Himax Technologies,
Inc.
|
(Name of
Issuer)
|
Ordinary Shares, par value US$0.3 per
share
|
(Title of Class of
Securities)
|
43289P106
|
(CUSIP
Number)
|
December 31, 2009
|
(Date of Event Which Requires Filing of
this
Statement)
|
CUSIP
No. 43289P106
|
Page 2
of
7
Pages
|
1
|
NAME OF REPORTING
PERSONS
S.S. OR I.R.S. IDENTIFICATION NO.
OF ABOVE PERSON
|
|
Jordan
Wu
|
||
2
|
CHECK THE APPROPRIATE BOX IF A
MEMBER OF A GROUP
|
|
3
|
SEC USE
ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
|
Republic of China
|
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
5
|
SOLE VOTING
POWER
|
24,804,868 (See item
4)
|
||
6
|
SHARED VOTING
POWER
|
|
667,600 (See item
4)
|
||
7
|
SOLE DISPOSITIVE
POWER
|
|
24,804,868 (See item
4)
|
||
8
|
SHARED DISPOSITIVE
POWER
|
|
667,600 (See item
4)
|
9
|
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
|
|
25,472,468 (See item
4)
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW
(9)
|
|
7.1% (See item
4)
|
||
12
|
TYPE OF REPORTING
PERSON
|
|
IN
|
CUSIP
No. 43289P106
|
Page 3 of
7
Pages
|
1
|
NAME OF REPORTING
PERSONS
S.S. OR I.R.S. IDENTIFICATION NO.
OF ABOVE PERSON
|
|
Arch Finance
Ltd.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP
|
(a) o
|
(b) x
|
||
3
|
SEC USE
ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
|
British Virgin
Islands
|
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
5
|
SOLE VOTING
POWER
|
18,378,868
|
||
6
|
SHARED VOTING
POWER
|
|
0
|
||
7
|
SOLE DISPOSITIVE
POWER
|
|
18,378,868
|
||
8
|
SHARED DISPOSITIVE
POWER
|
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING PERSON
|
|
18,378,868
|
||
10
|
CHECK BOX IF THE AGGREGATE
AMOUNT IN
ROW (9) EXCLUDES
CERTAIN SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
|
|
5.1%
|
||
12
|
TYPE OF REPORTING
PERSON
|
|
CO
|
CUSIP
No. 43289P106
|
Page 4 of
7
Pages
|
1
|
NAME OF REPORTING
PERSONS
S.S. OR I.R.S. IDENTIFICATION NO. OF
ABOVE PERSON
|
|
Shu Chuan Investment Co.,
Ltd.
|
||
2
|
CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP
|
(a) o
|
(b) x
|
||
3
|
SEC USE
ONLY
|
|
4
|
CITIZENSHIP OR PLACE OF
ORGANIZATION
|
|
Republic of China
|
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
5
|
SOLE VOTING
POWER
|
5,980,730
|
||
6
|
SHARED VOTING
POWER
|
|
0
|
||
7
|
SOLE DISPOSITIVE
POWER
|
|
5,980,730
|
||
8
|
SHARED DISPOSITIVE
POWER
|
|
0
|
9
|
AGGREGATE AMOUNT BENEFICIALLY
OWNED BY EACH REPORTING
PERSON
|
|
5,980,730
|
||
10
|
CHECK BOX IF THE AGGREGATE AMOUNT
IN ROW (9) EXCLUDES CERTAIN
SHARES
|
o |
11
|
PERCENT OF CLASS REPRESENTED BY
AMOUNT IN ROW (9)
|
|
1.7%
|
||
12
|
TYPE OF REPORTING
PERSON
|
|
CO
|
Item 1(a).
|
Name
of Issuer.
|
Item 1(b).
|
Address
of Issuer’s
Principal Executive Offices.
|
Item
2(a).
|
Name of
Person Filing.
|
Item 2(b).
|
Address
of Principal Business Office or, if None, Residence.
|
Item
2(c).
|
Citizenship.
|
Item 2(d).
|
Title
of Class of Securities.
|
Item
2(e).
|
CUSIP
Number.
|
Item 3.
|
If
this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b) or (c),
check whether the person filing is
a:
|
|
Investment company registered
under section 8 of the Investment Company Act of 1940 (15
U.S.C 80a-8);
|
|
(g) o
|
A parent holding company or
control person in accordance with §
240.13d-1(b)(1)(ii)(G);
|
|
(h) o
|
A savings associations as defined
in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C.
1813);
|
|
A church plan that is excluded from
the definition of an investment company under section 3(c)(14) of the
Investment Company Act (15 U.S.C.
80a-3);
|
|
(j) o
|
A non-U.S. institution in
accordance with §
240.13d-1(b)(1)(ii)(J);
|
Item
4.
|
Ownership.
|
Item 5.
|
Ownership
of Five Percent or Less of the Class.
|
Item 6.
|
Ownership
of More than Five Percent on Behalf of Another Person.
|
Item 7.
|
Identification
and Classification of the Subsidiary Which Acquired the
Security Being
Reported on by the Parent Holding Company.
|
Item 8.
|
Identification
and Classification of Members of the Group.
|
Item 9.
|
Notice
of Dissolution of Group.
|
Item
10.
|
Certification.
|
By:
|
/s/ Jordan
Wu
|
|||
Name:
|
Jordan Wu
|
|||
ARCH FINANCE LTD.
|
||||
By:
|
/s/ Jordan
Wu
|
|||
Name:
|
Jordan Wu
|
|||
Title:
|
Director
|
SHU CHUAN INVESTMENT
CO.,
LTD.
|
||||
By:
|
/s/ Jordan
Wu
|
|||
Name:
|
Jordan Wu
|
|||
Title:
|
Director
|
By:
|
/s/ Jordan
Wu
|
|||
Name:
|
Jordan Wu
|
|||
ARCH FINANCE
LTD.
|
||||
By:
|
/s/ Jordan
Wu
|
|||
Name:
|
Jordan Wu
|
|||
Title:
|
Director
|
SHU CHUAN INVESTMENT CO.,
LTD.
|
||||
By:
|
/s/ Jordan Wu
|
|||
Name:
|
Jordan Wu
|
|||
Title:
|
Director
|