXY CIRCULAR)
04 APPROVE THE ORDINARY RESOLUTION SET OUT ON PAGE Management Against Against
21 OF THE MANAGEMENT PROXY CIRCULAR APPROVING
THE AMENDED AND RESTATED INCENTIVE STOCK OPTION
PLAN FOR EMPLOYEES, CONSULTANTS AND ADVISORS
AND THE AMENDED AND RESTATED INCENTIVE STOCK
OPTION PLAN FOR OFFICERS AND DIRECTORS.
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 05-May-2011
ISIN US0374111054 AGENDA 933423395 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ------------ ------- --------------
01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Management For For
02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Management For For
03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Management For For
04 ELECTION OF DIRECTOR: JOHN A. KOCUR Management For For
05 RATIFICATION OF ERNST & YOUNG AS APACHE'S Management For For
INDEPENDENT AUDITORS
06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Management Abstain Against
EXECUTIVE OFFICERS
07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF APACHE'S NAMED EXECUTIVE
OFFICERS
08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
ADDITIONAL COMMON STOCK
09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED Management Against Against
CERTIFICATE OF INCORPORATION TO AUTHORIZE
ADDITIONAL PREFERRED STOCK
10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY Management For For
COMPENSATION PLAN
APACHE CORPORATION
SECURITY 037411105 MEETING TYPE Annual
TICKER SYMBOL APA MEETING DATE 05-May-2011
ISIN US0374111054 AGENDA 933423395 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- ------------
01 ELECTION OF DIRECTOR: G. STEVEN FARRIS Management For For
02 ELECTION OF DIRECTOR: RANDOLPH M. FERLIC Management For For
03 ELECTION OF DIRECTOR: A.D. FRAZIER, JR. Management For For
04 ELECTION OF DIRECTOR: JOHN A. KOCUR Management For For
05 RATIFICATION OF ERNST & YOUNG AS APACHE'S Management For For
INDEPENDENT AUDITORS
06 ADVISORY VOTE ON COMPENSATION OF APACHE'S NAMED Management Abstain Against
EXECUTIVE OFFICERS
07 TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON Management Abstain Against
COMPENSATION OF APACHE'S NAMED EXECUTIVE
OFFICERS
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 16
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- -----------
08 APPROVAL OF AMENDMENT TO APACHE'S RESTATED Management For For
CERTIFICATE OF INCORPORATION TO AUTHORIZE
ADDITIONAL COMMON STOCK
09 APPROVAL OF AMENDMENT TO APACHE'S RESTATED Management Against Against
CERTIFICATE OF INCORPORATION TO AUTHORIZE
ADDITIONAL PREFERRED STOCK
10 APPROVAL OF APACHE'S 2011 OMNIBUS EQUITY Management For For
COMPENSATION PLAN
ROCKWOOD HOLDINGS, INC.
SECURITY 774415103 MEETING TYPE Annual
TICKER SYMBOL ROC MEETING DATE 06-May-2011
ISIN US7744151033 AGENDA 933396726 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 BRIAN F. CARROLL For For
2 TODD A. FISHER For For
3 DOUGLAS L. MAINE For For
02 TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP Management For For
AS ROCKWOOD'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE Management Abstain Against
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS.
04 TO DETERMINE, IN A NON-BINDING, ADVISORY VOTE, Management Abstain Against
WHETHER A STOCKHOLDER VOTE TO APPROVE THE
COMPENSATION PAID TO OUR NAMED EXECUTIVE
OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE
YEARS.
AGRIUM INC.
SECURITY 008916108 MEETING TYPE Annual
TICKER SYMBOL AGU MEETING DATE 10-May-2011
ISIN CA0089161081 AGENDA 933402783 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------- ----------- -------- -----------
01 DIRECTOR Management
1 RALPH S. CUNNINGHAM For For
2 RUSSELL K. GIRLING For For
3 SUSAN A. HENRY For For
4 RUSSELL J. HORNER For For
5 DAVID J. LESAR For For
6 JOHN E. LOWE For For
7 A. ANNE MCLELLAN For For
8 DEREK G. PANNELL For For
9 FRANK W. PROTO For For
10 MICHAEL M. WILSON For For
11 VICTOR J. ZALESCHUK For For
02 THE APPOINTMENT OF KPMG LLP, CHARTERED Management For For
ACCOUNTANTS, AS AUDITORS OF THE CORPORATION.
ARCELORMITTAL
SECURITY 03938L104 MEETING TYPE Annual
TICKER SYMBOL MT MEETING DATE 10-May-2011
ISIN US03938L1044 AGENDA 933432673 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ------ -----------
01 APPROVAL OF THE CONSOLIDATED FINANCIAL Management For For
STATEMENTS FOR THE FINANCIAL YEAR 2010
02 APPROVAL OF THE PARENT COMPANY ANNUAL ACCOUNTS Management For For
FOR THE FINANCIAL YEAR 2010
03 ALLOCATION OF RESULTS, DETERMINATION OF DIVIDEND, Management For For
AND DETERMINATION OF COMPENSATION FOR MEMBERS
OF BOARD FOR 2010
04 GIVEN THE THIRD RESOLUTION, THE GENERAL MEETING, Management For For
UPON PROPOSAL OF THE BOARD, SETS THE AMOUNT OF
ANNUAL DIRECTORS' COMPENSATION TO BE ALLOCATED
TO THE BOARD MEMBERS AT USD 1,802,034 FOR 2010
05 DISCHARGE OF THE DIRECTORS Management For For
06 ELECTION OF DIRECTOR: MR. LAKSHMI N. MITTAL Management For For
07 ELECTION OF DIRECTOR: MR. ANTOINE SPILLMANN Management For For
08 ELECTION OF DIRECTOR: MR. LEWIS B. KADEN Management For For
09 ELECTION OF DIRECTOR: HRH PRINCE GUILLAUME DE Management For For
LUXEMBOURG
10 ELECTION OF DIRECTOR: MR. BRUNO LAFONT Management For For
11 APPOINTMENT OF AN INDEPENDENT COMPANY AUDITOR Management For For
FOR PURPOSES OF ANNUAL ACCOUNTS & CONSOLIDATED
FINANCIAL STATEMENTS FOR 2011
12 DECISION TO AUTHORISE A RESTRICTED SHARE UNIT Management For For
PLAN AND A PERFORMANCE SHARE UNIT PLAN 2011-2020
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 17
THE MOSAIC COMPANY
SECURITY 61945A107 MEETING TYPE Special
TICKER SYMBOL MOS MEETING DATE 11-May-2011
ISIN US61945A1079 AGENDA 933420008 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ----- ------------
01 TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT, Management For For
DATED AS OF JANUARY 18, 2011 (AS IT MAY BE AMENDED
FROM TIME TO TIME), BY AND AMONG THE MOSAIC
COMPANY, CARGILL, INCORPORATED, GNS II (U.S.) CORP.,
GNS MERGER SUB LLC, AND, FOR LIMITED PURPOSES SET
FORTH THEREIN, THE MARGARET A. CARGILL
FOUNDATION, AS MORE FULLY DESCRIBED IN THE
ACCOMPANYING PROXY STATEMENT.
