Blueprint
 
 
 
FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
 
Washington, D.C. 20549
 
 
 
Report of Foreign Private Issuer
 
Pursuant to Rule 13a - 16 or 15d - 16 of
 
the Securities Exchange Act of 1934
 
 
 
For the month of March
 
HSBC Holdings plc
 
42nd Floor, 8 Canada Square, London E14 5HQ, England
 
(Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F).
 
Form 20-F X Form 40-F  
 
(Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934).
 
Yes  No X
 
(If "Yes" is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): 82-   ).
 
 
 
 
 
 
HSBC HOLDINGS PLC
 
15 March 2017
 
Notification of Transactions by Persons Discharging Managerial Responsibilities (“PDMRs”)
 
 
Group Performance Share Plan Award
 
Deferred awards under the Group Performance Share Plan (“GPSP Awards”) of US$0.50 ordinary shares (the “Shares”) in HSBC Holdings plc (the “Company”) were granted in 2012 as a part of variable pay for the performance year ended 31 December 2011.
 
The GPSP Awards vested on 13 March. The Shares must be retained while the individual is employed by HSBC. The GPSP Awards were determined by assessing performance against financial and non-financial metrics, as detailed in the Directors’ remuneration report in the 2011 annual report and accounts.
 
 
Directors
 
Name
 
Additional Shares issued in lieu of the 2016 4th interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £6.7287 per Share2
 
Stuart Gulliver
 
22,969
 
904,929
 
425,317
 
Iain Mackay
 
4,288
 
168,920
 
79,393
 
Marc Moses
 
11,943
 
470,561
 
221,164
 
 
Other PDMRs
 
Name
 
Additional Shares issued in lieu of the 2016 4th interim dividend1
 
Total number of Shares vested
 
 Number of Shares sold at £6.7287per Share2
 
Samir Assaf
 
11,943
470,561
216,599
Peter Boyles
 
1,343
52,891
21,708
Patrick Burke
 
1,355
53,400
29,808
John Flint
 
1,445
56,934
26,759
Noel Quinn
 
1,115
43,933
5,616
Antonio Simoes
 
1,123
44,257
20,801
Peter Wong
 
7,758
305,629
45,845
 
1 At USD$8.0636 per Share being the average closing price of the Company’s Shares on the London Stock Exchange between 23 February and 1 March 2017 converted into USD.
2 Includes shares sold to cover withholding tax.
 
Annual Incentive awards
 
Deferred awards (the “Awards”) of US$0.50 ordinary shares (the “Shares”) in HSBC Holdings plc (the “Company”) were granted in 2016 as a part of variable pay for the performance year ended 31 December 2015.
 
On 13 March, the first tranche of the Awards granted in 2016 vested and the following transactions took place in London. The remainder of the Awards will vest in 2018 and 2019.
 
 
Directors
 
Name
 
Additional Shares issued in lieu of the 2016 4th interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £6.7287 per Share2
 
Stuart Gulliver
 
1,933
 
25,124
 
25,124
 
Iain Mackay
 
1,924
 
25,018
 
11,759
 
Marc Moses
 
1,489
 
19,365
 
19,365
 
 
Other PDMRs
 
Name
 
Additional Shares issued in lieu of the 2016 4th interim dividend1
 
Total number of Shares vested
 
Number of Shares sold at £6.7287 per Share2
 
Samir Assaf
 
4,947
 
64,310
 
30,226
 
Peter Boyles
 
2,182
 
28,370
 
12,767
 
Patrick Burke
 
4,013
 
52,175
 
29,125
 
John Flint
 
3,546
 
46,096
 
21,666
 
Andy Maguire
 
2,927
 
38,052
 
17,885
 
Paulo Maia
 
1,944
 
25,272
 
8,846
 
Noel Quinn
 
2,334
 
30,350
 
14,265
 
Antonio Simoes
 
2,703
 
35,144
 
16,518
 
Peter Wong
 
3,700
 
48,103
 
7,216
 
 
1 At USD$8.0636 per Share being the average closing price of the Company’s Shares on the London Stock Exchange between 23 February and 1 March 2017 converted into USD.
2 Includes shares sold to cover withholding tax
 
The Directors may separately retain such number of Shares equivalent in value to those that vested under the Award (net of tax liabilities) for six months from the original vesting date.
 
 
In addition to the above, deferred awards (the “Awards”) of US$0.50 ordinary shares (the “Shares”) in HSBC Holdings plc (the “Company”) were granted in 2015 as a part of variable pay for the performance year ended 31 December 2014.
 
