Name
|
Price per Share / ADS1
|
Shares acquired
|
Kathleen
Casey
|
US$49.84001
|
18
American Depositary Shares1
(representing
90 ordinary shares of US$0.50 each)
|
Henri
de Castries
|
US$9.9680
|
168
|
Douglas
Flint
|
£7.2401
|
58
|
Stuart
Gulliver
|
US$9.9680
|
29,806
|
Irene
Lee
|
US$9.9680
|
104
|
Iain
Mackay
|
US$9.9680
|
16,666
|
Heidi
Miller
|
US$49.06001
|
8
American Depositary Shares1
(representing
40 ordinary shares of US$0.50 each)
|
Marc
Moses
|
US$9.9680
|
16,845
|
Name
|
Price per Share
|
Shares acquired
|
Samir
Assaf
|
US$9.9680
|
16,426
|
Peter
Boyles
|
US$9.9680
£7.2401
|
3,927
2,974
|
Patrick
Burke
|
US$9.9680
£7.2174
|
4,577
2,116
|
John
Flint
|
US$9.9680
|
6,080
|
Andy
Maguire
|
US$9.9680
|
2,704
|
Paulo
Maia
|
US$9.9680
£7.2401
£7.2525
|
2,542
2,165
4
|
Noel
Quinn
|
US$9.9680
|
3,370
|
Antonio
Simoes
|
US$9.9680
|
3,456
|
Peter
Wong
|
US$9.9680
£7.2401
|
10,460
12,845
|
Name
|
Price per Share
|
Shares acquired
|
Camay
Wong
(CAP of
Peter Wong)
|
US$9.9680
|
239
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Kathleen
Casey
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Non-executive
Director
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
American Depositary Shares ('ADS'). Each ADS represents five HSBC
Holdings plc ordinary shares of US$0.50 each
|
GB0005405286
|
Outside a trading venue
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$49.84
|
18
|
$897.12
|
|
||||
|
Aggregated
|
$49.84
|
18
|
$897.12
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Henri
de Castries
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Non-executive
Director
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$9.97
|
168
|
$1,674.62
|
|
||||
|
Aggregated
|
$9.968
|
168
|
$1,674.62
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Douglas
Flint
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Group
Chairman
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
£7.24
|
58
|
£419.93
|
|
||||
|
Aggregated
|
£7.24
|
58
|
£419.93
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Stuart
Gulliver
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Group
Chief Executive
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$9.97
|
29,806
|
$297,106.21
|
|
||||
|
Aggregated
|
$9.968
|
29,806
|
$297,106.21
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Irene
Lee
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Non-executive
Director
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$9.97
|
104
|
$1,036.67
|
|
||||
|
Aggregated
|
$9.968
|
104
|
$1,036.67
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Iain
Mackay
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Group
Finance Director
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$9.97
|
16,666
|
$166,126.69
|
|
||||
|
Aggregated
|
$9.968
|
16,666
|
$166,126.69
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Heidi
Miller
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Non-executive
Director
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
American Depositary Shares ('ADS'). Each ADS represents five HSBC
Holdings plc ordinary shares of US$0.50 each.