02 VOTE TO APPROVE THE ADJOURNMENT OF THE SPECIAL Management For For
MEETING IF NECESSARY OR APPROPRIATE TO PERMIT
FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT
SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING
TO ADOPT THE MERGER AND DISTRIBUTION AGREEMENT.
CF INDUSTRIES HOLDINGS, INC.
SECURITY 125269100 MEETING TYPE Annual
TICKER SYMBOL CF MEETING DATE 11-May-2011
ISIN US1252691001 AGENDA 933429258 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ----------- -------- -------------
01 DIRECTOR Management
1 STEPHEN R. WILSON For For
2 WALLACE W. CREEK For For
3 WILLIAM DAVISSON For For
4 ROBERT G. KUHBACH For For
02 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
03 ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY Management Abstain Against
VOTE ON EXECUTIVE COMPENSATION.
04 RATIFICATION OF THE SELECTION OF KPMG LLP AS CF Management For For
INDUSTRIES HOLDINGS, INC.'S INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM FOR 2011.
05 STOCKHOLDER PROPOSAL REGARDING Shareholder Against For
DECLASSIFICATION OF THE BOARD OF DIRECTORS, IF
PROPERLY PRESENTED AT THE MEETING.
ANGLOGOLD ASHANTI LIMITED
SECURITY 035128206 MEETING TYPE Annual
TICKER SYMBOL AU MEETING DATE 11-May-2011
ISIN US0351282068 AGENDA 933434918 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ----- ------------
AOA ADOPTION OF FINANCIAL STATEMENTS Management For For
AOB RE-APPOINTMENT OF ERNST & YOUNG INC. AS AUDITORS Management For For
OF THE COMPANY
AOC ELECTION OF MR TT MBOWENI AS A DIRECTOR AND Management For For
CHAIRMAN
AOD ELECTION OF MR F OHENE-KENA AS A DIRECTOR Management For For
AOE ELECTION OF MR R GASANT AS A DIRECTOR Management For For
AOF RE-ELECTION OF MR WA NAIRN AS A DIRECTOR Management For For
AOG RE-ELECTION OF MR SM PITYANA AS A DIRECTOR Management For For
AOH APPOINTMENT OF PROF L W NKUHLU AS A MEMBER OF Management For For
THE AUDIT AND CORPORATE GOVERNANCE COMMITTEE
OF THE COMPANY
AOI APPOINTMENT OF MR F B ARISMAN AS A MEMBER OF THE Management For For
AUDIT AND CORPORATE GOVERNANCE COMMITTEE OF
THE COMPANY
AOJ APPOINTMENT OF MR R GASANT AS A MEMBER OF THE Management For For
AUDIT AND CORPORATE GOVERNANCE COMMITTEE OF
THE COMPANY
AOK GENERAL AUTHORITY TO DIRECTORS TO ALLOT AND Management For For
ISSUE ORDINARY SHARES
AOL AUTHORITY TO DIRECTORS TO ISSUE ORDINARY SHARES Management For For
FOR CASH
AOM AMENDMENT TO THE LONG-TERM INCENTIVE PLAN 2005 Management For For
AON APPROVAL OF THE ANGLOGOLD ASHANTI REMUNERATION Management For For
POLICY
ASO INCREASE IN NON-EXECUTIVE DIRECTORS' BOARD FEES Management For For
ASP INCREASE IN NON-EXECUTIVE DIRECTORS' BOARD Management For For
COMMITTEE FEES
ASQ ACQUISITION OF COMPANY'S OWN SHARES Management For For
EOA APPROVAL OF THE PROPOSED AMENDMENTS TO THE BEE Management For For
TRANSACTION
ESB AMENDMENTS TO THE COMPANY'S ARTICLES Management For For
EOC SPECIFIC ISSUE OF E ORDINARY SHARES AND ORDINARY Management For For
SHARES TO THE BOKAMOSO ESOP AND IZINGWE
EOD APPOINTMENT OF COMPANY SECRETARY OR DIRECTOR Management For For
TO DO ALL SUCH THINGS NECESSARY TO EFFECT THE
IMPLEMENTATION OF THE PROPOSED AMENDMENTS
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 18
BG GROUP PLC
SECURITY G1245Z108 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 12-May-2011
ISIN GB0008762899 AGENDA 702920693 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------------------------- ---------- ----- -------------
1 Annual Report and Accounts Management For For
2 Remuneration Report Management For For
3 Declaration of Dividend Management For For
4 Election of Fabio Barbosa Management For For
5 Election of Caio Koch-Weser Management For For
6 Election of Patrick Thomas Management For For
7 Re-election of Peter Backhouse Management For For
8 Re-election of Frank Chapman Management For For
9 Re-election of Baroness Hogg Management For For
10 Re-election of Dr John Hood Management For For
11 Re-election of Martin Houston Management For For
12 Re-election of Sir David Manning Management For For
13 Re-election of Mark Seligman Management For For
14 Re-election of Philippe Varin Management For For
15 Re-election of Sir Robert Wilson Management For For
16 To re-appoint PricewaterhouseCoopers LLP as auditors of the Management For For
Company, to hold office until the conclusion of the next general
meeting at which accounts are laid before the Company
17 Remuneration of auditors Management For For
18 Political donations Management For For
19 Authority to allot shares Management For For
20 Disapplication of pre-emption rights Management For For
21 Authority to make market purchases of own shares Management For For
22 Notice periods of general meetings Management For For
CMMT PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT Non-Voting
OF AUDITOR NAME IN RESOLUTI-ON 16. IF YOU HAVE
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN
THIS PROXY-FORM UNLESS YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU.
POTASH CORPORATION OF SASKATCHEWAN INC.
SECURITY 73755L107 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL POT MEETING DATE 12-May-2011
ISIN CA73755L1076 AGENDA 933391726 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ----------- ------ -----------
01 DIRECTOR Management
1 C.M. BURLEY For For
2 W.J. DOYLE For For
3 J.W. ESTEY For For
4 C.S. HOFFMAN For For
5 D.J. HOWE For For
6 A.D. LABERGE For For
7 K.G. MARTELL For For
8 J.J. MCCAIG For For
9 M. MOGFORD For For
10 P.J. SCHOENHALS For For
11 E.R. STROMBERG For For
12 E. VIYELLA DE PALIZA For For
02 THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS Management For For
AUDITORS OF THE CORPORATION.
03 THE RESOLUTION (ATTACHED AS APPENDIX B TO THE Management For For
ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
APPROVING THE ADOPTION OF A NEW PERFORMANCE
OPTION PLAN, THE FULL TEXT OF WHICH IS ATTACHED AS
APPENDIX C TO THE ACCOMPANYING MANAGEMENT
PROXY CIRCULAR.
04 THE ADVISORY RESOLUTION (ATTACHED AS APPENDIX D Management For For
TO THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR)
ACCEPTING THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION DISCLOSED IN THE
ACCOMPANYING MANAGEMENT PROXY CIRCULAR.