On 14 March, the second tranche of the Awards granted in 2015 vested and the following transactions took place in London. The remainder of the Awards will vest in 2018.
 
 
Directors
 
Name
 
Additional Shares issued in lieu of the 2016 4th interim dividend1
 
Total number of Shares vested
 
 
 
 
Number of Shares sold at £6.7032 per Share2
 
Stuart Gulliver
 
1,336
26,507
26,507
Iain Mackay
 
898
 
17,813
 
8,373
 
Marc Moses
 
1,071
 
21,240
 
21,240
 
 
Other PDMRs
 
Name
 
Additional Shares issued in lieu of the 2016 4th interim dividend1
 
Total number of Shares vested
 
 
 
 
Number of Shares sold at £6.7032 per Share2
 
Samir Assaf
 
2,180
 
43,264
 
20,335
 
Peter Boyles
 
1,058
 
20,981
 
9,442
 
Patrick Burke
 
1,204
 
23,874
 
13,327
 
John Flint
 
1,373
 
27,244
 
12,805
 
Andy Maguire
 
1,282
 
25,436
 
11,955
 
Paulo Maia
 
476
 
9,446
 
3,453
 
Noel Quinn
 
799
 
15,857
 
4,528
 
Antonio Simoes
 
843
 
16,725
 
7,861
 
Peter Wong
 
1,896
 
37,629
 
5,645
 
 
1 At USD$8.0636 per Share being the average closing price of the Company’s Shares on the London Stock Exchange between 23 February and 1 March 2017 converted into USD.
2 Includes shares sold to cover withholding tax.
 
The Directors may separately retain such number of Shares equivalent in value to those that vested under the Award (net of tax liabilities) for six months from the original vesting date.
 
The following disclosure is made in accordance with Article 19 of the EU Market Abuse Regulation 596/2014.
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Stuart Gulliver
 
 
2 - Reason for the notification
Position/status
Group Chief Executive
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
Volume
Total
 
£6.73
 
450,441
 
£3,030,882.36
 
Aggregated
£6.729
450,441
£3,030,882.36
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
26,507
£177,681.72
 
Aggregated
£6.703
 
26,507
£177,681.72
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
24,902
$200,799.77
 
Aggregated
$8.064
 
24,902
$200,799.77
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
1,336
$10,772.97
 
Aggregated
$8.064
 
1,336
$10,772.97
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Iain Mackay
 
 
2 - Reason for the notification
Position/status
Group Finance Director
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.73
91,152
£613,334.46
 
Aggregated
£6.729
 
91,152
£613,334.46
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
8,373
£56,125.89
 
Aggregated
£6.703
 
8,373
£56,125.89
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
6,212
$50,091.08
 
Aggregated
$8.064
 
6,212
$50,091.08
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
898
$7,241.11
 
Aggregated
$8.064
 
898
$7,241.11
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Marc Moses
 
 
2 - Reason for the notification
Position/status
Group Chief Risk Officer
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.73
240,529
£1,618,447.48
 
Aggregated
£6.729
 
240,529
£1,618,447.48
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
21,240
£142,375.97
 
Aggregated
£6.703
 
21,240
£142,375.97
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
13,432
$108,310.28
 
Aggregated
$8.064
 
13,432
$108,310.28
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
1,071
$8,636.12
 
Aggregated
$8.064
 
1,071
$8,636.12
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Samir Assaf
 
 
2 - Reason for the notification
Position/status
Chief Executive, Global Banking and Markets
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.73
246,825
£1,660,811.38
 
Aggregated
£6.729
 
246,825
£1,660,811.38
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
20,335
£136,309.57
 
Aggregated
£6.703
 
20,335
£136,309.57
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
16,890
$136,194.20
 
Aggregated
$8.064
 
16,890
$136,194.20
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
2,180
$17,578.65
 
Aggregated
$8.064
 
2,180
$17,578.65
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Peter Boyles
 
 
2 - Reason for the notification
Position/status
Chief Executive of Global Private Banking
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.73
34,475
£231,971.93
 
Aggregated
£6.729
 
34,475
£231,971.93
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
9,442
£63,291.61
 
Aggregated
£6.703
 
9,442
£63,219.61
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
3,525
$28,424.19
 
Aggregated
$8.064
 
3,525
$28,424.19
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
1,058
$8,531.29
 
Aggregated
$8.064
 
1,058
$8,531.29
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Patrick Burke
 
 
2 - Reason for the notification
Position/status
President and Chief Executive of HSBC US
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.73
58,933
£396,542.48
 
