Blueprint
 
FORM 6-K
 
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of November
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X Form 40-F  
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes  No X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
 
 
 
 
 
 
HSBC HOLDINGS PLC
 
23 November 2018
 
Notification of Transactions by Persons Discharging Managerial Responsibilities ("PDMRs") and persons closely associated with the PDMRs
 
The following transactions relating to dividends of US$0.50 ordinary shares (the "Shares") were made on 21 November 2018:
 
 
Directors                                      
 
Name
 
Shares acquired/allocated
 
Price per Share/ADS
 
Kathleen Casey
 
23 American Depositary Shares (representing 115 ordinary shares of US$0.50 each)
US$41.21561
 
 
Henri de Castries
 
216
 
US$8.2430
 
John Flint
 
4,853
 
US$8.2430
 
Irene Lee
 
133
 
US$8.2430
 
Iain Mackay
 
16,775
 
US$8.2430
 
Heidi Miller
 
10 American Depositary Shares (representing 50 ordinary shares of US$0.50 each)
US$42.07681
Marc Moses
 
16,701
 
US$8.2430
 
Jonathan Symonds2
 
465
59
US$8.2430
US$8.2430
Mark Tucker
 
3,456
 
US$8.2430
 
 
1American Depositary Shares ('ADS') are categorised as equity derivatives under Part XV of the Securities and Futures Ordinance of Hong Kong. Each ADS represents five HSBC Holdings plc ordinary shares. ADS are traded in New York.
2Jonathan Symonds acquisition via persons closely associated - details below.
 
Other PDMRs                                
 
Name
 
Shares acquired/allocated
 
Price per Share
 
Samir Assaf
 
12,914
 
US$8.2430
 
Peter Boyles
 
3,328
3,885
US$8.2430
£6.5497
Patrick Burke
 
3,608
4,637
US$8.2430
£6.5290
Andy Maguire
 
2,644
US$8.2430
 
Paulo Maia
 
2,672
5
3,231
US$8.2430
£6.5380
£6.5497
Charlie Nunn
 
843
 
US$8.2430
Noel Quinn
 
2,702
 
US$8.2430
Antonio Simoes
 
2,869
 
US$8.2430
 
Ian Stuart
 
1,014
 
US$8.2430
 
Peter Wong3
7,241
13,107
308
US$8.2430
£6.5497
US$8.2430
 
3Peter Wong's acquisition includes via persons closely associated - details below.
 
 
The following disclosures are made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Kathleen Casey
 
 
 
 
2 - Reason for the notification
 
Position/status
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each
GB0005405286
Outside of a trading venue
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$41.22
23
US$947.96
 
 
Aggregated
US$41.216
23
US$947.96
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Henri de Castries
 
 
 
 
2 - Reason for the notification
 
Position/status
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
216
US$1,780.49
 
 
Aggregated
US$8.243
216
US$1,780.49
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
John Flint
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Executive
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
4,853
US$40,003.28
 
 
Aggregated
US$8.243
4,853
US$40,003.28
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Irene Lee
 
 
 
 
2 - Reason for the notification
 
Position/status                                   
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
133
US$1,096.32
 
 
Aggregated
US$8.243
133
US$1,096.32
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Iain Mackay
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Finance Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
16,775
US$138,276.32
 
 
Aggregated
US$8.243
16,775
US$138,276.32
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Heidi Miller
 
 
 
 
2 - Reason for the notification
 
Position/status
Non-executive Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
American Depositary Shares ('ADS'). Each ADS represents five HSBC Holdings plc Ordinary shares of US$0.50 each
GB0005405286
Outside a trading venue
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$42.08
10
US$420.77
 
 
Aggregated
US$42.077
10
US$420.77
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Marc Moses
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Risk Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
16,701
US$137,666.34
 
 
Aggregated
US$8.243
16,701
US$137,666.34
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Jonathan Symonds
 
 
 
 
2 - Reason for the notification
 
Position/status
Zeneca Retirement Capital Plan, closely associated person of Jonathan Symonds, Deputy Group Chairman
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
465
US$3,833.00
 
 
Aggregated
US$8.243
465
US$3,833.00
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Susan Symonds
 
 
 
 
2 - Reason for the notification
 
Position/status
Closely associated person of Jonathan Symonds, Group Deputy Chairman
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
59
US$486.34
 
 
Aggregated
US$8.243
59
US$486.34
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Mark Tucker
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chairman
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
3,456
US$28,487.81
 
 
Aggregated
US$8.243
3,456
US$28,487.81
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Samir Assaf
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Banking and Markets
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
12,914
US$106,450.10
 
 
Aggregated
US$8.243
12,914
US$106,450.10
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Peter Boyles
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive of Global Private Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
3,328
US$27,432.70
 
 
Aggregated
US$8.243
3,328
US$27,432.70
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£6.55
3,885
£25,445.77
 
 
Aggregated
£6.550
3,885
£25,445.77
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Patrick Burke
 
 
 
 
2 - Reason for the notification
 
Position/status
President and Chief Executive of HSBC US
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
3,608
US$29,740.74
 
 
Aggregated
US$8.243
3,608
US$29,740.74
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£6.53
4,637
£30,274.97
 
 
Aggregated
£6.529
4,637
£30,274.97
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Andy Maguire
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Chief Operating Officer
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
2,644
US$21,794.49
 
 
Aggregated
US$8.243
2,644
US$21,794.49
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Paulo Maia
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Latin America
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
2,672
US$22,025.30
 
 
Aggregated
US$8.243
2,672
US$22,025.30
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£6.54
5
£32.69
 
 
Aggregated
£6.538
5
£32.69
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£6.55
3,231
£21,162.08
 
 
Aggregated
£6.550
3,231
£21,162.08
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Charlie Nunn
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Retail Banking and Wealth Management
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
843
US$6,948.85
 
 
Aggregated
US$8.243
843
US$6,948.85
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Noel Quinn
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, Global Commercial Banking
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
2,702
US$22,272.59
 
 
Aggregated
US$8.243
2,702
US$22,272.59
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Antonio Simoes
 
 
 
 
2 - Reason for the notification
 
Position/status
Group Managing Director
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
2,869
US$23,649.17
 
 
Aggregated
US$8.243
2,869
US$23,649.17
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Ian Stuart
 
 
 
 
2 - Reason for the notification
 
Position/status
Chief Executive, HSBC UK Bank plc
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
1,014
US$8,358.40
 
 
Aggregated
US$8.243
1,014
US$8,358.40
 
 
 
 
 
 
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Peter Wong
 
 
 
 
2 - Reason for the notification
 
Position/status
Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
7,241
US$59,687.56
 
 
Aggregated
US$8.243
7,241
US$59,687.56
 
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP - British Pound
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
£6.55
13,107
£85,846.92
 
 
Aggregated
£6.550
13,107
£85,846.56
 
 
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
 
Name of natural person
Camay Wong
 
 
 
 
2 - Reason for the notification
 
Position/status
Closely associated person of Peter Wong, Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
 
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
Transaction(s) summary table
 
 
 
 
 
 
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
 
 
2018-11-21
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD - United States Dollar
 
 
Nature of Transaction:
 
 
 
Price
 
Volume
Total
 
 
Acquisition
 
US$8.24
308
US$2,538.84
 
 
Aggregated
US$8.243
308
US$2,538.84
 
 
 
 
 
 
 
 
 
 
For any queries related to this notification, please contact: 
 
JJ Williams
Shareholder Services 
020 3268 3568
 

 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HSBC Holdings plc
 
 
 
By:
 
Name: Ben J S Mathews
 
Title: Group Company Secretary
 
 
 
Date: 23 November 2018