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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13D
UNDER THE SECURITIES EXCHANGE ACT OF 1934
AMENDMENT NO.__________)*
NETRO CORPORATION
--------------------------------------------------------------------------------
(Name of Issuer)
COMMON
--------------------------------------------------------------------------------
(Title of Class of Securities)
64114R10
--------------------------------------------------------------------------------
(CUSIP Number)
AT&T WIRELESS SERVICES, INC. PERKINS COIE LLP
7277 164TH AVENUE NE, BUILDING 1 1201 THIRD AVENUE, SUITE 4800
REDMOND, WA 98052 with a copy to: SEATTLE, WA 98101
ATTN: GENERAL COUNSEL ATTN: MR. ERIC DEJONG
--------------------------------------------------------------------------------
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
FEBRUARY 12, 2002
--------------------------------------------------------------------------------
(Date of Event which Requires Filing of this Statement)
If the filing person has previously filed a statement on Schedule 13G to report
the acquisition that is the subject of this Schedule 13D, and is filing this
schedule because of Sections 240.13d-1(e), 24013d-1(f) or 24013d-1(g), check the
following box. [ ]
Page 1 of 68
SCHEDULE 13D
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CUSIP No. 64114R10
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NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION
1 NOS. OF ABOVE PERSONS (Entities Only)
AT&T WIRELESS SERVICES, INC. 91-1379052
--------------------------------------------------------------------------------
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions)
2
(a) [ ]
(b) [ ]
--------------------------------------------------------------------------------
SEC USE ONLY
3
--------------------------------------------------------------------------------
SOURCE OF FUNDS (See Instructions)
4
OO
--------------------------------------------------------------------------------
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO
5 ITEMS 2(d) or 2(e)
[ ]
--------------------------------------------------------------------------------
CITIZENSHIP OR PLACE OF ORGANIZATION
6
DELAWARE
--------------------------------------------------------------------------------
SOLE VOTING POWER
7
NUMBER OF 8,200,000
SHARES ----------------------------------------------------------------
BENEFICIALLY SHARED VOTING POWER
OWNED BY EACH 8
REPORTING N/A
PERSON ----------------------------------------------------------------
WITH SOLE DISPOSITIVE POWER
9
8,200,000
----------------------------------------------------------------
SHARED DISPOSITIVE POWER
10
N/A
--------------------------------------------------------------------------------
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
11
8,200,000
--------------------------------------------------------------------------------
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES
12 (See Instructions)
[ ]
--------------------------------------------------------------------------------
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
13
13.50%(1)
--------------------------------------------------------------------------------
TYPE OF REPORTING PERSON (See Instructions)
14
CO
--------------------------------------------------------------------------------
--------------
(1) Percentage is based upon 52,532,005 shares of Common Stock outstanding as
of November 2, 2001.
Page 2 of 68
ITEM 1. SECURITY AND ISSUER.
This Schedule 13D relates to the Common Stock, par value $.001 per share
("Common Stock"), of Netro Corporation, a Delaware corporation ("Issuer"). Its
principal executive office is located at 3860 North First Street, San Jose, CA
95134.
ITEM 2. IDENTITY AND BACKGROUND.
This filing is made by AT&T Wireless Services, Inc. ("AT&T Wireless").
AT&T Wireless is a Delaware corporation organized for the purpose of providing
wireless communications including, but not limited, to digital wireless networks
and wireless voice and data services. The principal business location of AT&T
Wireless is 7277 164th Avenue NE, Building 1, Redmond, Washington 98052.
Attached as Schedule A to this schedule 13D, and incorporated herein by
reference, is information concerning the directors and executive officers of
AT&T Wireless Services, which is required to be disclosed pursuant to General
Instruction C to Schedule 13D.
During the last five years, AT&T Wireless has not been convicted in a
criminal proceeding or been a party to a civil proceeding of a judicial or
administrative body of competent jurisdiction resulting in a judgment, decree,
or final order enjoining future violations of or prohibiting or mandating
activities subject to, Federal or State securities laws or finding of any
violation with respect to such laws.
ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION
All funds used to purchase shares of Common Stock reported in this
Schedule 13D came from the exchange of AT&T Wireless business unit assets.
ITEM 4. PURPOSE OF TRANSACTION
On February 11, 2002, AT&T Wireless acquired 8,200,000 shares of the
Common Stock of Issuer as partial consideration for the sale of certain of its
assets to the Issuer, pursuant to the terms of the Asset Purchase Agreement
dated January 14, 2002.
Pursuant to the terms of a Registration Rights Agreement, Issuer has
agreed to use its reasonable efforts to cause a registration statement on Form
S-3 covering the shares held by AT&T Wireless filed with the Securities and
Exchange Commission within 30 days of the date of the Asset Purchase Agreement
and to have an effective date within 90 days of the date of the Asset Purchase
Agreement. Issuer has agreed to use reasonable efforts to keep such registration
statement effective until the later of (I) the second anniversary of the date of
the Registration Rights Agreement and (ii) the date on which AT&T Wireless, or
its Affiliates, no longer has a representative on the Issuer's Board of
Directors.
Page 3 of 68
Pursuant to the Stock Purchase Agreement, the Issuer has agreed to
appoint Mr. Lewis Chakrin, and employee of AT&T Wireless, to the Board of
Directors of the Issuer.
ITEM 5. INTEREST IN SECURITIES OF THE ISSUER
(a) AT&T Wireless beneficially owns 8,200,000 shares of Common Stock of
the Issuer based on 52,532,005 shares of Common Stock outstanding as of November
2, 2001.
(b) Sole voting power: 8,200,000
Shared voting power 0
Sole dispositive power: 8,200,000
Shared dispositive power: 0
(d) Not applicable.
