Exhibit
No. 1
|
Total
Voting Rights dated 2 October 2017
|
Exhibit
No. 2
|
Director/PDMR
Shareholding dated 2 October 2017
|
Exhibit
No. 3
|
Additional
Listing dated 6 October 2017
|
Exhibit
No. 4
|
Publication
of Final Terms dated 6 October 2017
|
Exhibit
No. 5
|
Notice
to Covered Bondholders dated 27 October 2017
|
Exhibit
No. 6
|
Publication
of Suppl.Prospcts dated 27 October 2017
|
Exhibit
No. 7
|
Director/PDMR
Shareholding dated 27 October 2017
|
Exhibit
No. 8
|
Company
Secretary Change dated 31 October 2017
|
|
BARCLAYS
PLC
|
|
(Registrant)
|
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
|
|
BARCLAYS
BANK PLC
|
|
(Registrant)
|
|
By: /s/
Garth Wright
--------------------------------
|
|
Garth
Wright
|
|
Assistant
Secretary
|
Investor
Relations
|
Media
Relations
|
Kathryn
McLeland
|
Tom
Hoskin
|
+44 (0)
20 7116 4943
|
+44
(0) 20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Jes
Staley
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Executive
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
152,994
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2017-09-29
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tushar Morzaria
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Finance Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
107,421
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2017-09-29
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Paul
Compton
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Chief Operating Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
143,229
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2017-09-29
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Bob
Hoyt
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
General Counsel
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
123,697
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2017-09-29
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tristram
Roberts
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
HR Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
74,869
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2017-09-29
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Michael
Roemer
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Group
Head of Compliance
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
29,296
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2017-09-29
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
|
|
|
|
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Tim
Throsby
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
President,
Barclays International and Chief Executive Officer, Corporate and
Investment Bank
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
253,906
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2017-09-29
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Ashok
Vaswani
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
CEO,
Barclays UK
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
91,145
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not applicable
|
|
e)
|
Date of the transaction
|
2017-09-29
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S. Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employees' Benefit Trust
delivered Shares to the individual described above. The Shares
delivered are in respect of the quarterly payment of the Share
element of the individual's fixed remuneration for the three month
period to 30 September 2017. The Shares are subject to a holding
period with restrictions lifting in equal tranches over five years
(20% each year).
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
123,697
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2017-09-29
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
C.S. Venkatakrishnan
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Chief
Risk Officer
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares with a nominal value of 25 pence each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
The
trustee of the Barclays Group (PSP) Employee Benefit Trust
delivered Shares to the individual set out above to satisfy the
release of Shares subject to an award made under Schedule 1 to the
Barclays Group Share Value Plan.
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s):
Number of Shares received
|
£1.92
|
109,090
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
Not
applicable
|
|
e)
|
Date of the transaction
|
2017-09-29
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
1
|
Details of the person discharging managerial responsibilities /
person closely associated
|
||
a)
|
Name
|
Sir Ian
Cheshire
|
|
2
|
Reason for the notification
|
||
a)
|
Position/status
|
Non-executive
Director
|
|
b)
|
Initial notification /Amendment
|
Initial
notification
|
|
3
|
Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||
a)
|
Name
|
Barclays
PLC
|
|
b)
|
LEI
|
213800LBQA1Y9L22JB70
|
|
4
|
Details of the transaction(s): section to be repeated for (i) each
type of instrument; (ii) each type of transaction; (iii) each date;
and (iv) each place where transactions have been
conducted
|
||
a)
|
Description of the financial instrument, type of
instrument
Identification
code
|
Ordinary
shares in Barclays PLC with a nominal value of 25p each
("Shares")
GB0031348658
|
|
b)
|
Nature of the transaction
|
Purchase
of Shares
|
|
c)
|
Price(s) and volume(s)
|
Price(s)
|
Volume(s): Number of Shares purchased
|
£1.83401
|
30,000
|
||
d)
|
Aggregated information
- Aggregated volume
- Price
|
N/A
|
|
e)
|
Date of the transaction
|
2017-10-27
|
|
f)
|
Place of the transaction
|
London
Stock Exchange (XLON)
|
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
Investor Relations
|
Media Relations
|
Kathryn McLeland
|
Tom Hoskin
|
+44 (0)20 7116 4943
|
+44 (0)20 7116 4755
|
|
|