Name
|
Shares acquired/allocated
|
Price per Share/ADS
|
Kathleen
Casey
|
23
American Depositary Shares (representing 115 ordinary shares of
US$0.50 each)
|
US$41.21561
|
Henri
de Castries
|
216
|
US$8.2430
|
John
Flint
|
4,853
|
US$8.2430
|
Irene
Lee
|
133
|
US$8.2430
|
Iain
Mackay
|
16,775
|
US$8.2430
|
Heidi
Miller
|
10
American Depositary Shares (representing 50 ordinary shares of
US$0.50 each)
|
US$42.07681
|
Marc
Moses
|
16,701
|
US$8.2430
|
Jonathan
Symonds2
|
465
59
|
US$8.2430
US$8.2430
|
Mark
Tucker
|
3,456
|
US$8.2430
|
Name
|
Shares acquired/allocated
|
Price per Share
|
Samir
Assaf
|
12,914
|
US$8.2430
|
Peter
Boyles
|
3,328
3,885
|
US$8.2430
£6.5497
|
Patrick
Burke
|
3,608
4,637
|
US$8.2430
£6.5290
|
Andy
Maguire
|
2,644
|
US$8.2430
|
Paulo
Maia
|
2,672
5
3,231
|
US$8.2430
£6.5380
£6.5497
|
Charlie
Nunn
|
843
|
US$8.2430
|
Noel
Quinn
|
2,702
|
US$8.2430
|
Antonio
Simoes
|
2,869
|
US$8.2430
|
Ian
Stuart
|
1,014
|
US$8.2430
|
Peter
Wong3
|
7,241
13,107
308
|
US$8.2430
£6.5497
US$8.2430
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Kathleen
Casey
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Non-executive
Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
American Depositary Shares ('ADS'). Each ADS represents five HSBC
Holdings plc Ordinary shares of US$0.50 each
|
GB0005405286
|
Outside of a trading venue
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$41.22
|
23
|
US$947.96
|
|
||
|
Aggregated
|
US$41.216
|
23
|
US$947.96
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Henri
de Castries
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Non-executive
Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
216
|
US$1,780.49
|
|
||
|
Aggregated
|
US$8.243
|
216
|
US$1,780.49
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
John
Flint
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Chief Executive
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
4,853
|
US$40,003.28
|
|
||
|
Aggregated
|
US$8.243
|
4,853
|
US$40,003.28
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Irene
Lee
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Non-executive
Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
133
|
US$1,096.32
|
|
||
|
Aggregated
|
US$8.243
|
133
|
US$1,096.32
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Iain
Mackay
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Finance Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
16,775
|
US$138,276.32
|
|
||
|
Aggregated
|
US$8.243
|
16,775
|
US$138,276.32
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Heidi
Miller
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Non-executive
Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
American Depositary Shares ('ADS'). Each ADS represents five HSBC
Holdings plc Ordinary shares of US$0.50 each
|
GB0005405286
|
Outside a trading venue
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$42.08
|
10
|
US$420.77
|
|
||
|
Aggregated
|
US$42.077
|
10
|
US$420.77
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Marc
Moses
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Chief Risk Officer
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
16,701
|
US$137,666.34
|
|
||
|
Aggregated
|
US$8.243
|
16,701
|
US$137,666.34
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Jonathan
Symonds
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Zeneca
Retirement Capital Plan, closely associated person of Jonathan
Symonds, Deputy Group Chairman
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
465
|
US$3,833.00
|
|
||
|
Aggregated
|
US$8.243
|
465
|
US$3,833.00
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Susan
Symonds
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Closely
associated person of Jonathan Symonds, Group Deputy
Chairman
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
59
|
US$486.34
|
|
||
|
Aggregated
|
US$8.243
|
59
|
US$486.34
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Mark
Tucker
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Chairman
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
3,456
|
US$28,487.81
|
|
||
|
Aggregated
|
US$8.243
|
3,456
|
US$28,487.81
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Samir
Assaf
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive, Global Banking and Markets
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
12,914
|
US$106,450.10
|
|
||
|
Aggregated
|
US$8.243
|
12,914
|
US$106,450.10
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Peter
Boyles
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive of Global Private Banking
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
3,328
|
US$27,432.70
|
|
||
|
Aggregated
|
US$8.243
|
3,328
|
US$27,432.70
|
|
||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
£6.55
|
3,885
|
£25,445.77
|
|
||
|
Aggregated
|
£6.550
|
3,885
|
£25,445.77
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Patrick
Burke
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
President
and Chief Executive of HSBC US
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
3,608
|
US$29,740.74
|
|
||
|
Aggregated
|
US$8.243
|
3,608
|
US$29,740.74
|
|
||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
£6.53
|
4,637
|
£30,274.97
|
|
||
|
Aggregated
|
£6.529
|
4,637
|
£30,274.97
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Andy
Maguire
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Chief Operating Officer
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
2,644
|
US$21,794.49
|
|
||
|
Aggregated
|
US$8.243
|
2,644
|
US$21,794.49
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Paulo
Maia
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive, Latin America
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
2,672
|
US$22,025.30
|
|
||
|
Aggregated
|
US$8.243
|
2,672
|
US$22,025.30
|
|
||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
£6.54
|
5
|
£32.69
|
|
||
|
Aggregated
|
£6.538
|
5
|
£32.69
|
|
||
|
|||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
£6.55
|
3,231
|
£21,162.08
|
|
||
|
Aggregated
|
£6.550
|
3,231
|
£21,162.08
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Charlie
Nunn
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive, Retail Banking and Wealth Management
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
843
|
US$6,948.85
|
|
||
|
Aggregated
|
US$8.243
|
843
|
US$6,948.85
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Noel
Quinn
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive, Global Commercial Banking
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
2,702
|
US$22,272.59
|
|
||
|
Aggregated
|
US$8.243
|
2,702
|
US$22,272.59
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Antonio
Simoes
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Managing Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
2,869
|
US$23,649.17
|
|
||
|
Aggregated
|
US$8.243
|
2,869
|
US$23,649.17
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Ian
Stuart
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive, HSBC UK Bank plc
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
1,014
|
US$8,358.40
|
|
||
|
Aggregated
|
US$8.243
|
1,014
|
US$8,358.40
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Peter
Wong
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Deputy
Chairman and Chief Executive, The Hongkong and Shanghai Banking
Corporation Limited
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
7,241
|
US$59,687.56
|
|
||
|
Aggregated
|
US$8.243
|
7,241
|
US$59,687.56
|
|
||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
£6.55
|
13,107
|
£85,846.92
|
|
||
|
Aggregated
|
£6.550
|
13,107
|
£85,846.56
|
|
||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Camay
Wong
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Closely
associated person of Peter Wong, Deputy Chairman and Chief
Executive, The Hongkong and Shanghai Banking Corporation
Limited
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-11-21
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.24
|
308
|
US$2,538.84
|
|
||
|
Aggregated
|
US$8.243
|
308
|
US$2,538.84
|
|
||
|
|
|
|
|
|
|
HSBC
Holdings plc
|
|
|
|
|
By:
|
|
Name:
Ben J S Mathews
|
|
Title:
Group Company Secretary
|
|
|
|
Date:
23 November
2018
|