THE DOW CHEMICAL COMPANY
SECURITY 260543103 MEETING TYPE Annual
TICKER SYMBOL DOW MEETING DATE 12-May-2011
ISIN US2605431038 AGENDA 933392057 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ----------- ------ ------------
1A ELECTION OF DIRECTOR: ARNOLD A. ALLEMANG Management For For
1B ELECTION OF DIRECTOR: JACQUELINE K. BARTON Management For For
1C ELECTION OF DIRECTOR: JAMES A. BELL Management For For
1D ELECTION OF DIRECTOR: JEFF M. FETTIG Management For For
1E ELECTION OF DIRECTOR: BARBARA H. FRANKLIN Management For For
1F ELECTION OF DIRECTOR: JENNIFER M. GRANHOLM Management For For
1G ELECTION OF DIRECTOR: JOHN B. HESS Management For For
1H ELECTION OF DIRECTOR: ANDREW N. LIVERIS Management For For
1I ELECTION OF DIRECTOR: PAUL POLMAN Management For For
1J ELECTION OF DIRECTOR: DENNIS H. REILLEY Management For For
1K ELECTION OF DIRECTOR: JAMES M. RINGLER Management For For
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 19
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------ ---------- ------ ----------
1L ELECTION OF DIRECTOR: Management For For
RUTH G. SHAW
1M ELECTION OF DIRECTOR: Management For For
PAUL G. STERN
02 RATIFICATION OF THE APPOINTMENT Management For For
OF THE INDEPENDENT REGISTERED
PUBLIC ACCOUNTING FIRM.
03 ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 FREQUENCY OF FUTURE ADVISORY Management Abstain Against
VOTES ON EXECUTIVE
COMPENSATION.
05 STOCKHOLDER PROPOSAL ON Shareholder Against For
SHAREHOLDER ACTION BY
WRITTEN CONSENT.
TOTAL S.A.
SECURITY 89151E109 MEETING TYPE Annual
TICKER SYMBOL TOT MEETING DATE 13-May-2011
ISIN US89151E1091 AGENDA 933432661 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------ ---------- ------ ----------
O1 APPROVAL OF PARENT COMPANY Management For For
FINANCIAL STATEMENTS
O2 APPROVAL OF CONSOLIDATED Management For For
FINANCIAL STATEMENTS
O3 ALLOCATION OF EARNINGS, Management For For
DECLARATION OF DIVIDEND
O4 AGREEMENTS COVERED BY Management For For
ARTICLE L. 225-38 OF THE
FRENCH COMMERCIAL CODE
O5 AUTHORIZATION FOR THE BOARD Management For For
OF DIRECTORS TO
TRADE IN SHARES OF THE COMPANY
O6 RENEWAL OF THE APPOINTMENT OF Management For For
MS. PATRICIABARBIZET AS
A DIRECTOR
O7 RENEWAL OF THE APPOINTMENT Management For For
OF MR. PAUL DESMARAIS
JR. AS A DIRECTOR
O8 RENEWAL OF THE APPOINTMENT OF Management For For
MR. CLAUDE MANDIL
AS A DIRECTOR
O9 APPOINTMENT OF MS. MARIE- Management For For
CHRISTINE COISNE AS A
DIRECTOR
O10 APPOINTMENT OF MS. BARBARA Management For For
KUX AS A DIRECTOR
E11 AUTHORIZATION TO GRANT Management For For
RESTRICTED SHARES IN
COMPANY TO EMPLOYEES OF GROUP
AND TO MANAGERS
OF COMPANY OR OTHER GROUP COMPANIES.
A AMENDMENT OF ARTICLE 9 OF THE Shareholder Against For
COMPANY'S ARTICLES
OF ASSOCIATION, ALL AS MORE FULLY
DESCRIBED IN THE
PROXY STATEMENT.
TRANSOCEAN, LTD.
SECURITY H8817H100 MEETING TYPE Annual
TICKER SYMBOL RIG MEETING DATE 13-May-2011
ISIN CH0048265513 AGENDA 933443171 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------ ----------- ------- ----------
01 APPROVAL OF THE 2010 ANNUAL Management For For
REPORT, INCLUDING THE
CONSOLIDATED FINANCIAL STATEMENTS
OF TRANSOCEAN
LTD. FOR FISCAL YEAR 2010 AND
THE STATUTORY
FINANCIAL STATEMENTS OF
TRANSOCEAN LTD. FOR
FISCAL YEAR 2010.
02 DISCHARGE OF THE MEMBERS Management For For
OF THE BOARD OF
DIRECTORS AND EXECUTIVE
MANAGEMENT FROM
LIABILITY FOR ACTIVITIES DURING
FISCAL YEAR 2010.
03 APPROPRIATION OF AVAILABLE Management For For
EARNINGS FOR FISCAL
YEAR 2010.
04 PROPOSED REALLOCATION OF Management For For
FREE RESERVE TO LEGAL
RESERVE, RESERVE FROM CAPITAL
CONTRIBUTIONS.
05 RESCISSION OF THE DISTRIBUTION Management For For
TO SHAREHOLDERS IN
THE FORM OF A PAR VALUE REDUCTION
AS APPROVED AT
THE 2010 ANNUAL GENERAL MEETING.
06 RELEASE AND ALLOCATION OF LEGAL Management For For
RESERVE, RESERVE
FROM CAPITAL CONTRIBUTIONS, TO
DIVIDEND RESERVE
FROM CAPITAL CONTRIBUTIONS;
DIVIDEND DISTRIBUTION
OUT OF THE DIVIDEND RESERVE FROM
CAPITAL CONTRIBUTIONS. IF
PROPOSAL 3 AND
PROPOSAL 5 ARE NOT APPROVED AS
PROPOSED BY THE BOARD OF
DIRECTORS, THERE WILL BE NO
VOTE ON THIS PROPOSAL 6.
07 NEW AUTHORIZED SHARE CAPITAL. Management For For
08 REDUCTION OF THE MAXIMUM NUMBER Management For For
OF MEMBERS OF
THE BOARD OF DIRECTORS TO 12.
9A ELECTION OF CLASS III DIRECTOR: Management For For
JAGJEET S. BINDRA
9B ELECTION OF CLASS III DIRECTOR: Management For For
STEVE LUCAS
9C ELECTION OF CLASS I DIRECTOR: Management For For
TAN EK KIA
9D REELECTION OF CLASS III DIRECTOR: Management For For
MARTIN B. MCNAMARA
9E REELECTION OF CLASS III DIRECTOR: Management For For
IAN C. STRACHAN
10 APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE COMPANY'S INDEPENDENT
REGISTERED PUBLIC ACCOUNTING FIRM
FOR FISCAL YEAR 2011 AND
REELECTION OF ERNST & YOUNG LTD.,
ZURICH, AS THE COMPANY'S AUDITOR
FOR A FURTHER ONE-YEAR TERM.
11 ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
12 ADVISORY VOTE ON THE FREQUENCY Management Abstain Against
OF EXECUTIVE
COMPENSATION VOTE.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 20
CAMECO CORPORATION
SECURITY 13321L108 MEETING TYPE Annual
TICKER SYMBOL CCJ MEETING DATE 17-May-2011
ISIN CA13321L1085 AGENDA 933379794 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- -------------------- ------- ----------
01 YOU DECLARE THAT THE SHARES Shareholder Against For
REPRESENTED BY THIS
VOTING INSTRUCTION FORM ARE
HELD, BENEFICIALLY
OWNED OR CONTROLLED, EITHER
DIRECTLY OR INDIRECTLY, BY A
RESIDENT OF CANADA AS DEFINED ON
THE FORM. IF THE SHARES ARE HELD
IN THE NAMES OF TWO OR MORE PEOPLE,
YOU DECLARE THAT ALL OF
THESE PEOPLE ARE RESIDENTS OF CANADA.
