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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
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Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
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Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Rights | (4) | 10/17/2007 | J(5) | 3,696 | 10/18/2007 | 11/16/2007 | Common Stock | 1,848 | $ 0 | 3,696 | D | ||||
Rights | (4) | 10/17/2007 | X | 1,260 (6) | 10/18/2007 | 11/16/2007 | Common Stock | 630 | $ 0 | 0 | D |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
DASH ACQUISITIONS LLC 9701 WILSHIRE BOULEVARD SUITE 1110 BEVERLY HILLS, CA 90212 |
X | |||
Dash Jonathan 183 RODEO DRIVE BEVERLY HILLS, CA 90212 |
X | X |
Dash Acquisitions LLC: /s/ Jonathan Dash, its Investment Advisor and President | 05/30/2008 | |
**Signature of Reporting Person | Date | |
/s/ Jonathan Dash | 05/30/2008 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | An individual took back custody of 66,561 shares previously managed by Dash Acquisitions LLC and 25,535 shares previously managed by Dash Acq. II, LP were transferred to Jonathan Dash. |
(2) | The reported securities are owned directly by Dash Acquisitions LLC, and indirectly by Jonathan Dash, as the President and control person of Dash Acquisitions LLC. Jonathan Dash disclaims beneficial ownership of the shares held by Dash Acquisitions LLC except to the extent of his pecuniary interest therein, and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all of the reported shares for purposes of Section 16 or for any other purpose. |
(3) | Represents balance of shares after transfer of 25,535 shares previously managed by Dash Acq. II, LP to Jonathan Dash. Dash Acq. II, LP no longer holds any shares. |
(4) | The exercise price of the rights is $8.50. Every two rights entitles the shareholder to purchase one share. |
(5) | These securities were granted to Jonathan Dash as an individual by the Issuer pursuant to subscription rights. |
(6) | Of the 3,696 rights acquired, 1,260 were exercised and 2,436 were not exercised and expired. |
Remarks: Exhibit 99.1 - Joint Filer Information |