Name
|
Shares acquired/allocated
|
Price per Share/ADS
|
Kathleen
Casey
|
21
American Depositary Shares (representing 105 ordinary shares of
US$0.50 each)
|
US$44.85901
|
Henri
de Castries
|
197
|
US$8.9716
|
John
Flint
|
4,411
|
US$8.9716
|
Irene
Lee
|
121
|
US$8.9716
|
Iain
Mackay
|
15,246
|
US$8.9716
|
Heidi
Miller
|
9
American Depositary Shares (representing 45 ordinary shares of
US$0.50 each)
|
US$45.06501
|
Marc
Moses
|
15,176
|
US$8.9716
|
Mark
Tucker
|
3,140
|
US$8.9716
|
Name
|
Shares acquired/allocated
|
Price per Share
|
Samir
Assaf
|
11,736
|
US$8.9716
|
Peter
Boyles
|
3,024
4,753
|
US$8.9716
£6.7834
|
Patrick
Burke
|
3,279
989
|
US$8.9716
£6.8015
|
Andy
Maguire
|
2,406
|
US$8.9716
|
Paulo
Maia
|
2,426
5
3,027
|
US$8.9716
£6.8228
£6.7834
|
Charlie
Nunn
|
767
|
US$8.9716
|
Noel
Quinn
|
2,457
|
US$8.9716
|
Antonio
Simoes
|
2,605
|
US$8.9716
|
Ian
Stuart
|
923
|
US$8.9716
|
Peter
Wong
|
6,578
13,954
|
US$8.9716
£6.7834
|
Name
|
Shares acquired/allocated
|
Price per Share
|
AstraZeneca Retirement
Capital Plan (CAP of Jonathan Symonds)
|
422
|
US$8.9716
|
Susan
Symonds (CAP of Jon Symonds)
|
54
|
US$8.9716
|
Camay
Wong (CAP of Peter Wong)
|
280
|
US$8.9716
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Kathleen
Casey
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Non-executive
Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
American Depositary Shares ('ADS'). Each ADS represents five HSBC
Holdings plc Ordinary shares of US$0.50 each
|
GB0005405286
|
Outside of a trading venue
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$44.86
|
21
|
US$942.04
|
|
||
|
Aggregated
|
US$44.859
|
21
|
US$942.04
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Henri
de Castries
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Non-executive
Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
197
|
US$1,767.41
|
|
||
|
Aggregated
|
US$8.972
|
197
|
US$1,767.41
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
John
Flint
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Chief Executive
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
4,411
|
US$39,573.73
|
|
||
|
Aggregated
|
US$8.972
|
4,411
|
US$39,573.73
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Irene
Lee
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Non-executive
Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
121
|
US$1,085.56
|
|
||
|
Aggregated
|
US$8.972
|
121
|
US$1,085.56
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Iain
Mackay
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Finance Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
15,246
|
US$136,781.01
|
|
||
|
Aggregated
|
US$8.972
|
15,246
|
US$136,781.01
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Heidi
Miller
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Non-executive
Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
American Depositary Shares ('ADS'). Each ADS represents five HSBC
Holdings plc Ordinary shares of US$0.50 each
|
GB0005405286
|
Outside a trading venue
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$45.07
|
9
|
US$405.58
|
|
||
|
Aggregated
|
US$45.065
|
9
|
US$405.58
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Marc
Moses
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Chief Risk Officer
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
15,176
|
US$136,153.00
|
|
||
|
Aggregated
|
US$8.972
|
15,176
|
US$136,153.00
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Mark
Tucker
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Chairman
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
3,140
|
US$28,170.82
|
|
||
|
Aggregated
|
US$8.972
|
3,140
|
US$28,170.82
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Samir
Assaf
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive, Global Banking and Markets
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
11,736
|
US$105,290.70
|
|
||
|
Aggregated
|
US$8.972
|
11,736
|
US$105,290.70
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Peter
Boyles
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive of Global Private Banking
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
3,024
|
US$27,130.12
|
|
||
|
Aggregated
|
US8.972
|
3,024
|
US$27,130.12
|
|
||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
£6.78
|
4,753
|
£32,241.50
|
|
||
|
Aggregated
|
£6.783
|
4,753
|
£32,241.50
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Patrick
Burke
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