02 DIRECTOR Management
1 DANIEL CAMUS For For
2 JOHN H. CLAPPISON For For
3 JOE F. COLVIN For For
4 JAMES R. CURTISS For For
5 DONALD H.F. DERANGER For For
6 JAMES K. GOWANS For For
7 TIMOTHY S. GITZEL For For
8 GERALD W. GRANDEY For For
9 NANCY E. HOPKINS For For
10 OYVIND HUSHOVD For For
11 A. ANNE MCLELLAN For For
12 A. NEIL MCMILLAN For For
13 VICTOR J. ZALESCHUK For For
03 APPOINT KPMG LLP AS AUDITORS Management For For
04 YOU ARE BEING ASKED TO CONFIRM Management For For
TWO AMENDMENTS
TO OUR GENERAL BYLAWS TO INCREASE
THE QUORUM FOR MEETINGS OF OUR
SHAREHOLDERS AND CLARIFY
THE MINIMUM QUORUM FOR MEETINGS
OF OUR BOARD OF DIRECTORS:
RESOLVED THAT THE AMENDMENT
OF BYLAW NO. 6 (A BYLAW RELATING
GENERALLY TO THE CONDUCT
OF THE BUSINESS AND AFFAIRS
OF CAMECO CORPORATION) APPROVED
AT MEETINGS OF CAMECO'S
BOARD OF DIRECTORS ON NOVEMBER
4, 2010 AND FEBRUARY 11, 2011 IS
HEREBY CONFIRMED.
05 RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH Management For For
THE ROLE AND RESPONSIBILITIES OF THE BOARD OF
DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE
APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN
CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN
ADVANCE OF THE 2011 ANNUAL MEETING OF
SHAREHOLDERS.
ANADARKO PETROLEUM CORPORATION
SECURITY 032511107 MEETING TYPE Annual
TICKER SYMBOL APC MEETING DATE 17-May-2011
ISIN US0325111070 AGENDA 933403622 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------- ----------- ------- ----------
1A ELECTION OF DIRECTOR: JOHN R. BUTLER, JR. Management For For
1B ELECTION OF DIRECTOR: KEVIN P. CHILTON Management For For
1C ELECTION OF DIRECTOR: LUKE R. CORBETT Management For For
1D ELECTION OF DIRECTOR: H. PAULETT EBERHART Management For For
1E ELECTION OF DIRECTOR: PRESTON M. GEREN III Management For For
1F ELECTION OF DIRECTOR: JOHN R. GORDON Management For For
1G ELECTION OF DIRECTOR: JAMES T. HACKETT Management For For
02 RATIFICATION OF APPOINTMENT OF KPMG LLP AS Management For For
INDEPENDENT AUDITOR.
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION.
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 STOCKHOLDER PROPOSAL- GENDER IDENTITY NON- Shareholder Against For
DISCRIMINATION POLICY.
06 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY OF Shareholder Against For
INDEPENDENT DIRECTOR CHAIRMAN.
07 STOCKHOLDER PROPOSAL- ADOPTION OF POLICY ON Shareholder Against For
ACCELERATED VESTING OF EQUITY AWARDS.
08 STOCKHOLDER PROPOSAL- REPORT ON POLITICAL Shareholder Against For
CONTRIBUTIONS.
CLIFFS NATURAL RESOURCES INC.
SECURITY 18683K101 MEETING TYPE Annual
TICKER SYMBOL CLF MEETING DATE 17-May-2011
ISIN US18683K1016 AGENDA 933410172 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------- ----------
1A ELECTION OF DIRECTOR: J.A. CARRABBA Management For For
1B ELECTION OF DIRECTOR: S.M. CUNNINGHAM Management For For
1C ELECTION OF DIRECTOR: B.J. ELDRIDGE Management For For
1D ELECTION OF DIRECTOR: A.R. GLUSKI Management For For
1E ELECTION OF DIRECTOR: S.M. GREEN Management For For
1F ELECTION OF DIRECTOR: J.K. HENRY Management For For
1G ELECTION OF DIRECTOR: J.F. KIRSCH Management For For
1H ELECTION OF DIRECTOR: F.R. MCALLISTER Management For For
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 21
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ----------- ------- -----------
1I ELECTION OF DIRECTOR: R. PHILLIPS Management For For
1J ELECTION OF DIRECTOR: R.K. RIEDERER Management For For
1K ELECTION OF DIRECTOR: R.A. ROSS Management For For
1L ELECTION OF DIRECTOR: A. SCHWARTZ Management For For
02 A PROPOSAL TO AMEND THE SECOND AMENDED ARTICLES Management For For
OF INCORPORATION TO INCREASE THE NUMBER OF
AUTHORIZED COMMON SHARES
03 ADVISORY VOTE ON NAMED EXECUTIVE OFFICER Management Abstain Against
COMPENSATION, COMMONLY KNOWN AS "SAY ON PAY"
04 ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER Management Abstain Against
VOTES ON OUR NAMED EXECUTIVE OFFICER
COMPENSATION
05 A SHAREHOLDER PROPOSAL REGARDING MAJORITY Shareholder Against For
VOTING IN DIRECTOR ELECTIONS
06 RATIFICATION OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR
GOLD FIELDS LIMITED
SECURITY 38059T106 MEETING TYPE Annual
TICKER SYMBOL GFI MEETING DATE 17-May-2011
ISIN US38059T1060 AGENDA 933432762 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ---- ----------
O1 RE-APPOINTMENT OF AUDITORS Management For For
O2 ELECTION OF DIRECTOR Management For For
O3 RE-ELECTION OF DIRECTOR Management For For
O4 RE-ELECTION OF DIRECTOR Management For For
O5 RE-ELECTION OF DIRECTOR Management For For
O6 ELECTION OF THE AUDIT COMMITTEE - ELECTION OF MS Management For For
GM WILSON (CHAIR)
O7 ELECTION OF THE AUDIT COMMITTEE - ELECTION OF MR Management For For
RP MENELL
O8 ELECTION OF THE AUDIT COMMITTEE - ELECTION OF MR Management For For
DMJ NCUBE
O9 ELECTION OF THE AUDIT COMMITTEE - ELECTION OF MR Management For For
RL PENNANT-REA
O10 APPROVAL FOR THE ISSUE OF AUTHORISED BUT Management For For
UNISSUED ORDINARY SHARES
O11 APPROVAL FOR THE ISSUE OF AUTHORISED BUT Management For For
UNISSUED NON-CONVERTIBLE REDEEMABLE PREFERENCE
SHARES
O12 ISSUING EQUITY SECURITIES FOR CASH Management For For
O13 ENDORSEMENT OF THE REMUNERATION POLICY Management For For
OS1 INCREASE OF AUDIT COMMITTEE NON-EXECUTIVE Management For For
DIRECTORS' FEES
OS2 ACQUISITION OF COMPANY'S OWN SHARES Management For For
B1 ADOPTION OF FINANCIAL STATEMENTS Management For For
B2 RE-APPOINTMENT OF AUDITORS Management For For
B3 ELECTION OF DIRECTOR Management For For
B4 RE-ELECTION OF DIRECTOR Management For For
B5 RE-ELECTION OF DIRECTOR Management For For
B6 RE-ELECTION OF DIRECTOR Management For For
B7 PLACEMENT OF UNISSUED ORDINARY SHARES UNDER THE Management For For
CONTROL OF THE DIRECTORS
B8 PLACEMENT OF NON-CONVERTIBLE REDEEMABLE Management For For
PREFERENCE SHARES UNDER THE CONTROL OF THE
DIRECTORS
B9 ISSUING EQUITY SECURITIES FOR CASH Management For For
B10 INCREASE OF AUDIT COMMITTEE NON-EXECUTIVE Management For For
DIRECTORS' FEES
SB1 ACQUISITION OF COMPANY'S OWN SHARES Management For For
CORN PRODUCTS INTERNATIONAL, INC.
