Filed Pursuant to Rule 424(b)(3)
Registration No. 333-63976
Registration No. 333-67988
Trust Preferred Income Equity Redeemable Securities (PIERS) Units
CUSIP No. 939322 84 8
Warrants to purchase shares of Washington Mutual, Inc. Common Stock
CUSIP No. 939322 11 1
Trust Preferred Securities issued by Washington Mutual Capital Trust 2001
CUSIP No. 93933U 40 7
PROSPECTUS SUPPLEMENT DATED NOVEMBER 8, 2001
(TO PROSPECTUS DATED SEPTEMBER 4, 2001)
WASHINGTON MUTUAL, INC.
Trust Preferred Income Equity Redeemable Securities
(PIERS) Units
This document supplements the prospectus dated September 4, 2001, relating to
the units. Each unit consists of:
o a preferred security issued by Washington Mutual Capital Trust
2001 (the "Trust"), having a stated liquidation amount of $50,
representing an undivided beneficial interest in the assets of
the Trust, which assets consist solely of subordinated
debentures issued by Washington Mutual, Inc. each of which has
a principal amount at maturity of $50, a stated maturity of
July 1, 2041 and, at any time, an accreted value as described
in the prospectus; and
o a warrant to purchase at any time prior to the close of
business on May 3, 2041, 1.2081 shares of common stock of
Washington Mutual. The exercise price of each warrant on the
initial date of issuance was $32.33 and will accrete on a
daily basis as described in the prospectus to $50 on the
expiration date.
At any time after issuance of the units, the preferred security and warrant
components of each unit may be separated by the holder and transferred
separately. Thereafter, a separated preferred security and warrant may be
combined to form a unit.
The information in this prospectus supplements the information set forth under
the heading "Selling Securityholders" in the prospectus dated September 4, 2001.
Baptist Health of South Florida, Innovest Finanzdienstleistungs and Wyoming
State Treasurer were listed in the September 4, 2001 prospectus and have
subsequently purchased additional units. As a result, the number of units
eligible for resale pursuant to the Registration Statement by Baptist Health of
South Florida, Innovest Finanzdienstleistungs and Wyoming State Treasurer is
adjusted to the number set forth opposite each person's name (without adjustment
for any resales that such person has made pursuant to the Registration
Statement). The other persons named below are added to the list of Selling
Securityholders, and the number of units that may be sold pursuant to the
Registration Statement is as set forth opposite each person's name.
Securities That
Securities Beneficially Owned Prior to May be Sold
Selling Securityholder the Offering Hereunder
Number Type
ABN AMRO Securities LLC . . . . . 68,000 Units 68,000
Baptist Health of South Florida. . . . 11,402 Units 11,402
The Class I C Company. . . . . . . . . . 50,000 Units 50,000
Innovest Finanzdienstleistungs . . . . 10,890 Units 10,890
Van Kampen Equity Income Fund . 700,000 Units 700,000
Van Kampen Harbor Fund . . . . . . . 250,000 Units 250,000
Wyoming State Treasurer. . . . . . . . 23,851 Units 23,851
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"Preferred Income Equity Redeemable Securities" and "PIERS" are service marks
owned by Lehman Brothers Inc.
NEITHER THE SECURITIES AND EXCHANGE COMMISSION NOR ANY STATE SECURITIES
COMMISSION HAS APPROVED OR DISAPPROVED THESE SECURITIES OR DETERMINED IF THIS
PROSPECTUS IS TRUTHFUL OR COMPLETE. ANY REPRESENTATION TO THE CONTRARY IS A
CRIMINAL OFFENSE.
THESE SECURITIES OFFERED HEREBY ARE NOT SAVINGS ACCOUNTS, DEPOSITS OR
OTHER OBLIGATIONS OF ANY BANK OR SAVINGS ASSOCIATION AND ARE NOT INSURED BY THE
FEDERAL DEPOSIT INSURANCE CORPORATION, THE BANK INSURANCE FUND, THE SAVINGS
ASSOCIATION INSURANCE FUND OR ANY OTHER GOVERNMENTAL AGENCY.
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