President
and Chief Executive of HSBC US
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
3,279
|
US$29,417.88
|
|
||
|
Aggregated
|
US$8.972
|
3,279
|
US$29,417.88
|
|
||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
£6.80
|
989
|
£6,726.68
|
|
||
|
Aggregated
|
£6.802
|
989
|
£6,726.68
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Andy
Maguire
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Chief Operating Officer
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
2,406
|
US$21,585.67
|
|
||
|
Aggregated
|
US$8.972
|
2,406
|
US$21,585.67
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Paulo
Maia
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive, Latin America
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
2,426
|
US$21,765.10
|
|
||
|
Aggregated
|
US$8.972
|
2,426
|
US$21,765.10
|
|
||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
£6.82
|
5
|
£34.11
|
|
||
|
Aggregated
|
£6.823
|
5
|
£34.11
|
|
||
|
|||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
£6.78
|
3,027
|
£20,533.35
|
|
||
|
Aggregated
|
£6.783
|
3,027
|
£20,533.35
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Charlie
Nunn
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive, Retail Banking and Wealth Management
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
767
|
US$6,881.22
|
|
||
|
Aggregated
|
US$8.972
|
767
|
US$6,881.22
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Noel
Quinn
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive, Global Commercial Banking
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
2,457
|
US$22,043.22
|
|
||
|
Aggregated
|
US$8.972
|
2,457
|
US$22,043.22
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Antonio
Simoes
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Group
Managing Director
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
2,605
|
US$23,371.02
|
|
||
|
Aggregated
|
US$8.972
|
2,605
|
US$23,371.02
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Ian
Stuart
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Chief
Executive, HSBC UK Bank plc
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
923
|
US$8,280.79
|
|
||
|
Aggregated
|
US$8.972
|
923
|
US$8,280.79
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Peter
Wong
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Deputy
Chairman and Chief Executive, The Hongkong and Shanghai Banking
Corporation Limited
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
6,578
|
US$59,015.18
|
|
||
|
Aggregated
|
US$8.972
|
6,578
|
US$59,015.18
|
|
||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
£6.78
|
13,954
|
£94,655.56
|
|
||
|
Aggregated
|
£6.783
|
13,954
|
£94,655.56
|
|
||
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Jonathan
Symonds
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
AstraZeneca
Retirement Capital Plan, closely associated person of Jonathan
Symonds, Deputy Group Chairman
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
422
|
US$3,786.02
|
|
||
|
Aggregated
|
US$8.972
|
422
|
US$3,786.02
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Susan
Symonds
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Closely
associated person of Jonathan Symonds, Group Deputy
Chairman
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
54
|
US$484.47
|
|
||
|
Aggregated
|
US$8.972
|
54
|
US$484.47
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
|||||||
|
|||||||
Name of natural person
|
Camay
Wong
|
|
|||||
|
|
|
|||||
2 - Reason for the notification
|
|||||||
|
|||||||
Position/status
|
Closely
associated person of Peter Wong, Deputy Chairman and Chief
Executive, The Hongkong and Shanghai Banking Corporation
Limited
|
||||||
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
||||||
|
|
||||||
3
- Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
|||||||
|
|||||||
Full name of the entity
|
HSBC Holdings plc
|
||||||
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
||||||
|
|
||||||
4 - Details of the transaction(s)
|
|||||||
|
|||||||
Transaction(s) summary table
|
|||||||
|
|
|
|
|
|
|
|
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
|
|
2018-09-27
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
|
|
Nature of Transaction:
|
|
Price
|
Volume
|
Total
|
|
|
Acquisition
|
|
US$8.97
|
280
|
US$2,512.05
|
|
||
|
Aggregated
|
US$8.972
|
280
|
US$2,512.05
|
|
||
|
|
|
|
|
|
|
HSBC
Holdings plc
|
|
|
|
|
By:
|
|
Name:
Ben J S Mathews
|
|
Title:
Group Company Secretary
|
|
|
|
Date:
01 October
2018
|