SECURITY 219023108 MEETING TYPE Annual
TICKER SYMBOL CPO MEETING DATE 18-May-2011
ISIN US2190231082 AGENDA 933404270 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ------------------ ------- ----------
01 DIRECTOR Management
1 RICHARD J. ALMEIDA For For
2 GREGORY B. KENNY For For
3 JAMES M. RINGLER For For
02 TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION Management Abstain Against
OF THE COMPANY'S "NAMED EXECUTIVE OFFICERS."
03 TO RECOMMEND, BY ADVISORY VOTE, WHETHER TO HAVE Management Abstain Against
STOCKHOLDERS VOTE TO APPROVE, BY ADVISORY VOTE,
THE COMPENSATION OF THE COMPANY'S "NAMED
EXECUTIVE OFFICERS" EVERY YEAR, EVERY TWO YEARS
OR EVERY THREE YEARS.
04 TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE Management For For
INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF
THE COMPANY AND ITS SUBSIDIARIES, IN RESPECT OF THE
COMPANY'S OPERATIONS IN 2011.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 22
GOLDCORP INC.
SECURITY 380956409 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL GG MEETING DATE 18-May-2011
ISIN CA3809564097 AGENDA 933411693 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ --------------------- ------- ----------
A DIRECTOR Management
1 IAN W. TELFER For For
2 DOUGLAS M. HOLTBY For For
3 CHARLES A. JEANNES For For
4 JOHN P. BELL For For
5 LAWRENCE I. BELL For For
6 BEVERLEY A. BRISCOE For For
7 PETER J. DEY For For
8 P. RANDY REIFEL For For
9 A. DAN ROVIG For For
10 KENNETH F. WILLIAMSON For For
B IN RESPECT OF THE APPOINTMENT OF DELOITTE & Management For For
TOUCHE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS
OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO
FIX THEIR REMUNERATION;
C A RESOLUTION APPROVING AN AMENDED AND RESTATED Management For For
STOCK OPTION PLAN FOR THE COMPANY;
D A RESOLUTION AMENDING ARTICLES OF THE COMPANY TO Management For For
INCREASE THE MAXIMUM NUMBER OF DIRECTORS FROM
10 TO 12;
E THE SHAREHOLDER PROPOSAL ATTACHED AS SCHEDULE Shareholder Against For
"C" TO THE MANAGEMENT INFORMATION CIRCULAR
ACCOMPANYING THIS VOTING INSTRUCTION FORM.
FRANCO-NEVADA CORPORATION
SECURITY 351858105 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL FNNVF MEETING DATE 18-May-2011
ISIN CA3518581051 AGENDA 933418801 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ------------------ ---- ----------
01 DIRECTOR Management
1 PIERRE LASSONDE For For
2 DAVID HARQUAIL For For
3 DEREK W. EVANS For For
4 GRAHAM FARQUHARSON For For
5 LOUIS GIGNAC For For
6 RANDALL OLIPHANT For For
7 DAVID R. PETERSON For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, Management For For
CHARTERED ACCOUNTANTS, AS AUDITORS OF THE
CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 TO CONSIDER AND, IF THOUGHT APPROPRIATE, PASS, Management For For
WITH OR WITHOUT VARIATION, THE ADVISORY
RESOLUTION ON THE CORPORATION'S APPROACH TO
EXECUTIVE COMPENSATION.
IAMGOLD CORPORATION
SECURITY 450913108 MEETING TYPE Annual
TICKER SYMBOL IAG MEETING DATE 18-May-2011
ISIN CA4509131088 AGENDA 933438625 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ------------------- ---- ----------
01 DIRECTOR Management
1 DEREK BULLOCK For For
2 JOHN E. CALDWELL For For
3 DONALD K. CHARTER For For
4 W. ROBERT DENGLER For For
5 GUY G. DUFRESNE For For
6 STEPHEN J.J. LETWIN For For
7 MAHENDRA NAIK For For
8 WILLIAM D. PUGLIESE For For
9 JOHN T. SHAW For For
02 APPOINTMENT OF KPMG LLP, CHARTERED ACCOUNTANTS, Management For For
AS AUDITOR OF THE CORPORATION FOR THE ENSUING
YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
03 RESOLVED, ON AN ADVISORY BASIS, AND NOT TO DIMINISH Management For For
THE ROLE AND RESPONSIBILITIES OF THE BOARD OF
DIRECTORS OF THE CORPORATION, THAT THE
SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE
COMPENSATION DISCLOSED IN THE CORPORATION'S
INFORMATION CIRCULAR DELIVERED IN ADVANCE OF THE
2011 ANNUAL MEETING OF SHAREHOLDERS.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 23
HALLIBURTON COMPANY
SECURITY 406216101 MEETING TYPE Annual
TICKER SYMBOL HAL MEETING DATE 19-May-2011
ISIN US4062161017 AGENDA 933402668 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------- ----------- ------- ----------
1A ELECTION OF DIRECTOR: A.M. BENNETT Management For For
1B ELECTION OF DIRECTOR: J.R. BOYD Management For For
1C ELECTION OF DIRECTOR: M. CARROLL Management For For
1D ELECTION OF DIRECTOR: N.K. DICCIANI Management For For
1E ELECTION OF DIRECTOR: S.M. GILLIS Management For For
1F ELECTION OF DIRECTOR: A.S. JUM'AH Management For For
1G ELECTION OF DIRECTOR: D.J. LESAR Management For For
1H ELECTION OF DIRECTOR: R.A. MALONE Management For For
1I ELECTION OF DIRECTOR: J.L. MARTIN Management For For
1J ELECTION OF DIRECTOR: D.L. REED Management For For
02 PROPOSAL FOR RATIFICATION OF THE SELECTION OF Management For For
AUDITORS.
03 PROPOSAL FOR ADVISORY VOTE ON EXECUTIVE Management Abstain Against
COMPENSATION.
04 PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF Management Abstain Against
AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.
05 PROPOSAL ON HUMAN RIGHTS POLICY. Shareholder Against For
06 PROPOSAL ON POLITICAL CONTRIBUTIONS. Shareholder Against For
ALPHA NATURAL RESOURCES, INC.
