|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |
|
| |||||||||||||||||||||||||||||
|
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | |||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number. | SEC 1474 (9-02) |
1. Title of Derivative Security (Instr. 3) |
2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) |
5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4, and 5) |
6. Date Exercisable and Expiration Date (Month/Day/Year) |
7. Title and Amount of Underlying Securities (Instr. 3 and 4) |
8. Price of Derivative Security (Instr. 5) |
9. Number of Derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) |
10. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 4) |
11. Nature of Indirect Beneficial Ownership (Instr. 4) |
||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Reporting Owner Name / Address | Relationships | |||
Director | 10% Owner | Officer | Other | |
Robins Jeffrey A C/O GLG PARTNERS, INC. 399 PARK AVENUE, 38TH FLOOR NEW YORK, NY 10022 |
X | |||
ROMAN GLG TRUST C/O GLG PARTNERS, INC. 399 PARK AVENUE, 38TH FLOOR NEW YORK, NY 10022 |
X |
/s/ Jeffrey A. Robins | 02/17/2009 | |
**Signature of Reporting Person | Date | |
/s/ Jeffrey A. Robins, in his capacity as trustee of the Roman GLG Trust | 02/17/2009 | |
**Signature of Reporting Person | Date |
* | If the form is filed by more than one reporting person, see Instruction 4(b)(v). |
** | Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) | Jeffrey Robins (the "Trustee") holds 18,698,529 shares of common stock solely in his capacity as trustee of the Roman GLG Trust, a trust established for the benefit of Emmanuel Roman and his family. The Trustee does not have any pecuniary interest in these shares. On March 24, 2008, Mr. Robins, in his capacity as trustee of the Roman GLG Trust, filed a Form 4 with respect to this transaction (described in Footnote 2 below). This amendment to the original Form 4 adds the Roman GLG Trust as an additional reporting person and restates the reporting on Table I of the original Form 4 to show the shares of common stock as indirectly beneficially owned on behalf of the Roman GLG Trust by Jackson Holding Services Inc., a British Virgin Islands company that is wholly owned by the Trustee, in his capacity as trustee of the Roman GLG Trust, and to gain access to the EDGAR system. |
(2) | On March 19, 2008, the Trustee changed its form of ownership of the common stock from direct to indirect as a result of the transfer of 18,698,529 shares by the Trustee to Jackson Holding Services Inc. |