(e) Not applicable
ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS OR RELATIONSHIPS WITH RESPECT TO
SECURITIES OF THE ISSUER
Except as described in Item 4 above with respect to the appointment of
Mr. Chakrin to the Issuer's Board of Directors and the registration of the
shares held by AT&T Wireless on Form S-3, AT&T Wireless does not have any
contract, arrangement, understanding or relationship (legal or otherwise) with
any person with respect to any securities of the Issuer, including, but not
limited to, the transfer or voting of any of the securities, finder's fees,
joint ventures, loan or option arrangements, puts or calls, guarantees of
profits, division of profits or losses, or the giving or withholding of proxies.
ITEM 7. MATERIAL TO BE FILED AS EXHIBITS
1. Form of Asset Purchase Agreement dated January 14, 2002, between AT&T
Wireless and the Issuer.
2. Form of Registration Rights Agreement dated February 12, 2002,
between AT&T Wireless and the Issuer.
Page 4 of 68
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I
certify that the information set forth in this statement is true, complete and
correct.
February 22, 2002 /s/ Mary Brodd
______________________________ By:______________________________________
(Date) (Signature)
Mary Brodd
______________________________________
(Name)
Assistant Secretary
______________________________________
(Title)
The original statement shall be signed by each person on whose behalf the
statement is filed or his authorized representative. If the statement is signed
on behalf of a person by his authorized representative (other than an executive
officer or general partner of this filing person), evidence of the
representative's authority to sign on behalf of such person shall be filed with
the statement; provided, however, that a power of attorney for this purpose
which is already on file with the Commission may be incorporated by reference.
The name and any title of each person who signs the statement shall be typed or
printed beneath his signature.
ATTENTION: INTENTIONAL MISSTATEMENTS OR OMISSIONS
OF FACT CONSTITUTE FEDERAL CRIMINAL VIOLATIONS (SEE 18
U.S.C. 1001).
Page 5 of 68
SCHEDULE A
DIRECTORS AND EXECUTIVE OFFICERS
OF AT&T WIRELESS SERVICES, INC.
-------------------------------- ------------------------------ ------------------------------
Name Position Business or Residence Address
-------------------------------- ------------------------------ ------------------------------
Walter Y. Elisha Director Springs Industries, Inc.
205 North White Street
Fort Mill, SC 29715
-------------------------------- ------------------------------ ------------------------------
Donald V. Fites Director Caterpillar Inc.
100 NE Adams Street
Peoria, IL 61629-9210
-------------------------------- ------------------------------ ------------------------------
Ralph S. Larsen Director Johnson and Johnson
One Johnson and Johnson Plaza
New Brunswick, NJ 08933
-------------------------------- ------------------------------ ------------------------------
John W. Madigan Director Tribune Company
435 North Michigan Avenue
Suite 2300
Chicago, IL 60611-4001
-------------------------------- ------------------------------ ------------------------------
Nobuharu Ono Director NTT DoCoMo USA, Inc.
461 Fifth Avenue, 24th floor
New York, NY 10017
-------------------------------- ------------------------------ ------------------------------
Wayne Perry Director 11400 SE 6th Street
Suite 100
Bellevue, WA 98004
-------------------------------- ------------------------------ ------------------------------
A. Barry Rand Director 500 Woodbine Road
Stamford, CT 06903
-------------------------------- ------------------------------ ------------------------------
Carolyn Ticknor Director 2150 Bluestem Lane
Boise, ID 83706
-------------------------------- ------------------------------ ------------------------------
John D. Zeglis Chairman, Chief Executive AT&T Wireless Services, Inc.
Officer 7277 164th Avenue NE
Redmond, WA 98052
-------------------------------- ------------------------------ ------------------------------
Adele D. Ambrose Executive VP, Public "
Relations and Investor
Communications
-------------------------------- ------------------------------ ------------------------------
Michael R. Benson Sr. VP and Chief Information "
Officer
-------------------------------- ------------------------------ ------------------------------
Lewis W. Chakrin Sr. VP, Corporate Strategy "
and Planning
-------------------------------- ------------------------------ ------------------------------
Andre Dahan President, Mobile Multimedia "
Services
-------------------------------- ------------------------------ ------------------------------
Mohan S. Gyani Pres. And CEO, AT&T Mobility "
Services
-------------------------------- ------------------------------ ------------------------------
William W. Hague Sr. VP, Business Development "
-------------------------------- ------------------------------ ------------------------------
Robert H. Johnson Ex. VP -- National Wireless "
Operations
-------------------------------- ------------------------------ ------------------------------
[Michael G. Keith President, AT&T Fixed "]
Wireless Services
-------------------------------- ------------------------------ ------------------------------
Gregory P. Landis Sr. VP and General Counsel "
-------------------------------- ------------------------------ ------------------------------
Page 6 of 68
-------------------------------- ------------------------------ ------------------------------
D. Jane Marvin Sr. VP-Human Resources "
-------------------------------- ------------------------------ ------------------------------
Joseph McCabe, Jr. Ex. VP and Chief Financial "
Officer
-------------------------------- ------------------------------ ------------------------------
Roderick D. Nelson Sr. VP and Chief Technology "
Officer
-------------------------------- ------------------------------ ------------------------------
Philip H. Osman Ex. VP, Mobile Multimedia "
Services
-------------------------------- ------------------------------ ------------------------------
Jordan M. Roderick Pres., AT&T Wireless "
Services International
-------------------------------- ------------------------------ ------------------------------
Gregory L. Slemons Sr. VP, Wireless Network "
Services
-------------------------------- ------------------------------ ------------------------------
Page 7 of 68