SECURITY 02076X102 MEETING TYPE Annual
TICKER SYMBOL ANR MEETING DATE 19-May-2011
ISIN US02076X1028 AGENDA 933404321 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ----------------------- ------- ----------
1 DIRECTOR Management
1 MICHAEL J. QUILLEN For For
2 WILLIAM J. CROWLEY, JR. For For
3 KEVIN S. CRUTCHFIELD For For
4 E. LINN DRAPER, JR. For For
5 GLENN A. EISENBERG For For
6 P. MICHAEL GIFTOS For For
7 JOEL RICHARDS, III For For
8 JAMES F. ROBERTS For For
9 TED G. WOOD For For
2 AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
3 AN ADVISORY VOTE ON FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
4 RATIFICATION OF KPMG LLP AS ALPHA'S INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL
YEAR ENDING DECEMBER 31, 2011.
5 STOCKHOLDER PROPOSAL REGARDING POLLUTION. Shareholder Against For
TITANIUM METALS CORPORATION
SECURITY 888339207 MEETING TYPE Annual
TICKER SYMBOL TIE MEETING DATE 19-May-2011
ISIN US8883392073 AGENDA 933408381 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------------ ------- ----------
1 DIRECTOR Management
1 KEITH R. COOGAN For For
2 GLENN R. SIMMONS For For
3 HAROLD C. SIMMONS For For
4 THOMAS P. STAFFORD For For
5 STEVEN L. WATSON For For
6 TERRY N. WORRELL For For
7 PAUL J. ZUCCONI For For
2 SAY-ON-PAY APPROVAL OF NON-BINDING ADVISORY VOTE Management Abstain Against
APPROVING EXECUTIVE COMPENSATION.
3 SAY-WHEN-ON-PAY, NON-BINDING ADVISORY VOTE ON THE Management Abstain Against
PREFERRED FREQUENCY OF EXECUTIVE COMPENSATION
VOTES.
NATIONAL OILWELL VARCO, INC.
SECURITY 637071101 MEETING TYPE Annual
TICKER SYMBOL NOV MEETING DATE 19-May-2011
ISIN US6370711011 AGENDA 933414853 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------- ------- ----------
1A ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP Management For For
1B ELECTION OF DIRECTOR: JEFFERY A. SMISEK Management For For
02 RATIFICATION OF INDEPENDENT AUDITORS. Management For For
03 APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF Management Abstain Against
OUR NAMED EXECUTIVE OFFICERS.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 24
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ----------- ------- ----------
04 RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF Management Abstain Against
THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER
COMPENSATION.
05 APPROVE AN AMENDMENT TO OUR AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE
FOR THE ANNUAL ELECTION OF ALL DIRECTORS.
06 APPROVE AN AMENDMENT TO OUR AMENDED AND Management For For
RESTATED CERTIFICATE OF INCORPORATION TO
INCREASE THE NUMBER OF AUTHORIZED SHARES OF
COMMON STOCK FROM 500,000,000 TO 1,000,000,000.
THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE
"AGAINST" THE FOLLOWING PROPOSAL
07 STOCKHOLDER PROPOSAL. Shareholder Against For
PANAUST LTD
SECURITY Q7283A110 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 20-May-2011
ISIN AU000000PNA4 AGENDA 702973795 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------------------- ---------- ---- ----------
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSAL 5 AND VOTES CAST BY ANY-INDIVIDUAL OR
RELATED PARTY WHO BENEFIT FROM THE PASSING OF
THE PROPOSAL/S-WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED BENEFIT OR-
EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT
VOTE (OR VOTE "ABSTAIN") ON-THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT YOU
HAVE-OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT
BY THE PASSING OF THE RELEVANT-PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON PROPOSAL (5), YOU
ACKNOWLEDGE THAT-YOU HAVE NOT OBTAINED BENEFIT
NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING-OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE
VOTING EXCLUSION.
1 Adoption of Remuneration Report Management For For
2 Election of Mr. John Crofts as a Director Management For For
3 Re-election of Mr. Garry Hounsell as a Director Management For For
4 Re-election of Mr. Geoffrey Billard as a Director Management For For
5 Approval of issue of shares and advance of loan under Executive Management For For
Long Term Share Plan
6 Approval of consolidation of shares on a 1 for 5 basis Management For For
INTREPID POTASH, INC
SECURITY 46121Y102 MEETING TYPE Annual
TICKER SYMBOL IPI MEETING DATE 25-May-2011
ISIN US46121Y1029 AGENDA 933410273 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: ROBERT P. JORNAYVAZ III Management For For
1B ELECTION OF DIRECTOR: HUGH E. HARVEY, JR. Management For For
02 THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS Management For For
INTREPID'S INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011.
03 APPROVE, BY NON-BINDING, ADVISORY VOTE, EXECUTIVE Management Abstain Against
COMPENSATION.
04 RECOMMEND, BY NON-BINDING, ADVISORY VOTE, THE Management Abstain Against
FREQUENCY OF THE NON-BINDING, ADVISORY VOTE ON
EXECUTIVE COMPENSATION.
WEATHERFORD INTERNATIONAL LTD
SECURITY H27013103 MEETING TYPE Annual
TICKER SYMBOL WFT MEETING DATE 25-May-2011
ISIN CH0038838394 AGENDA 933429359 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- -------------------------------------------------- ---------- ------- ----------
01 APPROVAL OF THE 2010 ANNUAL REPORT, THE Management For For
CONSOLIDATED FINANCIAL STATEMENTS OF
WEATHERFORD INTERNATIONAL LTD. FOR THE YEAR
ENDED DECEMBER 31, 2010 AND THE STATUTORY
FINANCIAL STATEMENTS OF WEATHERFORD
INTERNATIONAL LTD. FOR THE YEAR ENDED DECEMBER
31, 2010.
02 DISCHARGE OF THE BOARD OF DIRECTORS AND Management For For
EXECUTIVE OFFICERS FROM LIABILITY FOR ACTIONS OR
OMISSIONS DURING THE YEAR ENDED DECEMBER 31, 2010.
3A ELECTION OF DIRECTOR: BERNARD J. DUROC-DANNER Management For For
3B ELECTION OF DIRECTOR: SAMUEL W. BODMAN, III Management For For
3C ELECTION OF DIRECTOR: NICHOLAS F. BRADY Management For For
3D ELECTION OF DIRECTOR: DAVID J. BUTTERS Management For For
3E ELECTION OF DIRECTOR: WILLIAM E. MACAULAY Management For For
3F ELECTION OF DIRECTOR: ROBERT B. MILLARD Management For For
3G ELECTION OF DIRECTOR: ROBERT K. MOSES, JR. Management For For
3H ELECTION OF DIRECTOR: GUILLERMO ORTIZ Management For For
3I ELECTION OF DIRECTOR: EMYR JONES PARRY Management For For
3J ELECTION OF DIRECTOR: ROBERT A. RAYNE Management For For
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 25
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ------- ----------
04 APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT Management For For
REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR
ENDING DECEMBER 31, 2011 AND THE RE-ELECTION OF
ERNST & YOUNG LTD, ZURICH AS STATUTORY AUDITOR
FOR YEAR ENDING DECEMBER 31, 2011.