Aggregated
£6.729
 
58,933
£396,542.48
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
13,327
£89,333.55
 
Aggregated
£6.703
 
13,327
£89,333.55
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
5,368
$43,285.40
 
Aggregated
$8.064
 
5,368
$43,285.40
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
1,204
$9,708.57
 
Aggregated
$8.064
 
1,204
$9,708.57
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
John Flint
 
 
2 - Reason for the notification
Position/status
Chief Executive, Retail Banking and Wealth Management
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.73
48,425
£325,837.30
 
Aggregated
£6.729
 
48,425
£325,837.30
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
12,805
£85,834.48
 
Aggregated
£6.703
 
12,805
£85,834.48
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
4,991
$40,245.43
 
Aggregated
$8.064
 
4,991
$40,245.43
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
1,373
$11,071.32
 
Aggregated
$8.064
 
1,373
$11,071.32
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Andy Maguire
 
 
2 - Reason for the notification
Position/status
Group Chief Operating Officer
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.73
17,885
£120,342.80
 
Aggregated
£6.729
 
17,885
£120,342.80
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
11,955
£80,136.76
 
Aggregated
£6.703
 
11,955
£80,136.76
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
2,927
$23,602.16
 
Aggregated
$8.064
 
2,927
$23,602.16
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
1,282
$10,337.54
 
Aggregated
$8.064
 
1,282
$10,337.54
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Paulo Maia
 
 
2 - Reason for the notification
Position/status
Chief Executive, Latin America
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.73
8,846
£59,522.08
 
Aggregated
£6.729
 
8,846
£59,522.08
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
3,453
£23,146.15
 
Aggregated
£6.703
 
3,453
£23,146.15
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
1,944
$15,675.64
 
Aggregated
$8.064
 
1,944
$15,675.64
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
476
$3,838.27
 
Aggregated
$8.064
 
476
$3,838.27
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Noel Quinn
 
 
2 - Reason for the notification
Position/status
Chief Executive, Global Commercial Banking
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.73
19,881
£133,773.28
 
Aggregated
£6.729
 
19,881
£133,773.28
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
4,528
£30,352.09
 
Aggregated
£6.703
 
4,528
£30,352.09
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
3,449
$27,811.36
 
Aggregated
$8.064
 
3,449
$27,811.36
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
799
$6,442.82
 
Aggregated
$8.064
 
799
$6,442.82
 
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Antonio Simoes
 
 
2 - Reason for the notification
Position/status
Chief Executive, HSBC Bank plc
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.73
37,319
£251,108.36
 
Aggregated
£6.729
 
37,319
£251,108.36
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
7,861
£52,693.86
 
Aggregated
£6.703
 
7,861
£52,693.86
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
3,826
$30,851.33
 
Aggregated
$8.064
 
3,826
$30,851.33
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
843
$6,797.61
 
Aggregated
$8.064
 
843
$6,797.61
 
1 - Details of the person discharging managerial responsibilities / person closely associated
Name of natural person
Peter Wong
 
 
2 - Reason for the notification
Position/status
Deputy Chairman and Chief Executive, The Hongkong and Shanghai Banking Corporation Limited
 
 
Initial notification/amendment
Initial Notification
 
 
3 - Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
Full name of the entity
HSBC Holdings plc
 
 
Legal Entity Identifier code
MLU0ZO3ML4LN2LL2TL39
 
 
4 - Details of the transaction(s)
 
  Transaction(s) summary table
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.73
53,061
£357,031.55
 
Aggregated
£6.729
 
53,061
£357,031.55
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
GBP – British Pound
Nature of Transaction:
 
Disposal
 
Price
 
Volume
Total
 
£6.70
5,645
£37,839.56
 
Aggregated
£6.703
 
5,645
£37,839.56
 
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-13
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
11,458
$92,392.73
 
Aggregated
$8.064
 
11,458
$92,392.73
 
Date of Transaction
Financial Instrument
Identification Code
Place of Transaction
Currency
2017-03-14
Ordinary shares of US$0.50 each
GB0005405286
London Stock Exchange, Main Market (XLON)
USD – United States Dollar
Nature of Transaction:
 
Acquisition
 
Price
 
Volume
Total
 
$8.06
1,896
$15,288.59
 
Aggregated
$8.064
 
1,896
$15,288.59
 
 
 
For any queries related to this notification please contact:
Lauren Brown
Shareholder Services Team
020 7992 3761
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
HSBC Holdings plc
 
 
 
By:
 
Name: Ben J S Mathews
 
Title: Group Company Secretary
 
 
 
Date: 15 March 2017