|
GB0005405286
|
Outside a trading venue
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$49.06
|
8
|
$392.48
|
|
||||
|
Aggregated
|
$49.06
|
8
|
$392.48
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Marc
Moses
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Group
Chief Risk Officer
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$9.97
|
16,845
|
$167,910.96
|
|
||||
|
Aggregated
|
$9.968
|
16,845
|
$167,910.96
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Samir
Assaf
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Chief
Executive, Global Banking and Markets
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$9.97
|
16,426
|
$163,734.37
|
|
||||
|
Aggregated
|
$9.968
|
16,426
|
$163,734.37
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Peter
Boyles
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Chief
Executive, Global Private Banking
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
|
|
||||||
|
£7.24
|
2,974
|
£21,532.06
|
|
||||
|
Aggregated
|
£7.24
|
2,974
|
£21,532.06
|
|
|||
|
|
|
|
|
|
|
||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
|
|
$9.97
|
3,927
|
$39,144.34
|
|
||
|
|
Aggregated
|
$9.968
|
3,927
|
$39,144.34
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Patrick
Burke
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
President
and Chief Executive of HSBC US
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
|
|
||||||
|
£7.22
|
2,116
|
£15,272.02
|
|
||||
|
Aggregated
|
£7.217
|
2,116
|
£15,272.02
|
|
|||
|
|
|
|
|
|
|
||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
|
|
$9.97
|
4,577
|
$45,623.54
|
|
||
|
|
Aggregated
|
$9.968
|
4,577
|
$45,623.54
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
John
Flint
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Chief
Executive, Retail Banking and Wealth Management
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD -United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$9.97
|
6,080
|
$60,605.44
|
|
||||
|
Aggregated
|
$9.968
|
6,080
|
$60,605.44
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Andy
Maguire
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Group
Chief Operating Officer
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD -United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$9.97
|
2,704
|
$26,953.47
|
|
||||
|
Aggregated
|
$9.968
|
2,704
|
$26,953.47
|
|
|||
|
|
|
|
|
|
|
||
|
|
|
|
|
|
|
||
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Paulo
Maia
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Chief
Executive, Latin America
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
£7.24
|
2,165
|
£15,674.82
|
||||||
|
£7.25
|
4
|
£29.01
|
|
||||
|
Aggregated
|
£7.24
|
2,169
|
£15,703.83
|
|
|||
|
|
|
|
|
|
|
||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
|
|
$9.97
|
2,542
|
$25,338.66
|
|
||
|
|
Aggregated
|
$9.968
|
2,542
|
$25,338.66
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Noel
Quinn
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Chief
Executive, Global Commercial Banking
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD -United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$9.97
|
3,370
|
$33,592.16
|
|
||||
|
Aggregated
|
$9.968
|
3,370
|
$33,592.16
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Antonio
Simoes
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Chief
Executive, HSBC Bank plc
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD -United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$9.97
|
3,456
|
$34,449.41
|
|
||||
|
Aggregated
|
$9.968
|
3,456
|
$34,449.41
|
|
|||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Peter
Wong
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Deputy
Chairman and Chief Executive, The Hongkong and Shanghai Banking
Corporation Limited
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
GBP - British Pound
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
£7.24
|
12,845
|
£92,999.08
|
|
||||
|
Aggregated
|
£7.24
|
12,845
|
£92,999.08
|
|
|||
|
|
|
|
|
|
|
||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD - United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
|
|
$9.97
|
10,460
|
$104,265.28
|
|
||
|
|
Aggregated
|
$9.968
|
10,460
|
$104,265.28
|
|
||
|
|
|
|
|
|
|
1 - Details of the person discharging managerial responsibilities /
person closely associated
|
||||||||
|
|
|
||||||
Name of natural person
|
Camay
Wong
|
|
||||||
|
|
|
||||||
2 - Reason for the notification
|
||||||||
|
|
|
||||||
Position/status
|
Person
closely associated with Peter Wong, Deputy Chairman and Chief
Executive, The Hongkong and Shanghai Banking Corporation
Limited
|
|
||||||
|
|
|
||||||
Initial notification/amendment
|
Initial
Notification
|
|
||||||
|
|
|
||||||
3 - Details of the issuer, emission allowance market participant,
auction platform, auctioneer or auction monitor
|
||||||||
|
|
|
||||||
Full name of the entity
|
HSBC Holdings plc
|
|
||||||
|
|
|
||||||
Legal Entity Identifier code
|
MLU0ZO3ML4LN2LL2TL39
|
|
||||||
|
|
|
||||||
4 - Details of the transaction(s)
|
||||||||
Transaction(s) summary table
|
||||||||
|
Date of Transaction
|
Financial Instrument
|
Identification Code
|
Place of Transaction
|
Currency
|
|
||
|
2017-09-20
|
Ordinary shares of US$0.50 each
|
GB0005405286
|
London Stock Exchange, Main Market (XLON)
|
USD -United States Dollar
|
|
||
|
Nature of Transaction:
Acquisition
|
|
Price
|
Volume
|
Total
|
|
||
|
$9.97
|
239
|
$2,382.35
|
|
||||
|
Aggregated
|
$9.968
|
239
|
$2,382.35
|
|
|||
|
|
|
|
|
|
|
HSBC
Holdings plc
|
|
|
|
|
By:
|
|
Name:
Ben J S Mathews
|
|
Title:
Group Company Secretary
|
|
|
|
Date:
22 September 2017
|