05 APPROVAL OF AN ADVISORY RESOLUTION REGARDING Management Abstain Against
EXECUTIVE COMPENSATION.
06 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
BUNGE LIMITED
SECURITY G16962105 MEETING TYPE Annual
TICKER SYMBOL BG MEETING DATE 27-May-2011
ISIN BMG169621056 AGENDA 933429652 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: ERNEST G. BACHRACH Management For For
1B ELECTION OF DIRECTOR: ENRIQUE H. BOILINI Management For For
02 TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011 AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE THE INDEPENDENT AUDITOR'S FEES.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
BUNGE LIMITED
SECURITY G16962105 MEETING TYPE Annual
TICKER SYMBOL BG MEETING DATE 27-May-2011
ISIN BMG169621056 AGENDA 933429652 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------------------------- ---------- ------- ----------
1A ELECTION OF DIRECTOR: ERNEST G. BACHRACH Management For For
1B ELECTION OF DIRECTOR: ENRIQUE H. BOILINI Management For For
02 TO APPOINT DELOITTE & TOUCHE LLP AS BUNGE LIMITED'S Management For For
INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING
DECEMBER 31, 2011 AND TO AUTHORIZE THE AUDIT
COMMITTEE OF THE BOARD OF DIRECTORS TO
DETERMINE THE INDEPENDENT AUDITOR'S FEES.
03 ADVISORY VOTE ON EXECUTIVE COMPENSATION. Management Abstain Against
04 ADVISORY VOTE ON THE FREQUENCY OF FUTURE Management Abstain Against
ADVISORY VOTES ON EXECUTIVE COMPENSATION.
SINO-FOREST CORPORATION
SECURITY 82934H101 MEETING TYPE Annual
TICKER SYMBOL SNOFF MEETING DATE 30-May-2011
ISIN CA82934H1010 AGENDA 933450190 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- -------------- ---- ----------
01 DIRECTOR Management
1 ALLEN CHAN For For
2 WILLIAM ARDELL For For
3 JAMES BOWLAND For For
4 JAMES HYDE For For
5 EDMUND MAK For For
6 JUDSON MARTIN For For
7 SIMON MURRAY For For
8 PETER WANG For For
9 GARRY WEST For For
02 APPOINTMENT OF ERNST & YOUNG LLP AS AUDITOR OF Management For For
THE CORPORATION FOR THE ENSUING YEAR AND
AUTHORIZING THE DIRECTORS OF THE CORPORATION TO
FIX THE REMUNERATION TO BE PAID TO THE AUDITOR.
ALPHA NATURAL RESOURCES, INC.
SECURITY 02076X102 MEETING TYPE Special
TICKER SYMBOL ANR MEETING DATE 01-Jun-2011
ISIN US02076X1028 AGENDA 933449197 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ---------- ---- ----------
01 TO APPROVE THE AMENDMENT TO ALPHA'S CERTIFICATE Management For For
OF INCORPORATION, AS DESCRIBED IN AND ATTACHED AS
ANNEX B TO THE JOINT PROXY STATEMENT/PROSPECTUS,
PURSUANT TO WHICH ALPHA WILL BE AUTHORIZED TO
ISSUE UP TO 400,000,000 SHARES OF COMMON STOCK,
PAR VALUE $0.01 PER SHARE.
02 TO APPROVE THE ISSUANCE OF SHARES OF ALPHA Management For For
COMMON STOCK, PAR VALUE $0.01 PER SHARE, TO
STOCKHOLDERS OF MASSEY ENERGY COMPANY
PURSUANT TO THE MERGER AGREEMENT, DATED
JANUARY 28, 2011, AMONG ALPHA, MOUNTAIN MERGER
SUB, INC., AND MASSEY.
03 TO APPROVE ADJOURNMENTS OF THE ALPHA SPECIAL Management For For
MEETING IF NECESSARY OR APPROPRIATE, INCLUDING TO
PERMIT FURTHER SOLICITATION OF PROXIES IF THERE
ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ALPHA
SPECIAL MEETING TO APPROVE ONE OR BOTH OF THE
PROPOSALS DESCRIBED ABOVE.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 26
HOCHSCHILD MNG PLC
SECURITY G4611M107 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 02-Jun-2011
ISIN GB00B1FW5029 AGENDA 703039847 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------ ---------- ---- ----------
1 To receive the audited accounts of the company for the year Management For For
ended 31 December 2010
2 To approve the 2010 Director's Remuneration Report Management For For
3 To approve the final dividend Management For For
4 To re-elect Eduardo Hochschild as a Director of the Company Management For For
5 To re-elect Ignacio Bustamante as a Director of the Company Management For For
6 To re-elect Jorge Born Jr as a Director of the Company Management For For
7 To re-elect Roberto Danino as a Director of the Company Management For For
8 To re-elect Sir Malcolm Field as a Director of the Company Management For For
9 To re-elect Nigel Moore as a Director of the Company Management For For
10 To re-elect Dionisio Romero as a Director of the Company Management For For
11 To re-elect Fred Vinton as a Director of the Company Management For For
12 To re-appoint Ernst & Young LLP as auditors Management For For
13 To authorise the Audit Committee to set the auditor's Management For For
remuneration
14 To authorise the Directors to allot shares Management For For
15 To approve the CEO's Enhanced LTIP Awards Management For For
16 To disapply statutory pre-emption rights Management For For
17 To authorise the company to make market purchases of its own Management For For
shares
18 To authorise general meetings other than Annual General Management For For
Meetings to be called on not less than 14 clear day's notice
ALLIED GOLD LTD
SECURITY Q02233106 MEETING TYPE Ordinary General Meeting
TICKER SYMBOL MEETING DATE 06-Jun-2011
ISIN AU000000ALD4 AGENDA 703066628 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ---------------------------------------------------- ---------- ---- ----------
CMMT VOTING EXCLUSIONS APPLY TO THIS MEETING FOR Non-Voting
PROPOSALS 1, 2 AND VOTES CAST BY-ANY INDIVIDUAL OR
RELATED PARTY WHO BENEFIT FROM THE PASSING OF
THE-PROPOSAL/S WILL BE DISREGARDED BY THE
COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR
EXPECT TO OBTAIN FUTURE BENEFIT YOU SHOULD NOT
VOTE (OR VOTE-"ABSTAIN") ON THE RELEVANT PROPOSAL
ITEMS. BY DOING SO, YOU ACKNOWLEDGE THAT-YOU
HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT
BY THE PASSING OF THE-RELEVANT PROPOSAL/S. BY
VOTING (FOR OR AGAINST) ON PROPOSALS (1 AND 2), YOU-
ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT
NEITHER EXPECT TO OBTAIN-BENEFIT BY THE PASSING OF
THE RELEVANT PROPOSAL/S AND YOU COMPLY WITH THE-
VOTING EXCLUSION.
1 Approval of Prior Capital Raising Management For For
2 Issue of Director Options Management For For
ALLIED GOLD LTD
SECURITY Q02233106 MEETING TYPE Scheme Meeting
TICKER SYMBOL MEETING DATE 06-Jun-2011
ISIN AU000000ALD4 AGENDA 703078419 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------- ---------- ---- ----------
1 That pursuant to and in accordance with section 411 of the Management For For
Corporations Act, the arrangement proposed between Allied Gold
Limited and its shareholders, as contained in and more particularly
described in the Scheme Booklet, is agreed to and the Board of
Directors of Allied Gold Limited is authorised to agree to such
alterations or conditions as are thought fit by the Court and,
subject to approval of the Share Scheme by the Court, to
implement the Share Scheme with any such alterations and
conditions
ALLIED GOLD LIMITED
SECURITY Q02233106 MEETING TYPE Annual
TICKER SYMBOL AIGOF MEETING DATE 06-Jun-2011
ISIN AU000000ALD4 AGENDA 933455633 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- --------------------------------- ---------- ---- ----------
01 APPROVAL OF PRIOR CAPITAL RAISING Management For For
02 ISSUE OF DIRECTOR OPTIONS. Management For For
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 27
ALLIED GOLD LIMITED
SECURITY Q02233106 MEETING TYPE Special
TICKER SYMBOL AIGOF MEETING DATE 06-Jun-2011
ISIN AU000000ALD4 AGENDA 933456128 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------- ---------- ---- ----------
01 APPROVAL OF THE SHARE SCHEME. Management For For
ANTOFAGASTA P L C
SECURITY G0398N128 MEETING TYPE Annual General Meeting
TICKER SYMBOL MEETING DATE 08-Jun-2011
ISIN GB0000456144 AGENDA 702972399 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------------------------ ---------- ---- ----------
1 To receive and adopt the Directors' and Auditors' Report and the Management For For
Financial Statements for the year ended 31 December 2010
2 To approve the Remuneration Report for the year ended 31 Management For For
December 2010
3 To declare a final dividend Management For For
4 To re-elect Mr J-P Luksic as a Director Management For For
5 To re-elect Mr C H Bailey as a Director Management For For
6 To re-elect Mr G S Menendez as a Director Management For For
7 To re-elect Mr R F Jara as a Director Management For For
8 To re-elect Mr G A Luksic as a Director Management For For
9 To re-elect Mr J G Claro as a Director Management For For
10 To re-elect Mr W M Hayes as a Director Management For For
11 To re-elect Mr H Dryland as a Director Management For For
12 To re-elect Mr T C Baker as a Director Management For For
13 To re-appoint Deloitte LLP as auditors and to authorise the Management For For
Directors to fix their remuneration
14 To grant authority to the Directors to allot securities Management For For
15 To grant power to the Directors to allot securities for cash other Management For For
than on a pro rata basis to shareholders
16 To renew the Company's authority to make market purchases of Management For For
Ordinary Shares
17 To permit the Company to call general meetings (other than Management For For
annual general meetings) on 14 clear days' notice
FREEPORT-MCMORAN COPPER & GOLD INC.
SECURITY 35671D857 MEETING TYPE Annual
TICKER SYMBOL FCX MEETING DATE 15-Jun-2011
ISIN US35671D8570 AGENDA 933435720 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------- ------------ ------- ----------
1 DIRECTOR Management
1 RICHARD C. ADKERSON For For
2 ROBERT J. ALLISON, JR. For For
3 ROBERT A. DAY For For
4 GERALD J. FORD For For
5 H. DEVON GRAHAM, JR. For For
6 CHARLES C. KRULAK For For
7 BOBBY LEE LACKEY For For
8 JON C. MADONNA For For
9 DUSTAN E. MCCOY For For
10 JAMES R. MOFFETT For For
11 B.M. RANKIN, JR. For For
12 STEPHEN H. SIEGELE For For
2 APPROVAL, ON AN ADVISORY BASIS, OF THE Management Abstain Against
COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.
3 APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY Management Abstain Against
OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF
OUR NAMED EXECUTIVE OFFICERS.
4 RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG Management For For
LLP AS THE INDEPENDENT REGISTERED PUBLIC
ACCOUNTING FIRM.
5 STOCKHOLDER PROPOSAL REGARDING THE SELECTION Shareholder Against For
OF A CANDIDATE WITH ENVIRONMENTAL EXPERTISE TO BE
RECOMMENDED FOR ELECTION TO THE COMPANY'S
BOARD OF DIRECTORS.
DULUTH METALS LIMITED
SECURITY 26443R100 MEETING TYPE Annual and Special Meeting
TICKER SYMBOL DULMF MEETING DATE 15-Jun-2011
ISIN CA26443R1001 AGENDA 933465925 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ----------------------------------------------- ---------- ------- ----------
01 THE ELECTION OF DIRECTORS AS SET FORTH IN THE Management For For
ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR;
02 THE APPOINTMENT OF AUDITORS AND THE Management For For
AUTHORIZATION OF DIRECTORS TO FIX THE AUDITORS'
REMUNERATION AS SET FORTH IN THE ACCOMPANYING
MANAGEMENT INFORMATION CIRCULAR;
03 PASSAGE, WITH OR WITHOUT AMENDMENT, OF A Management Against Against
RESOLUTION TO AMEND THE CORPORATION'S STOCK
OPTION PLAN AND TO APPROVE, RATIFY AND CONFIRM
THE STOCK OPTION PLAN SO AMENDED AND ANY GRANTS
MADE THEREUNDER.
ProxyEdge
Meeting Date Range:07/01/2010 to 06/30/2011 Report Date :07/08/2011
The Gabelli Natural Resources, Gold Income Trust 28
GOLD FIELDS LIMITED
SECURITY 38059T106 MEETING TYPE Special
TICKER SYMBOL GFI MEETING DATE 20-Jun-2011
ISIN US38059T1060 AGENDA 933467208 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
------ -------------------------------------------------- ------------ ---- ----------
S1 FINANCIAL ASSISTANCE IN TERMS OF SECTION 45 OF THE Management For For
ACT
O1 APPROVAL FOR THE PROPOSED ACQUISITION Management For For
O2 AUTHORITY TO GIVE EFFECT TO THE ABOVE RESOLUTIONS Management For For
LUNDIN MINING CORPORATION
SECURITY 550372106 MEETING TYPE Annual
TICKER SYMBOL LUNMF MEETING DATE 24-Jun-2011
ISIN CA5503721063 AGENDA 933473162 - Management
FOR/AGAINST
ITEM PROPOSAL TYPE VOTE MANAGEMENT
---- ------------------------------------------------ ------------- ---- ----------
01 DIRECTOR Management
1 COLIN K. BENNER For For
2 DONALD K. CHARTER For For
3 JOHN H. CRAIG For For
4 BRIAN D. EDGAR For For
5 LUKAS H. LUNDIN For For
6 DALE C. PENIUK For For
7 WILLIAM A. RAND For For
8 PHILIP J. WRIGHT For For
02 APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS Management For For
AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR
AND AUTHORIZING THE DIRECTORS TO FIX THEIR
REMUNERATION.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant The Gabelli Natural Resources, Gold & Income Trust
-------------------------------------------------------------------
By (Signature and Title)* /s/ Bruce N. Alpert
------------------------------------------------------
Bruce N. Alpert, Principal Executive Officer
Date August 10, 2011
----------
* Print the name and title of each signing officer under his or her signature.